UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thompson, Plumb & Associates, Inc.
Address: 1200 John Q. Hammons Drive
5th Floor
Madison, WI 53717
13F File Number: 28-04396
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Penny M. Hubbard
Title: Assistant Vice President
Phone: 608-831-1300
Signature, Place, and Date of Signing:
/s/ Penny M. Hubbard Madison, WI 11/03/99
Report Type (check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 159
FORM 13F INFORMATION TABLE VALUE TOTAL: $641,500,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 10428 284227 SH SOLE 0 231227 53000
ADC TELECOMMUNICATIONS INC COM 000886101 3391 80850 SH DEFINED 0 63850 17000
ADVANCED LIGHTING TECHS COM 00753C102 4964 709150 SH DEFINED 0 537650 171500
AEGON NV ORD AMER REG FOREIGN COMMON S 007924103 696 8052 SH SOLE 0 8052 0
ALLSTATE CORP COM 020002101 1098 44013 SH SOLE 0 22013 22000
ALTERA CORPORATION COM 021441100 1713 39500 SH SOLE 0 9500 30000
AMERICA ONLINE INC COM 02364J104 715 6873 SH SOLE 0 873 6000
AMERICAN EXPRESS CO COM 025816109 682 5050 SH SOLE 0 5050 0
AMERICAN HOME PRODS CORP COM 026609107 3346 80623 SH DEFINED 0 63623 17000
AMERICAN RE CAPITAL 8.500% PFD PREFERRED STOCKS 029162203 249 10000 SH SOLE 0 10000 0
AMERITECH CORP NEW COM 030954101 2535 37976 SH SOLE 0 34976 3000
AMGEN INC COM 031162100 314 3848 SH SOLE 0 3848 0
ANCHOR BANCORP WIS INC COM 032839102 17742 1091815 SH SOLE 0 1066815 25000
ASSOCIATED BANCORP COM 045487105 5897 162945 SH DEFINED 0 134153 28792
ASSOCIATES FIRST CAPITAL CORP COM 046008108 6983 193986 SH SOLE 0 158986 35000
AT & T CORP. COM 001957109 302 6952 SH SOLE 0 6952 0
ATLANTIC RICHFIELD COMPANY COM 048825103 851 9600 SH SOLE 0 9600 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 250 6702 SH SOLE 0 6702 0
AUTOMATIC DATA PROCESSING COM 053015103 459 10282 SH SOLE 0 10282 0
AUTOZONE INC COM 053332102 2848 101500 SH SOLE 0 101200 300
BAKER FENTRESS & CO MUTUAL FUNDS 057213100 1533 110000 SH SOLE 0 110000 0
BANK OF AMERICA COM 060505104 7361 132186 SH DEFINED 0 105686 26500
BANK ONE CORP COM 06423A103 2734 78546 SH DEFINED 0 59046 19500
BARCLAYS BK PLC 11.500% ADR UN PREFERRED STOCKS 06738C802 473 18000 SH SOLE 0 18000 0
BARNES & NOBLE INC COM 067774109 598 23000 SH SOLE 0 3000 20000
BELL ATLANTIC CORP COM 077853109 835 12412 SH SOLE 0 12412 0
BELLSOUTH CORP COM 079860102 556 12356 SH SOLE 0 12356 0
BERGEN BRUNSWIG CORP CLASS A COM 083739102 2418 233048 SH DEFINED 0 149548 83500
BERKSHIRE HATHAWAY INC-CL B COM 084670207 1585 854 SH SOLE 0 279 575
BIOCHEM PHARMA INC COM 09058T108 3301 137900 SH SOLE 0 70900 67000
BOEING CO COM 097023105 2686 63019 SH SOLE 0 62819 200
BP AMOCO PLC FOREIGN COMMON S 055622104 1311 23666 SH SOLE 0 23666 0
BRISTOL MYERS SQUIBB CO COM 110122108 5302 78550 SH SOLE 0 68550 10000
CADENCE DESIGN SYS INC COM 127387108 922 68900 SH SOLE 0 68900 0
CBS CORPORATION COM 12490K107 13675 295678 SH DEFINED 0 203678 92000
CHEVRON CORP COM 166751107 6328 71305 SH DEFINED 0 64305 7000
CHIEFTAIN INTL FUNDING $1.8125 CONVERTIBLE PREF 168672202 1367 51100 SH SOLE 0 51100 0
CHIEFTAIN INTL INC COM 16867C101 770 40500 SH SOLE 0 40500 0
CISCO SYSTEMS INC COM 17275R102 384 5600 SH SOLE 0 5600 0
CIT GROUP INC-A COM 125577106 10140 493110 SH DEFINED 0 339110 154000
CITIGROUP INC. COM 172967101 261 5924 SH SOLE 0 5924 0
CNA FINL CORP COM 126117100 217 6200 SH SOLE 0 6200 0
COCA COLA CO COM 191216100 8254 171057 SH SOLE 0 141057 30000
COLGATE PALMOLIVE CO COM 194162103 5905 129080 SH SOLE 0 128680 400
COMPAQ COMPUTER CORP COM COM 204493100 2260 98780 SH SOLE 0 58780 40000
CONAGRA CAPTL LC PFD 9.350% SE PREFERRED STOCKS 20588V406 313 12500 SH SOLE 0 12500 0
CONSOLIDATED TOMOKA LD CO COM COM 210226106 190 14091 SH SOLE 0 14091 0
CVS CORP COM COM 126650100 269 6600 SH SOLE 0 6600 0
DANA CORP COM 235811106 310 8363 SH SOLE 0 8363 0
DELL COMPUTER CORP COM 247025109 544 13020 SH SOLE 0 3020 10000
DENTSPLY INTL INC NEW COM 249030107 669 29400 SH SOLE 0 29400 0
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
DISCOUNT AUTO PARTS INC COM 254642101 1164 72200 SH DEFINED 0 53700 18500
DISNEY WALT PRODTNS COM 254687106 2978 114521 SH DEFINED 0 86521 28000
DOLLAR GENERAL COM 256669102 205 6625 SH SOLE 0 6625 0
DOVER CORP COM COM 260003108 450 11000 SH SOLE 0 11000 0
DU PONT E I DE NEMOURS CO COM 263534109 427 7058 SH SOLE 0 7058 0
EMC CORP/MASS COM 268648102 9866 138226 SH DEFINED 0 119026 19200
EMERSON ELEC CO COM 291011104 10402 164623 SH SOLE 0 150623 14000
EXXON CORP COM 302290101 17161 225800 SH DEFINED 0 203200 22600
F & M BANCORPORATION INC COM 302371109 275 7919 SH SOLE 0 7919 0
FANNIE MAE COM 313586109 14837 236681 SH DEFINED 0 196481 40200
FASTENAL CO COM 311900104 8348 177150 SH DEFINED 0 123750 53400
FIBERMARK INC COM 315646109 3455 270975 SH DEFINED 0 214975 56000
FIRSTAR CORPORATION COM 33763V109 542 21132 SH SOLE 0 21132 0
FISERV INC COM 337738108 3677 113150 SH DEFINED 0 91650 21500
FREDDIE MAC COM 313400301 2420 46540 SH SOLE 0 21540 25000
G A P INC COM 364760108 302 9439 SH SOLE 0 9439 0
GENERAL ELEC CO COM 369604103 26773 225816 SH DEFINED 0 225016 800
GILLETTE CO COM 375766102 9374 276226 SH DEFINED 0 216526 59700
GRUBB & ELLIS CO COM 400095204 86 15000 SH SOLE 0 15000 0
GTE CORP COM 362320103 713 9273 SH SOLE 0 9273 0
HARTFORD LIFE - CL A COM 416592103 10998 223300 SH DEFINED 0 161100 62200
HEALTH MGMT ASSOC INC NEW CL A COM 421933102 686 88500 SH SOLE 0 8500 80000
HOME DEPOT INC COM 437076102 1786 26024 SH SOLE 0 26024 0
HOWMET INTL INC COM COM 443208103 9227 659100 SH DEFINED 0 498200 160900
I B M COM 459200101 4836 39967 SH SOLE 0 29967 10000
ICN PHARMACEUTICAL INC NEW COM COM 448924100 514 29900 SH SOLE 0 4900 25000
INFINITY BROADCASTING CORP-A COM 45662S102 745 25400 SH SOLE 0 10400 15000
INTEL CORP COM 458140100 9125 122798 SH SOLE 0 89798 33000
INTERPUBLIC GROUP COS INC COM 460690100 292 7094 SH SOLE 0 7094 0
JDA SOFTWARE GROUP INC COM 46612K108 2812 240600 SH SOLE 0 225000 15600
JOHNSON & JOHNSON COM 478160104 20836 226786 SH DEFINED 0 194686 32100
KEANE INC COM 486665102 8297 363700 SH DEFINED 0 295200 68500
KIMBERLY CLARK CORP COM 494368103 4942 93696 SH SOLE 0 93496 200
LANDS END INC COM 515086106 824 12490 SH SOLE 0 12490 0
LATTICE SEMICONDUCTOR CORP COM 518415104 1772 59700 SH DEFINED 0 39700 20000
LILLY, ELI AND COMPANY COM 532457108 4423 68900 SH SOLE 0 44900 24000
LINEAR TECHNOLOGY CORP COM 535678106 21212 360866 SH DEFINED 0 300366 60500
LUCENT TECHNOLOGIES INC COM 549463107 9329 143803 SH DEFINED 0 137403 6400
MARSHALL & ILSLEY CORP COM 571834100 10311 180703 SH SOLE 0 180703 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 2000 31700 SH SOLE 0 11700 20000
MCDONALDS CORP COM 580135101 357 8265 SH SOLE 0 8265 0
MCI CAPITAL PFD 8.000% SER A PREFERRED STOCKS 55267Y206 289 12000 SH SOLE 0 12000 0
MCI WORLDCOM COM 55268B106 625 8696 SH DEFINED 0 5587 3109
MEDIAONE GROUP INC COM 58440J104 304 4444 SH SOLE 0 4444 0
MEDTRONIC INC COM 585055106 12224 343728 SH DEFINED 0 257010 86718
MERCK & CO INC COM 589331107 24630 380020 SH DEFINED 0 324120 55900
MERRILL CORPORATION COM 590175105 3355 168280 SH DEFINED 0 166280 2000
MERRILL LYNCH & CO. INC. COM 590188108 5990 88900 SH SOLE 0 76900 12000
MICROCHIP TECHNOLOGY INC COM 595017104 4228 82300 SH DEFINED 0 65800 16500
MICROSOFT CORP COM 594918104 4450 49137 SH SOLE 0 25137 24000
MINNESOTA MNG & MFG CO COM 604059105 2775 28892 SH SOLE 0 28892 0
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
MOBIL CORP COM 607059102 3935 39058 SH SOLE 0 39058 0
MONSANTO CO COM 611662107 459 12860 SH SOLE 0 12860 0
NALCO CHEMICAL CO COM 629853102 210 4160 SH SOLE 0 4160 0
NEW YORK TIMES CO CLASS A COM 650111107 13564 361700 SH DEFINED 0 299100 62600
NEWELL RUBBERMAID INC. COM 651229106 226 7900 SH SOLE 0 7900 0
NJ ECON DEV AUTH 7.600% 02/15/ PREFERRED STOCKS 645915208 202 8200 SH SOLE 0 8200 0
NORTEL NETWORKS CORP COM FOREIGN COMMON S 656569100 2346 46000 SH SOLE 0 36000 10000
NOVA CORP/GEORGIA COM 669784100 11636 465425 SH DEFINED 0 352225 113200
OFFICE DEPOT INC COM COM 676220106 1723 164100 SH DEFINED 0 76600 87500
ORACLE CORP COM 68389X105 7740 170100 SH DEFINED 0 139600 30500
OUTDOOR SYSTEMS INC COM 690057104 4047 113212 SH SOLE 0 57212 56000
PARAMETRIC TECHNOLOGY CORP COM 699173100 135 10000 SH SOLE 0 10000 0
PAYCHEX INC COM COM 704326107 1372 40200 SH SOLE 0 200 40000
PEPSICO INC COM 713448108 13567 444832 SH DEFINED 0 381632 63200
PFIZER INC COM 717081103 2891 80588 SH DEFINED 0 63288 17300
PHILIP MORRIS COS INS COM 718154107 437 12796 SH SOLE 0 12796 0
PITNEY BOWES INC COM 724479100 2872 47125 SH DEFINED 0 33625 13500
PITT DESMOINES INC COM COM 724508106 527 24000 SH SOLE 0 24000 0
PROCTER & GAMBLE COMPANY COM 742718109 7133 76086 SH SOLE 0 76086 0
PROVIDIAN FINL CORP COM COM 74406A102 752 9500 SH SOLE 0 9500 0
PSS WORLD MEDICAL INC COM 69366A100 1373 153600 SH SOLE 0 108600 45000
QUALCOMM INC COM 747525103 1211 6400 SH SOLE 0 6400 0
QWEST COMMUNICATIONS INTL INC COM 749121109 2318 78400 SH SOLE 0 60400 18000
SARA LEE CORP COM 803111103 207 8847 SH SOLE 0 8847 0
SBC COMMUNICATIONS INC COM 78387G103 10183 199416 SH DEFINED 0 137016 62400
SCHEIN HENRY INC COM COM 806407102 5340 374725 SH SOLE 0 274425 100300
SCHLUMBERGER COM 806857108 229 3669 SH SOLE 0 3669 0
SCHWAB (CHARLES) CORP COM 808513105 769 23010 SH SOLE 0 23010 0
SIGMA ALDRICH CORP COM 826552101 2070 65200 SH SOLE 0 65200 0
SPRINT CORP COM 852061100 326 6000 SH SOLE 0 6000 0
STERLING COMMERCE INC COM 859205106 4198 226150 SH SOLE 0 225950 200
STORAGE TECHNOLOGY CORP COM 862111200 2574 133300 SH DEFINED 0 88300 45000
SUNGLASS HUT INTL CONV NT 5.25 CONVERTIBLE BOND 86736FAC0 77 100000 PRN SOLE 0 100000 0
SYBRON CORP COM 87114F106 5145 191425 SH SOLE 0 121425 70000
TCI COMMUNICATIONS FING II TOP PREFERRED STOCKS 872286208 312 12000 SH SOLE 0 12000 0
TCI COMMUNICATIONS FING IV TR PREFERRED STOCKS 87228U205 263 10000 SH SOLE 0 10000 0
TELEPHONE & DATA SYS INC COM 879433100 272 3068 SH SOLE 0 3068 0
TENN VALLEY AUTH 6.750% SERIES PREFERRED STOCKS 880591300 532 23000 SH SOLE 0 23000 0
TEXACO INC COM 881694103 211 3348 SH SOLE 0 3348 0
THERMO ELECTRON 4.250% 01/01/0 CONVERTIBLE BOND U88356AF4 4829 5550000 PRN SOLE 0 4050000 1500000
THOMPSON PLUMB FDS INC BALANCE MUTUAL FUNDS 884891102 11146 645769 SH SOLE 0 645769 0
THOMPSON PLUMB FDS INC GROWTH MUTUAL FUNDS 884891300 15387 412085 SH SOLE 0 412085 0
TIME WARNER CAP I TR PFD 8.875 PREFERRED STOCKS 88731G204 398 16000 SH SOLE 0 16000 0
TYCO INTERNATIONAL LTD COM 902124106 426 8248 SH SOLE 0 8248 0
UNISYS CORP COM 909214108 2016 44675 SH SOLE 0 8675 36000
VALSPAR CORP COM COM 920355104 519 15875 SH SOLE 0 15875 0
VANGUARD INDEX TR MID-CAP INDX MUTUAL FUNDS 922908843 238 23654 SH SOLE 0 23654 0
VANGUARD INDEX TR SML CAP INDX MUTUAL FUNDS 922908702 247 11297 SH SOLE 0 11297 0
VANGUARD PACIFIC STOCK INDEX MUTUAL FUNDS 922042106 115 10851 SH SOLE 0 10851 0
VODAFONE GROUP PLC ADR SPONSOR FOREIGN COMMON S 92857T107 214 4500 SH SOLE 0 4500 0
WALGREEN COMPANY COM 931422109 16071 633322 SH DEFINED 0 599322 34000
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
WARNER LAMBERT CO COM 934488107 202 3050 SH SOLE 0 3050 0
WAUSAU-MOSINEE PAPER CORP COM 943315101 1305 107646 SH SOLE 0 107646 0
WELLS FARGO NEW COM 949746101 11573 292067 SH DEFINED 0 210067 82000
WRIGLEY WM JR CO COM 982526105 5952 86500 SH SOLE 0 66300 20200
XEROX CORP COM 984121103 9433 224940 SH DEFINED 0 168940 56000
ZEBRA TECHNOLOGIES CORP-CL A COM 989207105 1462 32150 SH SOLE 0 32150 0
LINE COUNT: 159
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