UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)/1/
ROCK BOTTOM RESTAURANTS, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $.01 PER SHARE
(Title of Class of Securities)
771833 10 0
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A
fee is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
- -----------------
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that Section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page 1 of 6 Pages
<PAGE>
ROCK BOTTOM RESTAURANTS, INC. SCHEDULE 13G
CUSIP NO. 771833 10 0
- ------------------------------------------------------------------------------
(1) Name of Reporting Person; S.S. or I.R.S. Identification No.
ROBERT D. GREENLEE
(2) Check the Appropriate Box if a Member (a) [ ]
of a Group (See Instructions) (b) [ ]
N/A
(3) SEC Use Only
(4) Citizenship or Place of Organization
UNITED STATES
Number of Shares (5) Sole Voting Power 519,136
Beneficially Owned
by Each Reporting (6) Shared Voting Power 15,000
Person With
(7) Sole Dispositive Power 519,136
(8) Shared Dispositive Power 15,000
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
547,636 SHARES
(10) Check Box if the Aggregate Amount in Row (9) [ ]
Excludes Certain Shares (See Instructions)
Page 2 of 6 Pages
<PAGE>
ROCK BOTTOM RESTAURANTS, INC. SCHEDULE 13G
CUSIP NO. 771833 10 0
- ------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
6.7%
(12) Type of Reporting Person (See Instructions)
IN
Page 3 of 6 Pages
<PAGE>
ROCK BOTTOM RESTAURANTS, INC. SCHEDULE 13G
CUSIP NO. 771833 10 0
- ------------------------------------------------------------------------------
Item 1(a). Name of Issuer:
ROCK BOTTOM RESTAURANTS, INC.
Item 1(b). Address of Issuer's Principal Executive Offices:
248 CENTENNIAL PARKWAY, SUITE 100
LOUISVILLE, COLORADO 80027
Item 2(a). Name of Person Filing:
ROBERT D. GREENLEE
Item 2(b). Address of Principal Business Office:
2060 BROADWAY
BOULDER, COLORADO 80302
Item 2(c). Citizenship:
U.S.A.
Item 2(d). Title of Class of Securities:
COMMON STOCK, PAR VALUE $0.01 PER SHARE
Item 2(e). CUSIP Number:
771833 10 0
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b),
check whether the person filing is a:
NOT APPLICABLE.
Item 4. Ownership
Amount Beneficially Owned: 547,636 SHARES
INCLUDES 13,500 SHARES WHICH MR. GREENLEE HAS THE RIGHT TO ACQUIRE WITHIN
60 DAYS ON EXERCISE OF STOCK OPTIONS AND 15,000 SHARES OWNED BY
THE GREENLEE FAMILY FOUNDATION, OF WHICH MR. AND MRS. GREENLEE ARE
CO-TRUSTEES.
Percent of Class: 6.7%
Page 4 of 6 Pages
<PAGE>
ROCK BOTTOM RESTAURANTS, INC. SCHEDULE 13G
CUSIP NO. 771833 10 0
- ------------------------------------------------------------------------------
Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 519,136
(ii) shared power to vote or to direct the vote: 15,000
(iii) sole power to dispose or to direct the disposition of: 519,136
(iv) shared power to dispose or to direct the disposition of: 15,000
Item 5. Ownership of Five Percent or Less of a Class:
NOT APPLICABLE.
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
NOT APPLICABLE.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
NOT APPLICABLE.
Item 8. Identification and Classification of Members of the Group:
NOT APPLICABLE.
Item 9. Notice of Dissolution of Group:
NOT APPLICABLE.
Item 10. Certification:
NOT APPLICABLE.
Page 5 of 6 Pages
<PAGE>
ROCK BOTTOM RESTAURANTS, INC. SCHEDULE 13G
CUSIP NO. 771833 10 0
- ------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: February 9, 1998
/S/ ROBERT D. GREENLEE
------------------------------------
Signature
Robert D. Greenlee
Page 6 of 6 Pages
