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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)
A.S.V., Inc.
------------------------------------
(Name of Issuer)
Common Stock $ .01 par value
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(Title of Class of Securities)
001963107
-----------
(CUSIP Number)
Check the following box if a fee is being paid with this statement. [_] (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SEC 1745 (10-88)
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- ----------------------- ---------------------
CUSIP NO. 001963107 PAGE 2 OF 4 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gary D. Lemke
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
N/A
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
U.S.A.
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF
681,428
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 210,832
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING
681,428
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
210,832
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
892,260
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
8.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
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Date: February 7, 2000
---------------------
Page 3 of 4
Item 1(a) Name of Issuer:
A.S.V., Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
840 Lily Lane Grand Rapids, MN 55744
Item 2(a) Name of Person Filing:
Gary D. Lemke
Item 2(b) Address of Principal Business Office:
840 Lily Lane Grand Rapids, MN 55744
Item 2(c) Citizenship:
U.S.A.
Item 2(d) Title of Class of Securities:
Common Stock, $.01 par value
Item 2(e) CUSIP Number:
001963107
Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b)
NA
Item 4. Ownership.
(a) Amount Beneficially Owned:
892,260
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Date: February 7, 2000
---------------------
Page 4 of 4 pages
(b) Percent of Class: 8.7%
(c) Number of shares as to which each person has:
(i) sole power to vote or to direct the vote
681,428
(ii) shared power to vote or to direct the vote
210,832
(iii) sole power to dispose or to direct the disposition
of
681,428
(iv) shared power to dispose or to direct the disposition
of
210,832
Item 5. Ownership of Five Percent or Less of a Class.
N/A
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
N/A
Item 8. Identification and Classification of Members of the Group.
N/A
