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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-KSB/A
AMENDMENT NO. 1
[X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934 [Fee Required]
For the fiscal year ended December 31, 1995
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934 [No Fee Required]
Commission file number: 0-24738
LORONIX INFORMATION SYSTEMS, INC.
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(Name of Registrant as specified in its charter)
NEVADA 33-0248747
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
820 Airport Dr., Durango, CO 81301
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number: (970) 259-6161 FAX: (970) 259-9399
Securities registered pursuant to Section 12(b) of the Act: NONE
Securities registered pursuant to Section 12(g) of the Act: COMMON STOCK, $.001
PAR VALUE
Check whether the Registrant (1) filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such
shorter period that the registrant was required to file such reports), and (2)
has been subject to the filing requirements for the past 90 days. Yes X No
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Check if disclosure of delinquent filers in response to Item 405 of Regulation
S-B is not contained in this form, and no disclosure will be contained to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-KSB or any amendment to
this Form 10-KSB. [X]
The Registrant's revenue for the fiscal year ended December 31, 1995 was:
$6,838,000
As of February 9, 1996, 4,667,936 shares of the Registrant's Common Stock
were outstanding and the aggregate market value of such Common Stock held by
non-affiliates was approximately $9,068,336 based on the last per share price
of $2.625 on that date.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant's Proxy Statement for Registrant's Annual Meeting
of Stockholders to be held on May 20, 1996 have been incorporated by
reference in Part III of this Form 10-KSB.
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LORONIX INFORMATION SYSTEMS, INC.
1995 FORM 10-KSB/A
AMENDMENT NO. 1
TABLE OF CONTENTS
PAGE
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PART IV. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
ITEM 13. Exhibits and Reports on Form 8-K . . . . . . . . . . 3
SIGNATURE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
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PART IV
This Form 10-KSB/A1 is submitted in response to the Securities and
Exchange Commission's (the "SEC") response to Registrant's request for
confidential treatment of Exhibit 10.11 filed on March 28, 1996. The only
Item revised as a result of this amendment is Item 13.
ITEM 13. EXHIBITS AND REPORTS ON FORM 8-K
(a) EXHIBITS
3.1* Articles of Incorporation of Registrant, as amended to
date.
3.3* Bylaws of Registrant, as amended to date.
4.1** Specimen Common Stock Certificate of Registrant.
4.2** Warrant dated September 1, 1994 issued to Commonwealth
Associates.
4.3** Settlement Agreement dated August 1993 among Registrant and
Commonwealth Growth Fund, Philip L. Fischer, Laura Gordon
Fisher, Identification Systems International, Inc. and
James Marx, including forms of warrants issued by
Registrant in connection therewith.
10.2** Series A Preferred Stock Purchase Agreement dated December
31, 1992 among Registrant and certain investors.
10.3** OEM Agreement dated March 8, 1993 between Registrant and
ADT Security Systems, Inc.
10.4** Agreement dated December 1, 1993 between Registrant and
Diebold Incorporated.
10.5** Distributor Agreement dated April 12, 1994 between
Registrant and Polaroid Corporation.
10.7** 1992 Stock Option Plan of Registrant.
10.10 1995 Directors Option Plan.
10.11*** Contract for Process Computer System dated October 16,
1995 between Registrant and Aramco Services Company.
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(*) Incorporated by reference to Registrant's Quarterly Report on
Form 10Q-SB filed with Commission on November 11, 1994.
(**) Incorporated by reference to Registrant's Registration Statement
on Form SB-2 filed on June 9, 1994, as amended.
(***) Revised exhibit filed (in paper format under cover of Form SE)
in response to the SEC's comments to Registrant's confidential
treatment request.
(b) REPORTS ON FORM 8-K
None
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SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, Registrant
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
LORONIX INFORMATION SYSTEMS, INC.
By: /s/ Jonathan C. Lupia
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Jonathan C. Lupia
Chief Financial Officer and Secretary
Date: January 8, 1997
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