<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
--------------------------------------------------------------------
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13D-1(B) AND (C) AND AMENDMENTS THERETO FILED
PURSUANT TO 13D-2(B)
(AMENDMENT NO. 1)1
CORIXA CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK
- --------------------------------------------------------------------------------
(Title of Class of Securities)
00021887F1
- --------------------------------------------------------------------------------
(CUSIP Number)
N/A
- --------------------------------------------------------------------------------
(Date of Event which Requires filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/X/ Rule 13d-1(d)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes)
<PAGE>
CUSIP NO. 00021887F1 13G Page 2 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
KLEINER PERKINS CAUFIELD & BYERS VII, L.P., A CALIFORNIA
LIMITED PARTNERSHIP ("KPCB VII") (94-3201863)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA LIMITED PARTNERSHIP
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY --------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH 2,364,294
REPORTING --------------------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
0
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,364,294
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,294
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 3 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
KPCB VII ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP
("KPCB VII ASSOCIATES") 94-3203783
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA LIMITED PARTNERSHIP
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0
BENEFICIALLY --------------------------------------------------
OWNED BY 6 SHARED VOTING POWER
EACH
REPORTING 2,364,294 shares directly held by KPCB
PERSON WITH VII. KPCB VII Associates is the general
partner of KPCB VII.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,364,294 shares directly held by KPCB
VII. KPCB VII Associates is the general
partner of KPCB VII.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,294
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 4 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
BROOK H. BYERS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by
Kleiner Perkins Caufield & Byers VI,
L.P., a California limited partnership
("KPCB VI"). KPCB VII Associates is the
general partner of KPCB VII. KPCB VI
Associates, L.P., a California limited
partnership ("KPCB VI Associates") is the
NUMBER OF general partner of KPCB VI. Mr. Byers is
SHARES a general partner of KPCB VII Associates
BENEFICIALLY and KPCB VI Associates. Mr. Byers
OWNED BY disclaims beneficial ownership of the
EACH shares held directly by KPCB VII and KPCB
REPORTING VI.
PERSON WITH --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Byers is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Byers disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 5 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
KEVIN R. COMPTON
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,364,294 shares are directly held by
KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr. Compton
is a general partner of KPCB VII
Associates. Mr. Compton disclaims
beneficial ownership of the shares held
NUMBER OF directly by KPCB VII.
SHARES
BENEFICIALLY --------------------------------------------------
OWNED BY 7 SOLE DISPOSITIVE POWER
EACH 0
REPORTING --------------------------------------------------
PERSON WITH 8 SHARED DISPOSITIVE POWER
2,364,294 shares are directly held by
KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr. Compton
is a general partner of KPCB VII
Associates. Mr. Compton disclaims
beneficial ownership of the shares held
directly by KPCB VII.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,294
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 6 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
L. JOHN DOERR
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE only
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Doerr is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Doerr disclaims beneficial ownership of
the shares held directly by KPCB VII and
NUMBER OF KPCB VI.
SHARES --------------------------------------------------
BENEFICIALLY 7 SOLE DISPOSITIVE POWER
OWNED BY 0
EACH --------------------------------------------------
REPORTING 8 SHARED DISPOSITIVE POWER
PERSON WITH
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Doerr is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Doerr disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 7 of 20 Pages
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WILLIAM R. HEARST III
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,364,294 shares are directly held by
KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr. Hearst
is a general partner of KPCB VII
Associates. Mr. Hearst disclaims
beneficial ownership of the shares held
directly by KPCB VII.
NUMBER OF --------------------------------------------------
SHARES 7 SOLE DISPOSITIVE POWER
BENEFICIALLY 0
OWNED BY --------------------------------------------------
EACH 8 SHARED DISPOSITIVE POWER
REPORTING 2,364,294 shares are directly held by
PERSON WITH KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr. Hearst
is a general partner of KPCB VII
Associates. Mr. Hearst disclaims
beneficial ownership of the shares held
directly by KPCB VII.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,294
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 8 of 20 Pages
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
VINOD KHOSLA
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Khosla is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
NUMBER OF Khosla disclaims beneficial ownership of
SHARES the shares held directly by KPCB VII and
BENEFICIALLY KPCB VI.
OWNED BY --------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON WITH --------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Khosla is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Khosla disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 9 of 20 Pages
- ------------ -------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
JOSEPH LACOB
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
12,916
(including options exercisable within 60
days for 12,916 shares)
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lacob is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
NUMBER OF Lacob disclaims beneficial ownership of
SHARES the shares held directly by KPCB VII and
BENEFICIALLY KPCB VI.
OWNED BY --------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 12,916
PERSON WITH
(including options exercisable within 60
days for 12,916 shares)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lacob is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Lacob disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,439,883
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.2%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 10 of 20 Pages
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
BERNARD LACROUTE
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lacroute is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
NUMBER OF Lacroute disclaims beneficial ownership
SHARES of the shares held directly by KPCB VII
BENEFICIALLY and KPCB VI
OWNED BY --------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON WITH --------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lacroute is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Lacroute disclaims beneficial ownership
of the shares held directly by KPCB VII
and KPCB VI
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 11 of 20 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
JAMES LALLY
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lally is a general partner of KPCB VII
NUMBER OF Associates and KPCB VI Associates. Mr.
SHARES Lally disclaims beneficial ownership of
BENEFICIALLY the shares held directly by KPCB VII and
OWNED BY KPCB VI.
EACH --------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 0
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Lally is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Lally disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 12 of 20 Pages
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
DOUGLAS J. MACKENZIE
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,364,294 shares are directly held by
KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr.
MacKenzie is a general partner of KPCB
NUMBER OF VII Associates. Mr. MacKenzie disclaims
SHARES beneficial ownership of the shares held
BENEFICIALLY directly by KPCB VII.
OWNED BY --------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON WITH --------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,364,294 shares are directly held by
KPCB VII. KPCB VII Associates is the
general partner of KPCB VII. Mr.
MacKenzie is a general partner of KPCB
VII Associates. Mr. MacKenzie disclaims
beneficial ownership of the shares held
directly by KPCB VII.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,364,294
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
17.6%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 00021887F1 13G Page 13 of 20 Pages
- --------------------------------------------------------------------------------
NAME OF REPORTING PERSONS
1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
E. FLOYD KVAMME
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
--------------------------------------------------
6 SHARED VOTING POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Kvamme is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
NUMBER OF Kvamme disclaims beneficial ownership of
SHARES the shares held directly by KPCB VII and
BENEFICIALLY KPCB VI.
OWNED BY --------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON WITH --------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,426,967 shares of which 2,364,294
shares are directly held by KPCB VII and
62,673 shares are directly held by KPCB
VI. KPCB VII Associates is the general
partner of KPCB VII. KPCB VI Associates
is the general partner of KPCB VI. Mr.
Kvamme is a general partner of KPCB VII
Associates and KPCB VI Associates. Mr.
Kvamme disclaims beneficial ownership of
the shares held directly by KPCB VII and
KPCB VI.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,426,967
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES / /
CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
18.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 14 of 20 Pages
ITEM 1(A) NAME OF ISSUER:
Corixa Corporation
ITEM 1(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
1124 Columbia Street, Suite 200
Seattle, WA 98104
ITEM 2(A)-(C) NAME, ADDRESS AND CITIZENSHIP OF PERSON FILING:
This amendment is being filed by KPCB VII Associates, L.P.,
a California limited partnership ("KPCB VII Associates"),
whose principal business address is 2750 Sand Hill Road,
Menlo Park, California 94025. The names and business
addresses and citizenships of all the general partners of
KPCB VII Associates are set forth on Exhibit B hereto. In
addition, certain general partners of KPCB VII Associates
are also general partners of KPCB VI Associates, L.P., a
California limited partnership.
KPCB VII Associates is general partner to Kleiner Perkins
Caufield & Byers VII, L.P., a California limited
partnership ("KPCB VII"). KPCB VI Associates is general
partner to Kleiner Perkins Caufield & Byers VI, L.P., a
California limited partnership ("KPCB VI"). With respect to
KPCB VII Associates, this statement relates only to KPCB
VII Associates and, for those general partners of KPCB VII
Associates who are also general partners of KPCB VI
Associates, KPCB VII Associates' indirect, beneficial
ownership of the shares of Common Stock of Cardima, Inc.
held directly by KPCB VII and KPCB VI (the "Shares") and,
with respect to the general partners of KPCB VII
Associates, to the extent applicable, to the shares over
which each general partner exercises sole voting and
dispositive control. The Shares are held directly by KPCB
VII and KPCB VI, and KPCB VII Associates and KPCB VI
Associates do not directly or otherwise hold any Shares.
Management of the business affairs of KPCB VII Associates
and KPCB VI, including decisions respecting disposition
and/or voting of the Shares, is by majority decision of the
general partners of KPCB VII Associates and KPCB VI
Associates listed on Exhibit B hereto, each general partner
of whom disclaims beneficial ownership of the Shares.
ITEM 2(D) TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(E) CUSIP NUMBER:
00021887F1
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
Not Applicable
ITEM 4. OWNERSHIP.
See items 5-11 to cover pages hereto.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not Applicable
<PAGE>
Page 15 of 20 Pages
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Under certain circumstances set forth in the limited
partnership agreements of KPCB VII, KPCB VII Associates,
KPCB VI and KPCB VI Associates the general and limited
partners of such entities may have the right to receive
dividends on, or the proceeds from the sale of the Shares
of Cardima, Inc. held by such entity. No such partner's
rights relate to more than five percent of the class.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable
ITEM 10. CERTIFICATION.
Not Applicable
<PAGE>
Page 16 of 20 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that that information set forth in this statement is true, complete and
correct.
Date: February 12, 1999
BROOK H. BYERS KPCB VII ASSOCIATES, L.P., A CALIFORNIA
KEVIN R. COMPTON LIMITED PARTNERSHIP
L. JOHN DOERR
WILLIAM R. HEARST III
VINOD KHOSLA
E. FLOYD KVAMME
JOSEPH S. LACOB
BERNARD J. LACROUTE
JAMES P. LALLY
DOUGLAS P. MACKENZIE
Signature: /s/ Michael S. Curry Signature: /s/ Brook H. Byers
--------------------------- -----------------------------
Michael S. Curry A General Partner
Attorney-in-Fact
KLEINER PERKINS CAUFIELD &
BYERS VII, L.P., A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB VII Associates, L.P., a
California Limited Partnership,
its General Partner
Signature: /s/ Brook H. Byers
-----------------------------
A General Partner
<PAGE>
Page 17 of 20 Pages
EXHIBIT INDEX
<TABLE>
<CAPTION>
Found on
Exhibit Sequentially
- ------- Numbered Page
-------------
<S> <C>
Exhibit A: Agreement of Joint Filing 18
Exhibit B: List of General Partners of KPCB VII Associates 19
</TABLE>
<PAGE>
Page 18 of 20 Pages
EXHIBIT A
AGREEMENT OF JOINT FILING
The undersigned hereby agree that they are filing jointly pursuant to
Rule 13d-1 of the Act the amended statement dated February 12, 1999, containing
the information required by Schedule 13G, for the Shares of Corixa Corporation,
held by Kleiner Perkins Caufield & Byers VII, L.P., a California limited
partnership, and with respect to the general partners, such other holdings as
may be reported therein.
Date: February 12, 1999
BROOK H. BYERS KPCB VII ASSOCIATES, L.P., A CALIFORNIA
KEVIN R. COMPTON LIMITED PARTNERSHIP
L. JOHN DOERR
WILLIAM R. HEARST III
VINOD KHOSLA
E. FLOYD KVAMME
JOSEPH S. LACOB
BERNARD J. LACROUTE
JAMES P. LALLY
DOUGLAS P. MACKENZIE
Signature: /s/ Michael S. Curry Signature: /s/ Brook H. Byers
---------------------------- -----------------------------
Michael S. Curry A General Partner
Attorney-in-Fact
KLEINER PERKINS CAUFIELD & BYERS VII,
L.P., A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB VII Associates, L.P., a
California Limited Partnership,
its General Partner
Signature: /s/ Brook H. Byers
------------------------------
A General Partner
<PAGE>
Page 19 of 20 Pages
EXHIBIT B
GENERAL PARTNERS OF
KPCB VII ASSOCIATES, A CALIFORNIA LIMITED PARTNERSHIP
Set forth below, with respect to each general partner of KPCB VII
Associates, is the following: (a) name; (b) business address; and (c)
citizenship.
1. (a) Brook H. Byers*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
2. (a) Kevin R. Compton
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
3. (a) L. John Doerr*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
4. (a) William R. Hearst III
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
5. (a) Vinod Khosla*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
6. (a) E. Floyd Kvamme*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
7. (a) Joseph S. Lacob*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
8. (a) Bernard J. Lacroute*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
<PAGE>
Page 20 of 20 Pages
9. (a) James P. Lally*
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
10. (a) Douglas P. MacKenzie
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
- ---------------------------------
* Listed individual is also a general partner of KPCB VI Associates, L.P., a
California limited partnership.
