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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1
X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTER ENDED SEPTEMBER 30, 1998
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
COMMISSION FILE NUMBER: 000-26970
DIAMOND TECHNOLOGY PARTNERS INCORPORATED
(Exact name of registrant as specified in its charter)
DELAWARE 36-4069408
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
875 N. MICHIGAN AVENUE, SUITE 3000
CHICAGO, ILLINOIS 60611
(Address of Principal Executive Offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (312) 255-5000
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
Registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes X No
Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date:
As of October 31, 1998, there were 9,281,981 shares of Class A Common
Stock and 4,092,302 shares of Class B Common Stock of the Registrant
outstanding.
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PART II. OTHER INFORMATION
ITEM 4 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
The Company held its annual stockholder meeting on August 3, 1998 (the
"Annual Meeting"). At the Annual Meeting, Melvyn E. Bergstein (27,781,635 votes
for, 7,086 votes withholding) and John D. Loewenberg (27,727,630 votes for,
61,101 votes withholding) were each elected to serve a three year term. Edward
R. Anderson, Donald R. Caldwell, Alan C. Kay, Michael E. Mikolajczyk,
Christopher J. Moffitt and James C. Spira each have terms in office that
continue beyond the date of the Annual Meeting. In addition, at the Annual
Meeting the stockholders approved the Diamond Technology Partners Incorporated
1998 Equity Incentive Plan (23,558,165 votes for, 2,692,355 against and 11,976
votes abstaining) and the appointment of KPMG Peat Marwick LLP as independent
auditors of the Company for the fiscal year ended March 31, 1999 (27,779,166
votes for, 5,140 votes against and 4,425 votes abstaining).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
DIAMOND TECHNOLOGY PARTNERS INCORPORATED
Date: November 19, 1998 By: /s/ MELVYN E. BERGSTEIN
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Melvyn E. Bergstein
Chairman, Chief Executive Officer and Director
Date: November 19, 1998 By: /s/ KARL E. BUPP
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Karl E. Bupp
Vice President, Chief Financial Officer
(Principal Financial and
Accounting Officer)
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