UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30 , 1999
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Check here if Amendment [X]; Amendment Number: 1
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This Amendment (Check only one):
[ ] is a restatement.
[X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thomas W. Smith
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Address: 323 Railroad Avenue Greenwich CT 06830
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(Street) (City) (State) (Zip)
Form 13F File Number: 28-1909
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas W. Smith
Title: Investment Manager
Phone: 203-661-1200
Signature, Place, and Date of Signing:
/s/ Thomas W. Smith
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[Signature]
Greenwich, CT
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[City, State]
February 22, 2000
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[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are in this report and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 1
Form 13F Information Table Value Total: $5,831 (thousands)
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER
15, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH
CONFIDENTIAL TREATMENT HAS EXPIRED.
List of Other Included Managers:
No. Form 13F File No.: Name:
01 28-3444 Thomas N. Tryforos
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FORM 13F INFORMATION TABLE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGER SOLE SHARED NONE
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INDYMAC MORTGAGE HOLDINGS COM 4566071001 5831 388700 SH OTHER 01 388700
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</TABLE>
