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Previous: NUVEEN TAX EXEMPT UNIT TRUST SERIES 782, 485BPOS, 1999-04-27 |
Next: OHIO NATIONAL VARIABLE ACCOUNT D, 485BPOS, 1999-04-27 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thompson, Plumb & Associates, Inc.
Address: 1200 John Q. Hammons Drive
5th Floor
Madison, WI 53717
13F File Number: 28-
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Penny M. Hubbard
Title: Assistant Vice President
Phone: 608-831-1300
Signature, Place, and Date of Signing:
/s/ Penny M. Hubbard Madison, WI 04/27/99
Report Type (check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 131
FORM 13F INFORMATION TABLE VALUE TOTAL: $634,717,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 11068 236427 SH SOLE 0 192427 44000
ADC TELECOMMUNICATIONS INC COM 000886101 3243 68000 SH DEFINED 0 51000 17000
ADVANCED LIGHTING TECHS COM 00753C102 5539 714750 SH DEFINED 0 553250 161500
AEGON NV ORD AMER REG FOREIGN COMMON S 007924103 791 8800 SH SOLE 0 8800 0
ALTERA CORPORATION COM 021441100 1250 21000 SH SOLE 0 3000 18000
AMERICAN EXPRESS CO COM 025816109 635 5397 SH SOLE 0 5397 0
AMERICAN HOME PRODS CORP COM 026609107 364 5573 SH SOLE 0 5573 0
AMERICAN RE CAPITAL 8.500% PFD PREFERRED STOCKS 029162203 257 10000 SH SOLE 0 10000 0
AMERITECH CORP NEW COM 030954101 2367 41076 SH SOLE 0 38076 3000
AMP INC COM 031897101 284 5300 SH SOLE 0 5300 0
ANCHOR BANCORP WIS INC COM 032839102 16522 1074632 SH SOLE 0 1074632 0
ANHEUSER BUSCH COS INC COM 035229103 228 3000 SH SOLE 0 3000 0
ASSOCIATED BANCORP COM 045487105 6195 193984 SH DEFINED 0 152192 41792
ASSOCIATES FIRST CAPITAL CORP COM 046008108 9253 205632 SH DEFINED 0 169032 36600
AT & T CORP. COM 001957109 401 7535 SH SOLE 0 7535 0
ATLANTIC RICHFIELD COMPANY COM 048825103 717 9800 SH SOLE 0 9800 0
AUTOMATIC DATA PROCESSING COM 053015103 396 9582 SH SOLE 0 9582 0
AUTOZONE INC COM 053332102 3376 111139 SH SOLE 0 110839 300
BAKER FENTRESS & CO MUTUAL FUNDS 057213100 1657 110000 SH SOLE 0 110000 0
BANK ONE CORP COM 06423A103 5157 93657 SH DEFINED 0 75657 18000
BANKAMERICA CORP NEW COM 06605F102 12102 171356 SH DEFINED 0 122856 48500
BARCLAYS BK PLC 11.500% ADR UN PREFERRED STOCKS 06738C802 495 18000 SH SOLE 0 18000 0
BELL ATLANTIC CORP COM 077853109 403 7790 SH SOLE 0 7790 0
BELLSOUTH CORP COM 079860102 480 11972 SH SOLE 0 11972 0
BERGEN BRUNSWIG CORP CLASS A COM 083739102 1634 81700 SH DEFINED 0 30700 51000
BIOCHEM PHARMA INC COM 09058T108 3747 175800 SH SOLE 0 70800 105000
BOEING CO COM 097023105 6032 177419 SH SOLE 0 127219 50200
BP AMOCO PLC FOREIGN COMMON S 055622104 931 9218 SH SOLE 0 9218 0
BRISTOL MYERS SQUIBB CO COM 110122108 6225 97070 SH SOLE 0 77070 20000
CAPITOL TRANSAMERICA CORP COM 140640103 154 10455 SH SOLE 0 10455 0
CBS CORPORATION COM 12490K107 12561 307778 SH DEFINED 0 210778 97000
CHEVRON CORP COM 166751107 6628 74681 SH DEFINED 0 67681 7000
CHIEFTAIN INTL FUNDING $1.8125 CONVERTIBLE PREF 168672202 1173 49400 SH SOLE 0 49400 0
CHIEFTAIN INTL INC COM 16867C101 851 69475 SH SOLE 0 69475 0
CISCO SYSTEMS INC COM 17275R102 211 1929 SH SOLE 0 1929 0
CIT GROUP INC-A COM 125577106 14323 468650 SH DEFINED 0 324650 144000
CNA FINL CORP COM 126117100 241 6200 SH SOLE 0 6200 0
COCA COLA CO COM 191216100 4253 69297 SH SOLE 0 69297 0
COLGATE PALMOLIVE CO COM 194162103 8509 92490 SH SOLE 0 82290 10200
CONAGRA CAPTL LC PFD 9.350% SE PREFERRED STOCKS 20588V406 320 12500 SH SOLE 0 12500 0
DANKA BUSINESS SYS PLC SPONSOR FOREIGN COMMON S 236277109 209 41800 SH SOLE 0 41800 0
DENTSPLY INTL INC NEW COM 249030107 1662 71500 SH SOLE 0 71500 0
DISCOUNT AUTO PARTS INC COM 254642101 1875 87200 SH DEFINED 0 64700 22500
DISNEY WALT PRODTNS COM 254687106 3065 98470 SH DEFINED 0 75470 23000
DOVER CORP COM COM 260003108 352 10700 SH SOLE 0 10700 0
DU PONT E I DE NEMOURS CO COM 263534109 595 10255 SH SOLE 0 10255 0
EMC CORP/MASS COM 268648102 9355 73227 SH DEFINED 0 51627 21600
EMERSON ELEC CO COM 291011104 8892 167974 SH SOLE 0 152974 15000
EXXON CORP COM 302290101 16439 232966 SH DEFINED 0 205366 27600
F & M BANCORPORATION INC COM 302371109 261 7919 SH SOLE 0 7919 0
FANNIE MAE COM 313586109 14811 213881 SH DEFINED 0 174181 39700
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
FASTENAL CO COM 311900104 7169 204475 SH DEFINED 0 144475 60000
FIBERMARK INC COM 315646109 3288 278325 SH DEFINED 0 222325 56000
FIDELITY MAGELLAN FD INC MUTUAL FUNDS 316184100 279 2147 SH SOLE 0 2147 0
FIRSTAR CORPORATION COM 33763V109 211 7056 SH SOLE 0 7056 0
FOREST LABORATORIES INC COM 345838106 226 4000 SH SOLE 0 4000 0
FREDDIE MAC COM 313400301 483 8428 SH SOLE 0 8428 0
GENERAL ELEC CO COM 369604103 28855 260835 SH DEFINED 0 249135 11700
GILLETTE CO COM 375766102 13149 221221 SH DEFINED 0 161021 60200
GRUBB & ELLIS CO COM 400095204 99 15000 SH SOLE 0 15000 0
GTE CORP COM 362320103 549 9073 SH SOLE 0 9073 0
HARTFORD LIFE - CL A COM 416592103 5918 107600 SH SOLE 0 77600 30000
HOWMET INTL INC COM COM 443208103 8490 593200 SH DEFINED 0 426800 166400
I B M COM 459200101 3158 17814 SH SOLE 0 12814 5000
INTEL CORP COM 458140100 447 7514 SH SOLE 0 7514 0
INTERPUBLIC GROUP COS INC COM 460690100 241 3097 SH SOLE 0 3097 0
JDA SOFTWARE GROUP INC COM 46612K108 3217 432500 SH SOLE 0 391900 40600
JOHNSON & JOHNSON COM 478160104 22382 239383 SH DEFINED 0 203883 35500
KANSAS CITY SOUTHN INDS INC CO COM 485170104 2326 40800 SH SOLE 0 5800 35000
KIMBERLY CLARK CORP COM 494368103 4684 97701 SH SOLE 0 97501 200
LANDS END INC COM 515086106 526 15190 SH SOLE 0 15190 0
LATTICE SEMICONDUCTOR CORP COM 518415104 5891 129300 SH DEFINED 0 127100 2200
LEE ENTERPRISES INC COM 523768109 203 7000 SH SOLE 0 7000 0
LILLY, ELI AND COMPANY COM 532457108 1468 17300 SH SOLE 0 17300 0
LINEAR TECHNOLOGY CORP COM 535678106 20206 394266 SH DEFINED 0 325266 69000
LUCENT TECHNOLOGIES INC COM 549463107 9556 176960 SH DEFINED 0 160960 16000
MARSHALL & ILSLEY CORP COM 571834100 11664 210403 SH SOLE 0 210403 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 1965 36300 SH SOLE 0 12300 24000
MCDONALDS CORP COM 580135101 330 7292 SH SOLE 0 7292 0
MCI CAPITAL PFD 8.000% SER A PREFERRED STOCKS 55267Y206 304 12000 SH SOLE 0 12000 0
MCI WORLDCOM COM 55268B106 805 9086 SH DEFINED 0 5977 3109
MEDIAONE GROUP INC COM 58440J104 263 4144 SH SOLE 0 4144 0
MEDTRONIC INC COM 585055106 11400 158607 SH DEFINED 0 115248 43359
MERCK & CO INC COM 589331107 28126 351030 SH DEFINED 0 299230 51800
MERRILL CORPORATION COM 590175105 3052 228200 SH DEFINED 0 200700 27500
MERRILL LYNCH & CO. INC. COM 590188108 8080 91300 SH SOLE 0 79300 12000
MICROCHIP TECHNOLOGY INC COM 595017104 5962 172200 SH DEFINED 0 138700 33500
MICROSOFT CORP COM 594918104 3635 40560 SH SOLE 0 12560 28000
MINNESOTA MNG & MFG CO COM 604059105 5089 71935 SH SOLE 0 71935 0
MOBIL CORP COM 607059102 3385 38461 SH SOLE 0 38461 0
MONSANTO CO COM 611662107 319 6950 SH SOLE 0 6950 0
NEW YORK TIMES CO CLASS A COM 650111107 11021 386700 SH DEFINED 0 321100 65600
NEWELL RUBBERMAID INC. COM 651229106 1632 34360 SH SOLE 0 22360 12000
NJ ECON DEV AUTH 7.600% 02/15/ PREFERRED STOCKS 645915208 211 8200 SH SOLE 0 8200 0
NORTHERN TELECOM LTD COM FOREIGN COMMON S 665815106 3417 55000 SH DEFINED 0 45400 9600
NOVA CORP/GEORGIA COM 669784100 9888 376700 SH DEFINED 0 263500 113200
ORACLE CORP COM 68389X105 4736 179575 SH DEFINED 0 145825 33750
OUTDOOR SYSTEMS INC COM 690057104 3642 121400 SH SOLE 0 57400 64000
PARAMETRIC TECHNOLOGY CORP COM 699173100 8374 424000 SH SOLE 0 318600 105400
PEPSICO INC COM 713448108 18676 476583 SH DEFINED 0 389383 87200
PFIZER INC COM 717081103 2453 17679 SH SOLE 0 17679 0
PHARMERICA INC COM COM 717135107 578 115500 SH SOLE 0 95500 20000
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
PHILIP MORRIS COS INS COM 718154107 1932 54896 SH SOLE 0 22896 32000
PITT DESMOINES INC COM COM 724508106 546 24000 SH SOLE 0 24000 0
PROCTER & GAMBLE COMPANY COM 742718109 7290 74436 SH SOLE 0 74436 0
PROVIDIAN FINL CORP COM COM 74406A102 1705 15500 SH SOLE 0 15500 0
QUALCOMM INC COM 747525103 454 3650 SH SOLE 0 3650 0
RJR NABISCO HLDGS CAP TR I TOP PREFERRED STOCKS 74961M202 201 8000 SH SOLE 0 8000 0
SARA LEE CORP COM 803111103 225 9072 SH SOLE 0 9072 0
SBC COMMUNICATIONS INC COM 78387G103 7289 154466 SH SOLE 0 89466 65000
SCHEIN HENRY INC COM COM 806407102 7614 301561 SH SOLE 0 201261 100300
SCHWAB (CHARLES) CORP COM 808513105 923 9600 SH SOLE 0 9600 0
SIGMA ALDRICH CORP COM 826552101 6037 206385 SH SOLE 0 206385 0
SPRINT CORP COM 852061100 294 3000 SH SOLE 0 3000 0
STERLING COMMERCE INC COM 859205106 9616 312700 SH DEFINED 0 244000 68700
SUNGLASS HUT INTL CONV NT 5.25 CONVERTIBLE BOND 86736FAC0 77 100000 PRN SOLE 0 100000 0
SYBRON CORP COM 87114F106 5065 202600 SH SOLE 0 132600 70000
TCI COMMUNICATIONS FING II TOP PREFERRED STOCKS 872286208 325 12000 SH SOLE 0 12000 0
TCI COMMUNICATIONS FING IV TR PREFERRED STOCKS 87228U205 274 10000 SH SOLE 0 10000 0
TENN VALLEY AUTH 6.750% SERIES PREFERRED STOCKS 880591300 625 25000 SH SOLE 0 25000 0
THERMO ELECTRON 4.250% 01/01/0 CONVERTIBLE BOND U88356AF4 4599 5175000 PRN SOLE 0 3675000 1500000
THOMPSON PLUMB FDS INC BALANCE MUTUAL FUNDS 884891102 13510 764165 SH SOLE 0 764165 0
THOMPSON PLUMB FDS INC GROWTH MUTUAL FUNDS 884891300 16895 434996 SH SOLE 0 434996 0
TIME WARNER CAP I TR PFD 8.875 PREFERRED STOCKS 88731G204 418 16000 SH SOLE 0 16000 0
UAL CORP COM 902549500 210 2700 SH SOLE 0 2700 0
WALGREEN COMPANY COM 931422109 15975 565482 SH DEFINED 0 531482 34000
WAUSAU-MOSINEE PAPER CORP COM 943315101 1717 122646 SH SOLE 0 122646 0
WELLS FARGO NEW COM 949746101 9731 277530 SH DEFINED 0 195530 82000
WRIGLEY WM JR CO COM 982526105 4115 45500 SH SOLE 0 25500 20000
XEROX CORP COM 984121103 9278 178000 SH DEFINED 0 130000 48000
ZEBRA TECHNOLOGIES CORP-CL A COM 989207105 7260 305675 SH DEFINED 0 273475 32200
LINE COUNT: 131
</TABLE>
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