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FORM 5
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934,
Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(l) of
the Investment Company Act
of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
RIF Capital Inc. InterUnion Financial Corporation (IUFC) Issuer (Check all applicable)
- ------------------------------------------- ---------------------------------------------- Director X 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
PO Box 634C Collymor Rock Number of Reporting Month/Year Officer (give Other (specify
- ------------------------------------------- Person (Voluntary) March 2000 ---- title --- below)
(Street) ------------------- below)
5. If Amendment,
- ------------------------------------------- Date of Original -------------------------------
(City) (State) (Zip) (Month/Year)
7. Individual or Joint/Group Filing
Price Waterhouse Centre ------------------ (Check applicable line)
St. Michael Barbados WI X Form Filed by one
---- Reporting Person
Form Filed by more than
---- one Reporting Person
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Issuer's Direct Benefi-
(Month/ Fiscal Year (D) or cial
Day/ ------------------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Code Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 2,462,847 D
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Preferred Class A Stock 1,500,000* D
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*If the form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
(Print or Type Responses)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Securities of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Underlying Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date Securities ative
Deriv- Day/ Disposed of (D) (Month/Day/ (Instr. 3 and 4) Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Title Amount or
--------------- Exer- tion Number of
(A) (D) cisable Date Shares
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1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative of Derivative Indirect
(Instr. 3) Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (I) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
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Explanation of Responses:
* Shares of Preferred Class A Stock are entitled to one hundred votes for each share on
each matter to come before a meeting of the shareholders of the issuer.
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. Apr. 6,
/s/ James Knot: 2000
See 18 U.S.C. 10001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
James Knott
On Behalf of RIF Capital Inc.
Note. File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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