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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
--
BKF CAPITAL GROUP, INC.
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(Name of Issuer)
COMMON STOCK, PAR VALUE $1.00 PER SHARE
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(Title of Class of Securities)
057213100
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(CUSIP Number)
Kurt Butenhoff
c/o Bear Stearns & Co. Inc.
245 Park Avenue
New York, New York 10167
Telephone Number: (212) 272-6849
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 14, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
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* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 7
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CUSIP NO. 057213100 13D PAGE 2 OF 7 PAGES
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(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
MANDARIN, INC.
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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(3) SEC USE ONLY
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(4) SOURCE OF FUNDS
NOT APPLICABLE
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(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
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(6) CITIZENSHIP OR PLACE OF ORGANIZATION
BAHAMAS
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(7) SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES (8) SHARED VOTING POWER
BENEFICIALLY 305,000
OWNED BY ------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ------------------------------------------------------
WITH (10) SHARED DISPOSITIVE POWER
305,000
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(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
305,000
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(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
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(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.69% (SEE ITEM 5.)
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(14) TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP NO. 057213100 13D PAGE 3 OF 7 PAGES
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(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JOSEPH LEWIS
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
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(3) SEC USE ONLY
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(4) SOURCE OF FUNDS
NOT APPLICABLE
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(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
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(6) CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED KINGDOM
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(7) SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES (8) SHARED VOTING POWER
BENEFICIALLY 305,000
OWNED BY ------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ------------------------------------------------------
WITH (10) SHARED DISPOSITIVE POWER
305,000
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(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
305,000
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(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.69% (SEE ITEM 5.)
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(14) TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP NO. 057213100 13D PAGE 4 OF 7 PAGES
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(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JANE LEWIS
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
----------------------------------------------------------------------
(3) SEC USE ONLY
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(4) SOURCE OF FUNDS
NOT APPLICABLE
----------------------------------------------------------------------
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
----------------------------------------------------------------------
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED KINGDOM
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(7) SOLE VOTING POWER
0
NUMBER OF ------------------------------------------------------
SHARES (8) SHARED VOTING POWER
BENEFICIALLY 305,000
OWNED BY ------------------------------------------------------
EACH (9) SOLE DISPOSITIVE POWER
REPORTING 0
PERSON ------------------------------------------------------
WITH (10) SHARED DISPOSITIVE POWER
305,000
------------------------------------------------------
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
305,000
----------------------------------------------------------------------
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
----------------------------------------------------------------------
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.69% (SEE ITEM 5.)
----------------------------------------------------------------------
(14) TYPE OF REPORTING PERSON (See Instructions)
IN
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ITEM 1. SECURITY AND ISSUER
(i) Name of Issuer: BKF Capital Group, Inc. ("BKF")
(ii) Address of the Principal Executive Offices of BKF: One
Rockefeller Plaza, New York, New York 10020
(iii) Title of Class of Equity Securities to which this Statement
relates: Common Stock, $1.00 par value per share (the "Common
Stock")
ITEM 2. IDENTITY AND BACKGROUND
Mandarin, Inc. ("Mandarin") is a corporation organized under the laws
of the Bahamas as an investment vehicle. The shareholders and directors of
Mandarin are Joseph Lewis and Jane Lewis, who are permanent residents of the
Bahamans and citizens of the United Kingdom. The business address of each of
Mandarin, Joseph Lewis and Jane Lewis is c/o Cay House, P.O. Box N7776, Lyford
Cay, New Providence, Bahamas. The principle business of each of Joseph Lewis and
Jane Lewis is private investments and serving as directors of Mandarin.
During the last five years, neither Mandarin, Joseph Lewis or Jane
Lewis has been (i) convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or (ii) a party to a civil proceeding of a
judicial or administrative body of a competent jurisdiction and as a result of
which was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to Federal or
State securities laws or finding any violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Not Applicable.
ITEM 4. PURPOSE OF TRANSACTION
Not Applicable.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) - (c) Mandarin owns 305,000 shares of Common Stock, which
constitutes approximately 4.69% of BKF's outstanding shares of Common Stock.
Joseph Lewis and Jane Lewis, as the only shareholders of Mandarin, are the
beneficial owners of the 305,000 shares of Common Stock. Mandarin, Joseph Lewis
and Jane Lewis have shared power to vote and to dispose of the 305,000 shares of
Common Stock.
Set forth below are the number of shares, trading dates and average
price per share for all dispositions of Common Stock made by Mandarin within the
past 60 days. All dispositions were open market transactions and were effected
on the New York Stock Exchange.
<TABLE>
<CAPTION>
Number Trading Price
of Shares Date Per Share
--------- ---- ---------
<S> <C> <C>
165,000 12/14/00 $18.0000
31,400 12/20/00 $18.0135
</TABLE>
(d) None.
(e) On December 20, 2000, Mandarin, Joe Lewis and Jane Lewis ceased to
be beneficial owners of more than 5% of the Common Stock.
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ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
December 22, 2000
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(Date)
MANDARIN, INC.
By: /s/ Joseph Lewis
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Name: Joseph Lewis
Title: Director
/s/ Joseph Lewis
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Joseph Lewis
/s/ Jane Lewis
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Jane Lewis
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