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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2 to
SCHEDULE 13D
Under the Securities Exchange Act of 1934*
Trigen Energy Corporation
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(Name of Issuer)
Common Stock, $.01 par value per share
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(Title of Class of Securities)
895930105
-----------------------------------
(CUSIP Number)
Ray A. Mantle, Esq.
Piper & Marbury L.L.P.
1251 Avenue of the Americas
New York, New York 10020-1104
(212) 835-6180
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
August 10, 1997
--------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box |_|.
Check the following box if a fee is being paid with the statement |_|.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five
percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page 1 of 11
<PAGE>
CUSIP No. 895930105 Schedule 13D
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Suez Lyonnaise des Eaux
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
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7 SOLE VOTING POWER
NUMBER OF 6,507,944
--------------------------------------------------------------
--------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY - 0 -
--------------------------------------------------------------
--------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 6,507,944
--------------------------------------------------------------
--------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,507,944
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
52.5%
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14 TYPE OF REPORTING PERSON
OO
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Page 2 of 11
<PAGE>
CUSIP No. 895930105 Schedule 13D
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elyo S.A.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
AF, WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
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7 SOLE VOTING POWER
NUMBER OF 6,507,944
--------------------------------------------------------------
--------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY - 0 -
--------------------------------------------------------------
--------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 6,507,944
--------------------------------------------------------------
--------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------
- - ---------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,507,944
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- - ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
52.5%
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14 TYPE OF REPORTING PERSON
OO
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Page 3 of 11
<PAGE>
CUSIP No. 895930105 Schedule 13D
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cofreth American Corporation 51-0262996
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |X|
(b) |_|
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3 SEC USE ONLY
- - ---------------------------------------------------------------------------
- - ---------------------------------------------------------------------------
4 SOURCE OF FUNDS
AF, WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (USA)
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--------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 4,870,670
--------------------------------------------------------------
--------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY - 0 -
--------------------------------------------------------------
--------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 4,870,670
--------------------------------------------------------------
--------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,870,670
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- - ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.3%
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14 TYPE OF REPORTING PERSON
CO
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Page 4 of 11
<PAGE>
CUSIP No. 89530105 Schedule 13D
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Compagnie Parisienne de Chauffage Urbain
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- - ---------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)|X|
(b)|_|
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3 SEC USE ONLY
- - ---------------------------------------------------------------------------
- - ---------------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of France
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--------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,637,274
--------------------------------------------------------------
--------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY - 0 -
--------------------------------------------------------------
--------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 1,637,274
--------------------------------------------------------------
--------------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,637,274
- - ---------------------------------------------------------------------------
- - ---------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.2%
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14 TYPE OF REPORTING PERSON
OO
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Page 5 of 11
<PAGE>
Item 2. Identity and Background
(a) Name
Suez Lyonnaise des Eaux ("Lyonnaise")
Elyo S.A., formerly Ufiner-Cofreth, S.A. ("Elyo")
Cofreth American Corporation ("CAC")
Compagnie Parisienne de Chauffage Urbain ("CPCU")
(b) Business Address
Suez Lyonnaise des Eaux
1 rue d'Astorg
Paris 75008 France
Elyo S.A.
235, Avenue Georges Clemenceau
Nanterre 92022 France
Cofreth American Corporation
One Water Street
White Plains, New York 10601
Compagnie Parisienne de Chauffage Urbain
185, Rue de Bercy
Paris 75561 France
(c) The principal business of Lyonnaise is in services,
including water, energy, waste management, media and
communications and in construction, including building
and civil engineering, concessionary operations, road
building and industrial activities.
The principal business of Elyo is Operation and
Maintenance,. District Heating and
Cooling/Cogeneration/Energy from waste, gas and
electricity.
The principal business of CPCU is the Operation of
District Heating plants in Paris, France.
The principal business of CAC is the Operation and
Maintenance in the United States, District Heating and
Cooling/Cogeneration/Energy from waste.
(d) None of Lyonnaise, Elyo, CPCU or CAC have been
convicted in a criminal proceeding within the last five
years.
(e) Within the last five years, none of Lyonnaise, Elyo,
CPCU or CAC have been convicted in a criminal
proceeding before a judicial or administrative body of
competent jurisdiction wherein as a result of such
proceeding any of them was or is subject to a
judgment., decree or final order enjoining future
violations of, or prohibiting or mandating activities
subject to, Federal or State securities laws or finding
any violation with respect to such laws.
Page 6 of 11
<PAGE>
Item 5. Interest in Securities of the Issuer.
Lyonnaise and Elyo
(a) Amount Beneficially Owned 6,507,944
Percent of Class
52.5%
(b) Number of shares as to which such person has:
(i) sole power to vote or direct the vote
6,507,944
(ii) shared power to vote or direct the vote
- 0 -
(iii) sole power to dispose or to direct the
disposition of 6,507,944
(iv) shared power to dispose or to direct the
disposition of - 0 -
CAC
(a) Amount Beneficially Owned
4,870,670
Percent of Class
39.3%
(b) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
4,870,670
(ii) shared power to vote or to direct the vote
- 0 -
(iii)sole power to dispose or to direct the
disposition of 4,870,670
(iv) shared power to dispose or to direct the
disposition of - 0 -
CPCU
(a) Amount Beneficially Owned
1,637,274
Percent of Class
13.2%
(b) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
1,637,274
(ii) shared power to vote or to direct the vote - 0 -
Page 7 of 11
<PAGE>
(iii)sole power to dispose or to direct the
disposition of 1,637,274
(iv) shared power to dispose or to direct the
disposition of - 0 -
(c) Not applicable.
(d) No person except for Lyonnaise, Elyo, CAC and CPCU, is
known to have a right to receive or the power to direct
the receipt of dividends from, or the proceeds from the
sale of, the Common Stock owned by CAC and CPCU.
(e) Not applicable.
(f) Citizenship.
Lyonnaise, Elyo and CPCU are organized under the laws
of the Republic of France. CAC is a Delaware
corporation.
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuer.
CAC, CPCU, Elyo and Lyonnaise may be deemed to form a
group. Lyonnaise owns 98% of the outstanding voting stock
of Elyo. Elyo directly owns 76.9% of the outstanding voting
stock of CAC and may be deemed to own beneficially 89.6% of
the outstanding voting stock of CAC due to its ownership of
stock in certain other entities which are themselves owners
of outstanding voting stock of CAC. CPCU is a subsidiary of
Elyo, which owns 64.5% of the outstanding voting stock of
CPCU. CAC and CPCU will most likely take actions in a
concerted manner.
CAC and CPCU (collectively, the "Companies") and Thomas R.
Casten, Richard E. Kessel, Michael Weiser and Eugene E.
Murphy (collectively., the "Management Stockholders") may be
deemed to have formed a group as a result of the
Stockholders Agreement dated as of August 10, 1994, entered
into among these parties, pursuant to which the Companies
could direct the voting of the Management Stockholders in
certain circumstances. The voting obligations of the
Management Stockholders under the Stockholders Agreement
expired on August 10, 1997. Accordingly, the Management
Stockholders' shares (1,515,745) are no longer beneficially
owned by the Companies.
Item 4. Material to be Filed as Exhibits
None.
Page 8 of 11
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Date: April 7, 1998 SUEZ LYONNAISE DES EAUX
By: /s/ Ray A. Mantle
Ray A. Mantle*
Attorney-in-Fact
Date: April 7, 1998 ELYO S.A.
By: /s/ Ray A. Mantle
Ray A. Mantle*
Attorney-in-Fact
Date: April 7, 1998 COFRETH AMERICAN CORPORATION
By:/s/ Ray A. Mantle
Ray A. Mantle*
Attorney-in-Fact
Date: April 7, 1998 COMPAGNIE PARISIENNE DE
CHAUFFAGE URBAIN
By: /s/ Ray A. Mantle
Ray A. Mantle*
Attorney-in-Fact
_____________________________
* Signed pursuant to a Power of Attorney dated March 31, 1998.
* See Power of Attorney filed October 10, 1996 with Schedule 13D, hereby
incorporated by reference.
Page 9 of 11
<PAGE>
POWER OF ATTORNEY
COMPAGNIE PARISIENNE DE CHAUFFAGE URBAIN hereby authorizes
any of RAY A. MANTLE or GARRY P. McCORMACK, acting alone, to sign
and file with the Securities and Exchange Commission on its
behalf Form 4, Form 5, Schedule 13-D and Schedule 13-G and any
amendments thereto, relating to its actual and deemed beneficial
ownership of shares of TRIGEN ENERGY CORPORATION. This Power of
Attorney is valid for twelve (12) months from the date set forth
below.
COMPAGNIE PARISIENNE DE CHAUFFAGE URBAIN
By: /s/ Philippe Rappeneau
Name: Philippe Rappeneau
Title: President
Date: March 31, 1998
POWER OF ATTORNEY
ELYO S.A hereby authorizes any of RAY A. MANTLE or GARRY P.
McCORMACK, acting alone, to sign and file with the Securities and
Exchange Commission on its behalf Form 4, Form 5, Schedule 13-D
and Schedule 13-G and any amendments thereto, relating to its
actual and deemed beneficial ownership of shares of TRIGEN ENERGY
CORPORATION. This Power of Attorney is valid for twelve (12)
months from the date set forth below.
ELYO S.A.
By: /s/ Michel Bleitrach
Name: Michel Bleitrach
Title: President
Date: March 31, 1998
Page 10 of 11
<PAGE>
POWER OF ATTORNEY
SUEZ LYONNAISE DES EAUX hereby authorizes any of RAY A.
MANTLE or GARRY P. McCORMACK, acting alone, to sign and file with
the Securities and Exchange Commission on its behalf Form 4, Form
5, Schedule 13-D and Schedule 13-G and any amendments thereto,
relating to its actual and deemed beneficial ownership of shares
of TRIGEN ENERGY CORPORATION. This Power of Attorney is valid
for twelve (12) months from the date set forth below.
SUEZ LYONNAISE DES EAUX
By: /s/ Michel Cassou
Name: Michel Cassou
Title: Managing Director
Date: March 31, 1998
POWER OF ATTORNEY
COFRETH AMERICAN CORPORATION hereby authorizes any of RAY A.
MANTLE or GARRY P. McCORMACK, acting alone, to sign and file with
the Securities and Exchange Commission on its behalf Form 4, Form
5, Schedule 13-D and Schedule 13-G and any amendments thereto,
relating to its actual and deemed beneficial ownership of shares
of TRIGEN ENERGY CORPORATION. This Power of Attorney is valid
for twelve (12) months from the date set forth below.
COFRETH AMERICAN CORPORATION
By: /s/ Jean Malahieude
Name: Jean Malahieude
Title: Executive Vice President
Date: March 31, 1998
Page 11 of 11
