UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [X]; Amendment Number: 2
This Amendment (Check only one):
[_] is a restatement.
[X] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thomas W. Smith
Address: 323 Railroad Avenue Greenwich CT 06830
(Street) (City) (State) (Zip)
Form 13F File Number: 28-1909
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas W. Smith
Title: Investment Manager
Phone: 203-661-1200
Signature, Place, and Date of Signing:
/s/ Thomas W. Smith
[Signature]
Greenwich, CT
[City, State]
May 22, 2000
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are in this report and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 7
Form 13F Information Table Value Total: $111,935 (thousands)
THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER
15, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH
CONFIDENTIAL TREATMENT HAS EXPIRED.
List of Other Included Managers:
No. Form 13F File No.: Name:
01 28-3444 Thomas N. Tryforos
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<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WHOLE FOOD MARKET, INC. COM 9668371068 3319 101450 SH SOLE 101450
WHOLE FOOD MARKET, INC. COM 9668371068 31151 952070 SH OTHER 01 952070
AMERICAN POWER CONV. CORP. COM 290661075 1650 86820 SH SOLE 86820
AMERICAN POWER CONV. CORP. COM 290661075 33381 1756900 SH OTHER 01 1756900
KEANE INC. COM 4866651023 19 820 SH SOLE 820
KEANE INC. COM 4866651023 21895 959800 SH OTHER 01 959800
AIRGAS, INC. COM 9393102 20520 1765195 SH OTHER 01 1765195
</TABLE>
