UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
SCC Communications Corp.
(Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
78388X105
(CUSIP Number)
New Moon Trust U/T/D dated June 1, 1995
c/o Barry L. Guterman, Special Trustee
1875 Century Park East, Suite 1500
Los Angeles, CA 90067-2516
Telephone: (310) 551-1400
(Name, Address and Telephone Number of Authorized
Person to Receive Notices and Communications.)
Check the following if a fee is being paid with this
statement
/ / . If the filing person has previously filed a statement
on Schedule 13G to report the acquisition which is the
subject of this Schedule 13D, and is filing this schedule
because of Rule 13d-1(b)(3) or (4), check the following box
/ /.
The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act
(however, see the Notes).
<PAGE>
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos.
Of Above Persons:
(2) Check the Appropriate Box if a Member of a Group.
(a) /X/
(b)
(3) SEC Use Only
(4) Citizenship or Place of Organization:
California
Number of Shares Beneficially Owned by Each Reporting
Person With:
(5) Sole Voting Power: -0-
(6) Shared Voting Power: 650,000
(7) Sole Dispositive Power: -0-
(8) Shared Dispositive Power: 650,000
(9) Aggregate Amount Beneficially Owned by Each
Reporting Person:
650,000
(10) Check if the Aggregate Amount in Row (9) Excludes
Certain Shares:
/ /
(11) Percent of Class Represented by Amount in
Row (9): 5.8%
(12) Type of Reporting Person (See Instructions): OO
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification
Nos. Of Above Persons:
Barry L. Guterman, Special Trustee
(2) Check the Appropriate Box if
a Member of a Group.
(a) /X/
(b)
(3) SEC Use Only
(4) Citizenship or Place of Organization:
United States
Number of Shares Beneficially Owned by Each
Reporting Person With:
(5) Sole Voting Power: -0-
(6) Shared Voting Power: 650,000
(7) Sole Dispositive Power: -0-
(8) Shared Dispositive Power: 650,000
(9) Aggregate Amount Beneficially Owned by Each
Reporting Person:
650,000
(10) Check if the Aggregate Amount in
Row (9) Excludes Certain Shares:
/ /
(11) Percent of Class Represented by Amount in
Row (9): 5.8%
(12) Type of Reporting Person (See Instructions):IN
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification
Nos. Of Above Persons:
Jeffrey P. Sudikoff, Trustor and Trustee
(2) Check the Appropriate Box if a Member of
a Group.
(a) /X/
(b)
(3) SEC Use Only
(4) Citizenship or Place of Organization:
United States
Number of Shares Beneficially Owned by Each
Reporting Person With:
(5) Sole Voting Power: -0-
(6) Shared Voting Power: 650,000
(7) Sole Dispositive Power: -0-
(8) Shared Dispositive Power: 650,000
(9) Aggregate Amount Beneficially Owned by Each
Reporting Person:
650,000
(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares:
/ /
(11) Percent of Class Represented by Amount in
Row (9): 5.8%
(12) Type of Reporting Person (See Instructions): IN
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification
Nos. Of Above Persons:
Joyce M. Sudikoff, Trustor and Trustee
(2) Check the Appropriate Box if a Member of
a Group.
(a) /X/
(b)
(3) SEC Use Only
(4) Citizenship or Place of Organization:
United States
Number of Shares Beneficially Owned by Each
Reporting Person With:
(5) Sole Voting Power: -0-
(6) Shared Voting Power: 650,000
(7) Sole Dispositive Power: -0-
(8) Shared Dispositive Power: 650,000
(9) Aggregate Amount Beneficially Owned by Each
Reporting Person:
650,000
(10) Check if the Aggregate Amount in Row (9)
Excludes Certain Shares:
/ /
(11) Percent of Class Represented by Amount in
Row (9): 5.8%
(12) Type of Reporting Person (See Instructions): IN
Item 1(a).Name of Issuer:
SCC Communications Corp.
Item 1(b).Address of Issuer's Principal Executive
Offices:
6285 Lookout Road
Boulder, CO 80301
Item 2. Identity and Background of Filing Persons:
The persons filing this Schedule 13D are New Moon
Trust UDT dated June 1, 1995 (the "Trust"), Barry L.
Guterman, Special Trustee of the Trust (the "Special
Trustee"), and Joyce and Jeffrey Sudikoff, each of whom are
trustors and trustees of the Trust. The business address of
the Trust is 1901 Main Street, Third Floor, Santa Monica,
California 90405. The Special Trustee's business address is
1875 Century Park East, 15th Floor, Los Angeles, California
90067. The business address of Mr. and Mrs. Sudikoff is
1901 Main Street, Third Floor, Santa Monica, California
90405. The Trust, the Special Trustee and Mr. and Mrs.
Sudikoff are sometimes referred to as the "Filing Persons."
The Trust owns various publicly-traded securities
and various other assets. The Special Trustee is an
attorney practicing in Los Angeles, California. Mr. and
Mrs. Sudikoff are private investors for their own account.
During the last five years, except as set forth
below, none of the Filing Persons has been convicted in a
criminal proceeding (excluding traffic violations and
similar misdemeanors). During the last five years, except
as set forth below, none of the Filing Persons was a party
to a civil proceeding of a judicial or administrative body
of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or
finding any violation with respect to such laws.
On February 19, 1999, Mr. Sudikoff entered into a
plea agreement to resolve all issues relating to a criminal
action brought against him by a representative of the
federal government. Under such plea agreement, under 15
U.S.C. Section 78ff, Mr. Sudikoff pled guilty to one
violation of 15 U.S.C. Section 78p(a) and two violation of
15 U.S.C. Section 78j(b). In December 1999, the court
sentenced Mr. Sudikoff to a community confinement center for
a period of one year plus one day, and ordered him to pay a
fine of $3 million and court costs. Mr. Sudikoff has paid
the fine and court costs, and he completes serving his
sentence on December 10, 2000. A civil action against Mr.
Sudikoff relating to these matters has also been settled.
On August 21, 2000, pursuant to an agreement between Mr.
Sudikoff and the SEC, the court entered a final judgment
imposing upon him monetary judgment of $522,505, plus
interest, a civil penalty of $100,000 under 15 U.S.C.
Section 78u-1(a), a civil penalty of $100,000 under 15
U.S.C. Section 78u(d)(3), and specified injunctive relief,
including enjoining him from future violations of federal
securities laws. Mr. Sudikoff has paid the monetary fine,
including interest, and the civil penalties.
Item 3. Source and Amount of Funds or Other Consideration:
The funds used by the Trust to acquire shares of
Common Stock were derived from assets of the Trust.
Item 4. Purpose of Transaction:
The Trust acquired the shares of Common Stock for
investment purposes only and does not presently have any
plans or proposals which relate to or would result in the
realization of any of items (a) through (j) or Item 4 of the
Instructions to Schedule 13D.
Item 5. Interest in Securities:
(a) Amount Beneficially Owned: 650,000
(b) Percent of Class: 5.8%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the
vote: 650,000
(iii) sole power to dispose or to direct the
disposition of: -0-
(iv) shared power to dispose or to direct the
disposition of: 650,000
The Trust acquired the shares of Common Stock as
follows:
June 12, 2000 550,000 Open-Market Purchase
December 1,2000 100,000 Private Party Purchase
Item 6. Contracts, Arrangements, Understandings with
Respect to Issuer:
Certification of Trust of New Moon Trust UDT June
1, 1995
Joint Reporting Statement
Item 7. Material To Be Filed As Exhibits
The Filing Persons filed as exhibits the
following:
Exhibit 1: Certification of Trust of New Moon Trust
UDT June 1, 1995.
Exhibit 2: Joint Reporting Statement
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct.
Date: December 6, 2000
NEW MOON TRUST U/D/T June 1, 1995
By:
Barry L. Guterman, Special Trustee
