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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 OMB APPROVAL
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[X] Check this box if no longer OMB NUMBER: 3235-
subject to Section 16. Form 4 Expires: December 31,
or Form 5 obligations may Estimated average burden
continue. SEE Instruction 1(b). hours per response ..........
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person
Blumenthal John
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(Last) (First) (Middle)
4432 E. Emigration Canyon
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(Street)
Salt Lake City Utah 84108
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Sundog Technologies Inc.; SUDG
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
January 2000
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
Director X 10% Owner
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Officer (give Other (Specify
----- title below) ------ below)
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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Form filed by More than One Reporting Person
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<TABLE>
<CAPTION>
Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature
(Instr. 3) action action or Disposed of (D) Securities Form: of Indirect
Date Code Beneficially Direct Beneficial
(Instr. 8) (Instr. 3,4 and 5) Owned at (D) or Ownership
(Month/ ------------ -------------------------- End of Month Indirect (Instr. 4)
Day/ Code V Amount (A) or Price (Instr. 3 (I)
Year) (D) and 4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 1/12/00 (1) (1) (1) (1) 2,856,000(1) D
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Common Stock 5/10/99 G 42,000 D (2) (2) (2) (2)
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Common Stock 5/12/99 G 42,000 D (2) (2) (2) (2)
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Responses)
(Over)
SEC 1473 (3-99)
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FORM 4 (continued)
<TABLE>
<CAPTION>
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security 2. Conversion 3. Transaction 4. Transacation 5. Number of Derivative 6. Date Exercisable
(Instr. 3) or Exercise Date Code Securities Acquired (A) and Expiration
Price of (Month/Day/ (Instr. 8) or Disposed of (D) Date
Derivative Year) (Instr. 3, 4, and 5) (Month/Day/
Security Year)
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Code V (A) (D) Date Expiration
Exer- Date
cisable
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
<TABLE>
<CAPTION>
7. Title and Amount of 8. Price of Derivative 9. Number of Derivative 10. Ownership Form 11. Nature of Indirect
Underlying Securities Security (Instr. 5) Securities Beneficially of Derivative Security: Beneficial Ownership
(Instr. 3 and 4) Owned at End of Month Direct (D) or (Instr. 4)
Instr. 4) Indirect (I) (Instr. 4)
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Title Amount or
Number of
Shares
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<S> <C> <C> <C> <C>
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</TABLE>
Explanation of Responses:
(1) On January 12, 2000, the Reporting Person entered into an Agreement (the
"Agreement") with Caldera Holding Company, L.C., a Utah limited liability
company ("Caldera"), pursuant to which the Reporting Person agreed to grant
to Caldera (i) the voting rights with respect to 700,000 shares (the
"Granted Shares") of the Common Stock of the Issuer held by the Reporting
Person, (ii) dispositive power with respect to the Granted Shares and (iii)
the exclusive right, power and authority to grant derivative options to
acquire any or all of the Granted Shares at an exercise price of $0.15 per
share, the proceeds of which shall be payable to the Reporting Person.
During the period that the Granted Shares remain in the possession of
Caldera and prior to the time that an option is exercised for the purchase
of the Granted Shares, the Reporting Person retains the right to receive
any distributions and dividends made with respect to the Granted Shares.
(2) The Reporting Person disposed of 84,000 shares by bona finde gift in May
of 1999 in dispositions which were exempt from Section 16(b) pursuant to
Rule 16b-5. The Reporting Person does not have a direct or indirect
beneficial ownership interest in any of these gifted shares.
(3) Table I includes all shares in which the Reporting Person has
pecuniary interest (2,856,000). However, as a result of the Agreement and
based upon shares outstanding as of January 3, 2000, the Reporting Person
is no longer a 10% beneficial owner of the Common Stock of the Issuer
pursuant to Rule 16a-1, as the Reporting Person only has voting or
investment control over 9.3% (2,156,000) of the common stock of the Issuer.
The Reporting Person is therefore no longer subject to Section 16.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ John Blumenthal
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John Blumenthal
John Blumenthal 2-10-00
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**Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed. If
space provided is insufficient, See Instruction 6 for procedure.
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SEC 1474 (3-99)
