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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 8, 1996
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MACC Private Equities Inc.
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(Exact name of registrant as specified in its charter)
Delaware 0-24412 42-1421406
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
Suite 800, 101 Second Street, S.E., Cedar Rapids, Iowa 52401
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(Address of principal executive offices)
Registrant's telephone number, including area code:
(319) 363-8249
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Not Applicable
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(Former name or former address, if changed since last report.)
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Exhibit Index appears on page 4.
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INFORMATION TO BE INCLUDED IN THE REPORT
Item 5. Other Events
The Registrant is filing this Current Report on Form 8-K with respect to a
change in its primary trading market. The Registrant began public trading on
the Nasdaq SmallCap Market on March 2, 1995. On February 8, 1996, the
Registrant's Application for Initial Listing on the Nasdaq National Market was
approved, and as of February 13, 1996, the Registrant's common stock will cease
to be quoted on the Nasdaq SmallCap Market and the Registrant's primary trading
market will become the Nasdaq National Market. The Registrant's trading symbol
will remain "MACC." The Registrant disclosed this information to the national
media on February 9, 1996, via a written press release (the "Press Release").
The Press Release is incorporated herein by reference to Exhibit (99)(i) --
Press Release.
Item 7. Financial Statements and Exhibits
(a) Financial Statements of Business Acquired.
Not applicable.
(b) Pro Forma Financial Information.
Not applicable.
(c) Exhibits.
(99)(i) Additional Exhibit -- Press Release
No other exhibits are applicable.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MACC Private Equities Inc.
Date: February 9, 1996 By: /s/ Robert A. Comey
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Robert A. Comey,
Executive Vice President
5443A
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EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit Page
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<S> <C>
(99)(i) Additional Exhibit -- Press Release 5
</TABLE>
No other exhibits are applicable.
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EXHIBIT 99.1
MACC PRIVATE EQUITIES INC. NEWS
101 Second Street, S.E., Suite 800 RELEASE
Cedar Rapids, Iowa 52401
(319) 362-8568
For more information contact:
David R. Schroder, President For Immediate Release
Robert A. Comey, Executive Vice February 9, 1996
President
(319) 363-8249
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Cedar Rapids, Iowa, February 9, 1996. MACC Private Equities Inc. (Nasdaq:
"MACC") announced today that the primary trading market for MACC common stock
will advance from the Nasdaq SmallCap Market to the Nasdaq National Market,
effective February 13, 1996. The Company's trading symbol will remain "MACC."
MACC is a business development company in the business of making
investments in small businesses in the United States, both directly and though
its wholly-owned subsidiary, MorAmerica Capital Corporation, a small business
investment company. MACC began public trading on the Nasdaq SmallCap Market on
March 2, 1995.
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