<PAGE>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------
SCHEDULE 13G
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(AMENDMENT NO. _____)(1)
CORIXA CORPORATION
- -------------------------------------------------------------------------------
(NAME OF ISSUER)
COMMON STOCK
- -------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
00021887F1
- -------------------------------------------------------------------------------
(CUSIP NUMBER)
- ----------------------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, SEE the
NOTES).
<PAGE>
CUSIP NO. 00021887F1 13G Page 2 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
KLEINER PERKINS CAUFIELD & BYERS VII, L.P., A CALIFORNIA
LIMITED PARTNERSHIP ("KPCB VII") (94-3201863)
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA LIMITED PARTNERSHIP
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,364,293
OWNED BY
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON -0-
WITH
8 SHARED DISPOSITIVE POWER
2,364,293
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,293
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.1%
12 TYPE OF REPORTING PERSON*
PN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 3 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
KPCB VII ASSOCIATES, L.P., A CALIFORNIA
LIMITED PARTNERSHIP ("KPCB VII ASSOCIATES") 94-3203783
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA LIMITED PARTNERSHIP
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,364,293 SHARES DIRECTLY HELD BY KPCB VII.
OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
REPORTING KPCB VII.
PERSON
WITH 7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,364,293 SHARES DIRECTLY HELD BY KPCB VII.
KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
KPCB VII.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,293
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.1%
12 TYPE OF REPORTING PERSON*
PN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 4 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
BROOK H. BYERS
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
PERSON DIRECTLY HELD BY KLEINER PERKINS CAUFIELD &
WITH BYERS VI, L.P., A CALIFORNIA LIMITED
PARTNERSHIP ("KPCB VI"). KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES, L.P., A CALIFORNIA LIMITED
PARTNERSHIP ("KPCB VI ASSOCIATES") IS THE
GENERAL PARTNER OF KPCB VI. MR. BYERS IS A
GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB
VI ASSOCIATES. MR. BYERS DISCLAIMS BENEFICIAL
OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB
VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. BYERS IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. BYERS
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 5 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
KEVIN R. COMPTON
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
REPORTING KPCB VII. MR. COMPTON IS A GENERAL PARTNER OF
PERSON KPCB VII ASSOCIATES. MR. COMPTON DISCLAIMS
WITH BENEFICIAL OWNERSHIP OF THE SHARES HELD
DIRECTLY BY KPCB VII.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
KPCB VII. MR. COMPTON IS A GENERAL PARTNER OF
KPCB VII ASSOCIATES. MR. COMPTON DISCLAIMS
BENEFICIAL OWNERSHIP OF THE SHARES HELD
DIRECTLY BY KPCB VII.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,293
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.1%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 6 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
L. JOHN DOERR
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. DOERR IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. DOERR
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. DOERR IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. DOERR
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 7 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
WILLIAM R. HEARST III
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
REPORTING KPCB VII. MR. HEARST IS A GENERAL PARTNER OF
PERSON KPCB VII ASSOCIATES. MR. HEARST DISCLAIMS
WITH BENEFICIAL OWNERSHIP OF THE SHARES HELD
DIRECTLY BY KPCB VII.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
KPCB VII. MR. HEARST IS A GENERAL PARTNER OF
KPCB VII ASSOCIATES. MR. HEARST DISCLAIMS
BENEFICIAL OWNERSHIP OF THE SHARES HELD
DIRECTLY BY KPCB VII.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,293
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.1%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 8 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
VINOD KHOSLA
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. KHOSLA IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. KHOSLA
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. KHOSLA IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. KHOSLA
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 9 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JOSEPH LACOB
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER 2,916
OF (INCLUDING OPTIONS EXERCISABLE WITHIN 60 DAYS FOR
SHARES 2,916 SHARES)
BENEFICIALLY
OWNED BY 6 SHARED VOTING POWER
REPORTING 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
PERSON DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
WITH DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LACOB IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACOB
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
2,916
(INCLUDING OPTIONS EXERCISABLE WITHIN 60 DAYS FOR
2,916 SHARES)
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LACOB IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACOB
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,429,882
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 10 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
BERNARD LACROUTE
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LACROUTE IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR.
LACROUTE DISCLAIMS BENEFICIAL OWNERSHIP OF THE
SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LACROUTE IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR.
LACROUTE DISCLAIMS BENEFICIAL OWNERSHIP OF THE
SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 11 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
JAMES LALLY
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LALLY IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. LALLY
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. LALLY IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. LALLY
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 12 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
DOUGLAS J. MACKENZIE
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
REPORTING KPCB VII. MR. MACKENZIE IS A GENERAL PARTNER
PERSON OF KPCB VII ASSOCIATES. MR. MACKENZIE
WITH DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII.
KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF
KPCB VII. MR. MACKENZIE IS A GENERAL PARTNER
OF KPCB VII ASSOCIATES. MR. MACKENZIE
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,293
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.1%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 13 of 21 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
E. FLOYD KVAMME
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / / (b) /X/
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
5 SOLE VOTING POWER
NUMBER -0-
OF
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. KVAMME IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. KVAMME
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
7 SOLE DISPOSITIVE POWER
-0-
8 SHARED DISPOSITIVE POWER
2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE
DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE
DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES
IS THE GENERAL PARTNER OF KPCB VII. KPCB VI
ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI.
MR. KVAMME IS A GENERAL PARTNER OF KPCB VII
ASSOCIATES AND KPCB VI ASSOCIATES. MR. KVAMME
DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES
HELD DIRECTLY BY KPCB VII AND KPCB VI.
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,966
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/ /
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
20.6%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 14 of 21 Pages
ITEM 1(a) NAME OF ISSUER:
Corixa Corporation
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1124 Columbia Street, Suite 200
Seattle, WA 98104
ITEM 2(a)-(c) NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING:
This statement is being filed by KPCB VII Associates,
L.P., a California limited partnership ("KPCB VII
Associates"), whose principal business address is 2750
Sand Hill Road, Menlo Park, California 94025. The names
and business addresses and citizenships of all the general
partners of KPCB VII Associates are set forth on Exhibit
B hereto. In addition, certain general partners of KPCB
VII Associates are also general partners of KPCB VI
Associates, L.P., a California limited partnership.
KPCB VII Associates is general partner to Kleiner Perkins
Caufield & Byers VII, L.P., a California limited
partnership ("KPCB VII"). KPCB VI Associates is general
partner to Kleiner Perkins Caufield & Byers VI, L.P., a
California limited partnership ("KPCB VI"). With respect
to KPCB VII Associates, this statement relates only to
KPCB VII Associates and, for those general partners of
KPCB VII Associates who are also general partners of KPCB
VI Associates, KPCB VII Associates' indirect, beneficial
ownership of the shares of Common Stock of Cardima, Inc.
held directly by KPCB VII and KPCB VI (the "Shares") and,
with respect to the general partners of KPCB VII
Associates, to the extent applicable, to the shares over
which each general partner exercises sole voting and
dispositive control. The Shares are held directly by KPCB
VII and KPCB VI, and KPCB VII Associates and KPCB VI
Associates do not directly or otherwise hold any Shares.
Management of the business affairs of KPCB VII Associates
and KPCB VI, including decisions respecting disposition
and/or voting of the Shares, is by majority decision of
the general partners of KPCB VII Associates and KPCB VI
Associates listed on Exhibit B hereto, each general
partner of whom disclaims beneficial ownership of the
Shares.
<PAGE>
Page 15 of 21 Pages
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(e) CUSIP NUMBER:
00021887F1
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP.
See items 5-11 to cover pages hereto.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Under certain circumstances set forth in the limited
partnership agreements of KPCB VII, KPCB VII Associates,
KPCB VI and KPCB VI Associates the general and limited
partners of such entities may have the right to receive
dividends on, or the proceeds from the sale of the Shares
of Cardima, Inc. held by such entity. No such partner's
rights relate to more than five percent of the class.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable
<PAGE>
Page 16 of 21 Pages
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATION.
Not Applicable
<PAGE>
Page 17 of 21 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 10, 1998
BROOK H. BYERS KPCB VII ASSOCIATES, L.P., A CALIFORNIA
KEVIN R. COMPTON LIMITED PARTNERSHIP
L. JOHN DOERR
WILLIAM R. HEARST III
VINOD KHOSLA By: /s/ Kevin R. Compton
E. FLOYD KVAMME --------------------------
JOSEPH S. LACOB A General Partner
BERNARD J. LACROUTE
JAMES P. LALLY KLEINER PERKINS CAUFIELD &
DOUGLAS P. MACKENZIE BYERS VII, L.P., A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Michael S. Curry
-------------------------- By KPCB VII Associates, L.P.,
Michael S. Curry a California limited
Attorney-in-Fact partnership, its General
Partner
By: /s/ Kevin R. Compton
--------------------------
A General Partner
<PAGE>
Page 18 of 21 Pages
EXHIBIT INDEX
<TABLE>
<CAPTION>
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
<S> <C>
Exhibit A: Agreement of Joint Filing 19
Exhibit B: List of General Partners of KPCB VII Associates 20
</TABLE>
<PAGE>
Page 19 of 21 Pages
EXHIBIT A
AGREEMENT OF JOINT FILING
The undersigned hereby agree that they are filing jointly pursuant to
Rule 13d-1 of the Act the statement dated February 10, 1998, containing the
information required by Schedule 13G, for the Shares of Corixa Corporation, held
by Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership,
and with respect to the general partners, such other holdings as may be reported
therein.
Date: February 10, 1998
BROOK H. BYERS KLEINER PERKINS CAUFIELD &
KEVIN R. COMPTON BYERS VII, L.P., A CALIFORNIA
L. JOHN DOERR LIMITED PARTNERSHIP
WILLIAM R. HEARST III
VINOD KHOSLA By KPCB VII Associates, L.P.,
JOSEPH S. LACOB a California limited partnership,
BERNARD J. LACROUTE its General Partner
JAMES P. LALLY
DOUGLAS P. MACKENZIE By: /s/ Kevin R. Compton
E. FLOYD KVAMME ------------------------------
A General Partner
By: /s/ Michael S. Curry
-------------------------------
Michael S. Curry
Attorney-in-Fact
KPCB VII ASSOCIATES, A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Kevin R. Compton
-------------------------------
A General Partner
<PAGE>
Page 20 of 21 Pages
EXHIBIT B
GENERAL PARTNERS OF
KPCB VII ASSOCIATES, A CALIFORNIA LIMITED PARTNERSHIP
Set forth below, with respect to each general partner of KPCB VII
Associates, is the following: (a) name; (b) business address; and (c)
citizenship.
1. (a) Alexander E. Barkas
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
2. (a) Brook H. Byers*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
3. (a) Kevin R. Compton
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
4. (a) L. John Doerr*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
5. (a) William R. Hearst III
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
<PAGE>
Page 21 of 21 Pages
6. (a) Vinod Khosla*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
7. (a) E. Floyd Kvamme*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
8. (a) Joseph S. Lacob*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
9. (a) Bernard J. Lacroute*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
10. (a) James P. Lally*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
11. (a) Douglas P. MacKenzie
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
- -----------------
* Listed individual is also a general partner of KPCB VI Associates, L.P., a
California limited partnership.
