SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three year period ending 2000
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of the Public Utility
Holding Company Act of 1935 by a Person Regularly Employed or
Retained by a Registered Holding Company or a Subsidiary
Thereof and Whose Employment Contemplates Only Routine
Expenses as Specified in Rule 71(b).
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate).
1. Name and business address of persons filing statement.
See attached Exhibit A.
2. Names and business addresses of any persons through whom the
undersigned propose to act in matters included within the exemption
provided by paragraph (b) of Rule 71.
None.
3. Registered holding companies and subsidiary companies by which the
undersigned are regularly employed or retained.
Southwestern Electric Power Company, its parent company Central and
South West Corporation and subsidiaries.
4. Position or relationship in which the undersigned are employed or
retained by each of the companies named in item 3, and brief
description of nature of services to be rendered in each such position
or relationship.
See attached Exhibit B.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar years by
the undersigned or others, directly or indirectly, for
services rendered by the undersigned, from each of the
companies designated in item 3. (Use column (a) as
supplementary statement only.)
See attached Exhibit C.
(b) Basis for compensation if other than salary.
None.
6. (To be answered in supplementary statement only. See instructions.)
Expenses incurred by the undersigned or any person named in item 2,
above, during the calendar year in connection with the activities
described in item 4, above, and the source or sources of reimbursement
for same.
Not applicable.
(a) Total amount of routine expenses charged to client:
(b) Itemized list of all other expenses:
Date: March 17, 1998
Southwestern Electric Power Company
By: /s/ Jack L. Ballard
Jack L. Ballard
By: /s/Thomas P. Brice
Thomas P. Brice
By: /s/ David Camp
David Camp
By: /s/ Thomas J. Epperson
Thomas J. Epperson
By: /s/ Bradley Hardin
Bradley Hardin
By: /s/ William H. Lacefield
William H. Lacefield
By: /s/ Dave Nesmith
Dave Nesmith
By: /s/ J. David Ozment
J. David Ozment
By: /s/ Michael D. Smith
Michael D. Smith
EXHIBIT A
Names, corporate affiliations and business addresses of
individuals who may act during 1998, 1999 and 2000 in matters included within
the exemption provided by paragraph (b) of Rule 71:
Southwestern Electric Power Company
Jack L. Ballard
Thomas P. Brice
David Camp
Thomas J. Epperson
Bradley Hardin
William H. Lacefield
Dave Nesmith
J. David Ozment
Michael D. Smith
the business address of each of whom is 1616 Woodall Rodgers Freeway, Dallas,
Texas, 75202-1234.
EXHIBIT B
Southwestern Electric Power Company
Name Position
Jack L. Ballard Director, Governmental Affairs
Thomas P. Brice Sr. Financial Consultant
David Camp Business Consultant
Thomas J. Epperson Sr. Business Ventures Consultant
Bradley Hardin Texarkana Business Manager
William H. Lacefield Business Consultant
Dave Nesmith Power Marketing Account Manager
J. David Ozment Business Manager
Michael D. Smith President
EXHIBIT C
Southwestern Electric Power Company
Name Prior Year Compensation To Be Received
Jack L. Ballard 76,944 80,406
Thomas P. Brice 79,000 85,000
David Camp 60,300 60,528
Thomas J. Epperson 110,000 110,000
Bradley Hardin 72,964 80,300
William H. Lacefield 85,500 87,500
Dave Nesmith 79,000 82,000
J. David Ozment 108,000 112,000
Michael D. Smith 250,000 195,000
