UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Fiberstars, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
315662 10 6
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [X]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter disclosure
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5 pages
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C>
- --------------------------------------- --------------------------------------
CUSIP NO. 315662 10 6 13G Page 3 of 5 Pages
- --------------------------------------- --------------------------------------
- ----------- ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S. S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David N. Ruckert
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY OWNED BY 221,573
BY EACH REPORTING
PERSON WITH ---------- -------------------------------------------------------------------------------
6 SHARED VOTING POWER
---------- -------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
221,573
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8 SHARED DISPOSITIVE POWER
- -------------------------- ---------- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
221,573
- ----------- ---------------------------------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- ----------- ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.2%
- ----------- ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON *
IN
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<FN>
*SEE INSTRUCTION BEFORE FILLING OUT!
</FN>
</TABLE>
Page 2 of 5 pages
<PAGE>
Schedule 13G
David N. Ruckert (Cont'd)
Item 1(a) Name of Issuer:
Fiberstars, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
2883 Bayview Drive
Fremont, CA 94538
Item 2(a) Name of Person Filing:
David N. Ruckert
Item 2(b) Address of Principal Business Office, or if None, Residence:
c/o Fiberstars, Inc.
2883 Bayview Drive
Fremont, CA 94538
Item 2(c) Citizenship:
United States of America
Item 2(d) Title of Class Securities
Common Stock
Item 2(e) CUSIP Number:
315662 10 6
Item 3 Type of Person:
Not Applicable
Item 4 Ownership (at December 31, 1997):
(a) and (b) Amount beneficially owned:
As of December 31, 1997, Mr. Ruckert beneficially owned
221,573 or 6.2% of the outstanding shares of Common Stock of
the Issuer.
Page 3 of 5 pages
<PAGE>
Schedule 13G
David N. Ruckert (Cont'd)
(c) Number of shares as to which such person has:
Mr. Ruckert has the sole power to vote or direct the vote with
respect to 134,073 shares of Common Stock which are issued and
outstanding. Mr. Ruckert also holds an option to purchase
50,000 shares of Common Stock at an exercise price of $6.50
per share which vests in four equal annual installments from
the grant date (September 29, 1994), and is currently vested
and fully exercisable for 37,500 shares, with the remainder
becoming fully exercisable on September 29, 1998. This option
expires on September 28, 1999. Mr. Ruckert also holds an
option to purchase 50,000 shares of Common Stock at an
exercise price of $5.50 per share which vests in four equal
annual installments from the grant date (January 27, 1995),
and is currently vested and fully exercisable for 37,500
shares, with the remainder becoming fully exercisable on
January 27, 1999. This option expires on January 26, 2000. Mr.
Ruckert also holds an option to purchase 50,000 shares of
Common Stock at an exercise price of $4.75 per share, which
vests in four equal annual installments from the grant date
(December 6, 1996) and is currently vested and exercisable for
12,500 shares, with the remainder becoming fully exercisable
on December 6, 2000. This option expires on December 5, 2001.
Mr. Ruckert also holds an option to purchase 50,000 shares of
Common Stock at an exercise price of $5.50 per share which
vests in four equal annual installments from the grant date
(December 5, 1997) and is not yet vested or exercisable for
any shares. This option expires on December 4, 2002.
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Item 6 Ownership of More Than Five Percent on Behalf of Another
Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company:
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Page 4 of 5 pages
<PAGE>
Schedule 13G
David N. Ruckert (Cont'd)
Item 10 Certification:
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 11, 1998
/s/ David N. Ruckert
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Page 5 of 5 pages
