------------------------------
OMB APPROVAL
------------------------------
OMB Number
Expires:
Estimated average burden
hours per response ....... 0.5
------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No._________)(1)
Smith Midland Corporation
--------------------------------------------------------------------------------
(Name of Issuer)
Common
--------------------------------------------------------------------------------
(Title of Class of Securities)
832156103
--------------------------------------------------------------------------------
(CUSIP Number)
Carl W. Grover
1010 S. Ocean Blvd., #101
Pompano Beach, FL 33602
954-781-9751
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
09/20/00
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of Pages)
----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(SC13D-07/98)
<PAGE>
CUSIP No. 36155678 13D Page 2 of 4 Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Carl W. Grover ###-##-####
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
N/A (b) [ ]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
PF
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF 203,050
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 203,050
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
203,050
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.7
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
IN
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true complete and
correct.
10/18/00
------------------------------------
Date
By: /s/ Carl W. Grover
------------------------------------
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).
3
<PAGE>
Date Price Quantity Principal Net Amount
---- ----- -------- --------- ----------
Smith Midland 19/32 103,050 61,185.94 99,799.70
Lot 10/30/97 1 5,100 3,028.13 5,151.00
Lot 11/6/97 1.0313 5,000 2,968.75 5,206.50
Lot 11/11/97 1 10,000 5,937.50 10,100.00
Lot 1/2/98 13/16 4,000 2,375.00 3,290.00
Lot 2/2/98 15/16 8,500 5,046.88 8,053.75
Lot 2/2/98 0.9688 9,000 5,343.75 8,809.20
Lot 2/10/98 1.0938 5,000 2,968.75 5,519.00
Lot 2/19/98 1.2813 1,000 593.75 1,316.30
Lot 2/23/98 1.2188 1,500 890.63 1,858.20
Lot 3/2/98 1.2188 3,750 2,226.56 4,645.50
Lot 6/11/98 1.2813 5,000 2,968.75 6,456.50
Lot 6/18/98 1.1875 5,000 2,968.75 5,987.50
Lot 7/6/98 1.125 5,000 2,968.75 5,675.00
Lot 8/13/98 1.0313 5,000 2,968.75 5,206.50
Lot 4/29/99 9/16 2,000 1,187.50 1,165.00
Lot 9/27/99 15/16 10,000 5,937.50 9,475.00
Lot 10/1/99 13/16 5,000 2,968.75 4,112.50
Lot 9/6/00 9/16 3,700 2,196.88 2,099.75
Lot 9/7/00 9/16 500 296.88 283.75
Lot 9/14/00 19/32 9,000 5,343.75 5,388.75
Lot 9/14/00 0.5625 20,000 11,250.00 11,314.00
Lot 9/14/00 0.5625 20,000 11,250.00 11,300.00
Lot 9/15/00 0.5938 60,000 35,625.00 35,689.00
4
