UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thompson, Plumb & Associates, Inc.
Address: 1200 John Q. Hammons Drive
5th Floor
Madison, WI 53717
13F File Number: 28-04396
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Penny M. Hubbard
Title: Assistant Vice President
Phone: 608-831-1300
Signature, Place, and Date of Signing:
/s/ Penny M. Hubbard Madison, WI 11/13/00
Report Type (check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
SEC13F.LNS THOMPSON, PLUMB & ASSOCIATES INC.
FORM 13F SUMMARY PAGE
AS OF DATE: 09/30/00
.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 175
FORM 13F INFORMATION TABLE VALUE TOTAL: $762,683,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 11182 235107 SH SOLE 0 198107 37000
ACXIOM CORP COM 005125109 8590 270565 SH DEFINED 0 168565 102000
ADC TELECOMMUNICATIONS INC COM 000886101 4047 150500 SH DEFINED 0 132500 18000
ADVANCED LIGHTING TECHS COM 00753C102 2714 219310 SH DEFINED 0 175310 44000
AEGON NV ORD AMER REG FOREIGN COMMON S 007924103 607 16350 SH SOLE 0 16350 0
AFFILIATED COMPUTER SVCS-A COM 008190100 3971 79610 SH SOLE 0 57610 22000
ALLSTATE CORP COM 020002101 523 15048 SH SOLE 0 15048 0
ALLTEL CORP COM 020039103 608 11649 SH SOLE 0 11649 0
ALTERA CORPORATION COM 021441100 306 6400 SH SOLE 0 6400 0
AMERICA ONLINE INC COM 02364J104 1234 22956 SH SOLE 0 15456 7500
AMERICAN EXPRESS CO COM 025816109 859 14133 SH SOLE 0 14133 0
AMERICAN HOME PRODS CORP COM 026609107 4625 81946 SH DEFINED 0 63846 18100
AMERICAN RE CAPITAL 8.500% PFD PREFERRED STOCKS 029162203 247 10000 SH SOLE 0 10000 0
AMGEN INC COM 031162100 292 4181 SH SOLE 0 4181 0
ANCHOR BANCORP WIS INC COM 032839102 14696 936798 SH SOLE 0 921798 15000
ANHEUSER BUSCH COS INC COM 035229103 228 5400 SH SOLE 0 5400 0
ASSOCIATED BANCORP COM 045487105 3501 133362 SH DEFINED 0 110862 22500
ASSOCIATES FIRST CAPITAL CORP COM 046008108 10420 274206 SH SOLE 0 216206 58000
AT & T CORP. COM 001957109 4306 146596 SH DEFINED 0 132096 14500
AUTOMATIC DATA PROCESSING COM 053015103 754 11282 SH SOLE 0 11282 0
AUTOZONE INC COM 053332102 2735 120550 SH SOLE 0 85250 35300
BANK OF AMERICA COM 060505104 8139 155407 SH DEFINED 0 119407 36000
BANK ONE CORP COM 06423A103 560 14718 SH SOLE 0 14718 0
BELLSOUTH CORP COM 079860102 627 15484 SH SOLE 0 15484 0
BEMIS COMPANY COM 081437105 1577 49100 SH SOLE 0 49100 0
BERKSHIRE HATHAWAY INC-CL B COM 084670207 4927 2380 SH SOLE 0 780 1600
BESTFOODS COM 08658U101 226 3100 SH SOLE 0 3100 0
BIOCHEM PHARMA INC FOREIGN COMMON S 09058T108 735 33500 SH SOLE 0 33500 0
BLOCK H & R INC COM 093671105 330 8900 SH SOLE 0 8900 0
BOEING CO COM 097023105 4160 66288 SH DEFINED 0 62488 3800
BP AMOCO PLC FOREIGN COMMON S 055622104 2210 41698 SH SOLE 0 41698 0
BRISTOL MYERS SQUIBB CO COM 110122108 8534 148424 SH SOLE 0 113224 35200
CADENCE DESIGN SYS INC COM 127387108 2037 79300 SH SOLE 0 55300 24000
CARDINAL HEALTH INC COM COM 14149Y108 3578 40575 SH DEFINED 0 27075 13500
CHEVRON CORP COM 166751107 6386 74905 SH DEFINED 0 62905 12000
CHIEFTAIN INTL FUNDING $1.8125 CONVERTIBLE PREF 168672202 1414 51400 SH SOLE 0 51400 0
CHIEFTAIN INTL INC COM 16867C101 635 30700 SH SOLE 0 30700 0
CHROMAVISION MEDICAL SYSTEMS COM 17111P104 770 81100 SH DEFINED 0 37600 43500
CISCO SYSTEMS INC COM 17275R102 723 13087 SH SOLE 0 13087 0
CIT GROUP INC-A COM 125577106 10632 607550 SH DEFINED 0 456050 151500
CITIGROUP INC. COM 172967101 345 6382 SH SOLE 0 6382 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 791 14000 SH SOLE 0 0 14000
CNA FINL CORP COM 126117100 233 6100 SH SOLE 0 6100 0
COCA COLA CO COM 191216100 10454 189634 SH SOLE 0 143134 46500
COLGATE PALMOLIVE CO COM 194162103 9269 196370 SH DEFINED 0 176970 19400
COMPAQ COMPUTER CORP COM COM 204493100 1774 64458 SH SOLE 0 48458 16000
CONAGRA CAPTL LC PFD 9.350% SE PREFERRED STOCKS 20588V406 300 12000 SH SOLE 0 12000 0
CONAGRA FOODS INC COM 205887102 3401 169515 SH DEFINED 0 119515 50000
CONCORD EFS INC COM 206197105 18824 530012 SH SOLE 0 387612 142400
CONS TOMOKA LAND CO - FLORIDA COM 210226106 149 12169 SH SOLE 0 12169 0
CONSECO INC COM COM 208464107 540 70867 SH SOLE 0 10867 60000
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CVS CORP COM COM 126650100 6654 143682 SH DEFINED 0 125182 18500
DANAHER CORP COM 235851102 3254 65400 SH DEFINED 0 42900 22500
DELL COMPUTER CORP COM 247025109 813 26400 SH DEFINED 0 24400 2000
DENTSPLY INTL INC NEW COM 249030107 723 20700 SH SOLE 0 20700 0
DEVON ENERGY CORP NEW COM 25179M103 559 9300 SH SOLE 0 9300 0
DIAL CORP COM 25247D101 116 10000 SH SOLE 0 10000 0
DISCOUNT AUTO PARTS INC COM 254642101 566 74200 SH SOLE 0 53300 20900
DISNEY WALT PRODTNS COM 254687106 968 25320 SH SOLE 0 25320 0
DST SYSTEMS INC DEL COM 233326107 435 7400 SH SOLE 0 7400 0
DU PONT E I DE NEMOURS CO COM 263534109 567 13862 SH SOLE 0 13862 0
ELECTRONICS FOR IMAGING INC CO COM 286082102 3121 123610 SH SOLE 0 94610 29000
EMC CORP/MASS COM 268648102 12877 129420 SH DEFINED 0 118820 10600
EMERSON ELEC CO COM 291011104 10944 163347 SH DEFINED 0 145847 17500
EPLUS INC COM 294268107 311 15150 SH SOLE 0 15150 0
EQUIFAX INC COM COM 294429105 238 8826 SH SOLE 0 8826 0
EXXON MOBIL CORPORATION COM 30231G102 26340 295600 SH DEFINED 0 271100 24500
E*TRADE GROUP INC COM 269246104 1354 82400 SH DEFINED 0 52400 30000
FANNIE MAE COM 313586109 17898 250319 SH DEFINED 0 193919 56400
FASTENAL CO COM 311900104 8480 147155 SH DEFINED 0 111455 35700
FIBERMARK INC COM 315646109 2272 223025 SH DEFINED 0 180525 42500
FIDELITY ADVISOR SER II GROWTH MUTUAL FUNDS 315807206 271 6313 SH SOLE 0 6313 0
FIRSTAR CORPORATION COM 33763V109 450 20125 SH SOLE 0 20125 0
FISERV INC COM 337738108 6016 100475 SH DEFINED 0 82475 18000
FOREST LABORATORIES INC COM 345838106 344 3000 SH SOLE 0 3000 0
FORT JAMES CORPORATION COM 347471104 2589 84725 SH SOLE 0 84425 300
FREDDIE MAC COM 313400301 6402 118415 SH SOLE 0 67415 51000
G A P INC COM 364760108 557 27654 SH SOLE 0 27654 0
GALILEO INTERNATIONAL INC COM 363547100 2683 173070 SH SOLE 0 93070 80000
GANNETT CO COM 364730101 292 5505 SH SOLE 0 5505 0
GENERAL ELEC CO COM 369604103 29497 510224 SH DEFINED 0 507824 2400
GENERAL MILLS INC COM 370334104 2423 68252 SH SOLE 0 67952 300
GILLETTE CO COM 375766102 6821 220921 SH SOLE 0 160821 60100
HALLIBURTON COMPANY COM 406216101 4417 90250 SH DEFINED 0 76250 14000
HOME DEPOT INC COM 437076102 663 12532 SH SOLE 0 12532 0
I B M COM 459200101 10102 89695 SH DEFINED 0 76495 13200
ICN PHARMACEUTICAL INC NEW COM COM 448924100 624 18700 SH SOLE 0 4700 14000
IMS HEALTH INC COM 449934108 11083 534115 SH DEFINED 0 420315 113800
INFINITY BROADCASTING CORP-A COM 45662S102 851 25800 SH SOLE 0 10800 15000
INGERSOLL RAND CO COM 456866102 378 11150 SH SOLE 0 11150 0
INTEL CORP COM 458140100 3283 78990 SH SOLE 0 70990 8000
INTERPUBLIC GROUP COS INC COM 460690100 306 8970 SH SOLE 0 8970 0
INTIMATE BRANDS INC COM 461156101 1080 57768 SH DEFINED 0 32768 25000
JDA SOFTWARE GROUP INC COM 46612K108 792 62150 SH SOLE 0 62150 0
JOHNSON & JOHNSON COM 478160104 20333 216453 SH DEFINED 0 190353 26100
KEANE INC COM 486665102 1018 58500 SH SOLE 0 58500 0
KIMBERLY CLARK CORP COM 494368103 9128 163543 SH DEFINED 0 142643 20900
LATTICE SEMICONDUCTOR CORP COM 518415104 6070 225850 SH DEFINED 0 195850 30000
LILLY, ELI AND COMPANY COM 532457108 5100 62866 SH SOLE 0 53866 9000
LINEAR TECHNOLOGY CORP COM 535678106 26713 412562 SH DEFINED 0 373962 38600
LUCENT TECHNOLOGIES INC COM 549463107 4249 139317 SH SOLE 0 139317 0
MARSHALL & ILSLEY CORP COM 571834100 15233 303904 SH DEFINED 0 271204 32700
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
MAXIM INTEGRATED PRODUCTS COM 57772K101 1118 13900 SH SOLE 0 13900 0
MBIA INC COM COM 55262C100 2234 31410 SH SOLE 0 31410 0
MCDONALDS CORP COM 580135101 756 25029 SH SOLE 0 25029 0
MCI CAPITAL PFD 8.000% SER A PREFERRED STOCKS 55267Y206 283 12000 SH SOLE 0 12000 0
MEDTRONIC INC COM 585055106 8655 167049 SH DEFINED 0 152707 14342
MERCK & CO INC COM 589331107 27384 367882 SH DEFINED 0 311582 56300
MERRILL LYNCH & CO. INC. COM 590188108 1152 17460 SH SOLE 0 17460 0
MICROCHIP TECHNOLOGY INC COM 595017104 5793 175200 SH DEFINED 0 143000 32200
MICROSOFT CORP COM 594918104 9657 160121 SH DEFINED 0 118621 41500
MINNESOTA MNG & MFG CO COM 604059105 2378 26092 SH SOLE 0 26092 0
NETWORK ASSOCIATES INC COM 640938106 5411 239150 SH DEFINED 0 181650 57500
NEW PERSPECTIVE FD INC COM MUTUAL FUNDS 648018109 332 11584 SH SOLE 0 11584 0
NEW YORK TIMES CO CLASS A COM 650111107 12827 326280 SH DEFINED 0 270080 56200
NEWELL FINL TR I CNV 5.250% 12 CONVERTIBLE PREF 651195307 5877 161000 SH SOLE 0 116000 45000
NJ ECON DEV AUTH 7.600% 02/15/ PREFERRED STOCKS 645915208 202 8200 SH SOLE 0 8200 0
NORDSTROM INC COM 655664100 323 20750 SH SOLE 0 20750 0
NORTEL NETWORKS CORP FOREIGN COMMON S 656568102 441 7410 SH SOLE 0 7410 0
NOVA CORP/GEORGIA COM 669784100 9428 550561 SH DEFINED 0 427561 123000
OFFICE DEPOT INC COM COM 676220106 2871 367530 SH DEFINED 0 251530 116000
ON SEMICONDUCTOR CORP COM 682189105 261 24000 SH SOLE 0 24000 0
ORACLE CORP COM 68389X105 6532 165900 SH DEFINED 0 145100 20800
PEPSICO INC COM 713448108 19719 428672 SH DEFINED 0 372372 56300
PFIZER INC COM 717081103 2899 64544 SH SOLE 0 64544 0
PHARMACIA CORPORATION COM 71713U102 836 13896 SH SOLE 0 13896 0
PHILIP MORRIS COS INS COM 718154107 363 12330 SH SOLE 0 12330 0
PITNEY BOWES INC COM 724479100 5393 136756 SH SOLE 0 99756 37000
PROCTER & GAMBLE COMPANY COM 742718109 6914 103192 SH SOLE 0 103192 0
PROVIDIAN FINL CORP COM COM 74406A102 1207 9500 SH SOLE 0 9500 0
RAYOVAC CORP COM 755081106 1820 106300 SH DEFINED 0 77800 28500
ROYAL DUTCH PETRO-NY SHARES FOREIGN COMMON S 780257804 346 5777 SH SOLE 0 5777 0
RPM INC/OHIO COM 749685103 944 103500 SH SOLE 0 43500 60000
SBC COMMUNICATIONS INC COM 78387G103 8745 175332 SH SOLE 0 145332 30000
SCHEIN HENRY INC COM COM 806407102 4765 239010 SH SOLE 0 193710 45300
SCHWAB (CHARLES) CORP COM 808513105 733 20662 SH DEFINED 0 17662 3000
SIGMA ALDRICH CORP COM 826552101 601 18200 SH SOLE 0 18200 0
SONIC FOUNDRY INC COM 83545R108 552 62250 SH SOLE 0 62250 0
SUNGARD DATA SYSTEMS COM 867363103 14761 344773 SH DEFINED 0 244173 100600
SUNTRUST BANKS INC COM 867914103 912 18276 SH SOLE 0 3276 15000
SYBRON CORP COM 87114F106 8855 368940 SH SOLE 0 275940 93000
SYNAVANT INC COM 87157A105 146 21800 SH DEFINED 0 17110 4690
SYNOPSYS INC COM 871607107 2870 75780 SH SOLE 0 49780 26000
TELEFLEX INC COM 879369106 391 11375 SH SOLE 0 11375 0
TELEPHONE & DATA SYS INC COM 879433100 320 2888 SH SOLE 0 2888 0
TELLABS INC COM 879664100 7376 154475 SH DEFINED 0 136875 17600
TENN VALLEY AUTH 6.750% SERIES PREFERRED STOCKS 880591300 490 22000 SH SOLE 0 22000 0
THOMPSON PLUMB FDS INC BALANCE MUTUAL FUNDS 884891102 8748 451853 SH SOLE 0 451853 0
THOMPSON PLUMB FDS INC GROWTH MUTUAL FUNDS 884891300 17246 382384 SH SOLE 0 382384 0
TITAN CORP COM 888266103 3275 198500 SH DEFINED 0 154000 44500
TYCO INTERNATIONAL LTD COM 902124106 371 7150 SH SOLE 0 7150 0
U.S. BANCORP COM 902973106 1126 49480 SH SOLE 0 15480 34000
UNISYS CORP COM 909214108 6034 536312 SH DEFINED 0 398312 138000
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
UNIVERSAL FOODS CORP COM 913538104 448 22006 SH SOLE 0 22006 0
UST INC COM 902911106 458 20000 SH SOLE 0 0 20000
USX-MARATHON GROUP COM 902905827 463 16300 SH SOLE 0 16300 0
VALSPAR CORP COM COM 920355104 653 28400 SH SOLE 0 28400 0
VANGUARD INDEX TR MID-CAP INDX MUTUAL FUNDS 922908843 408 29808 SH SOLE 0 29808 0
VANGUARD INDEX TR SML CAP INDX MUTUAL FUNDS 922908702 356 14548 SH SOLE 0 14548 0
VANGUARD PACIFIC STOCK INDEX MUTUAL FUNDS 922042106 114 10933 SH SOLE 0 10933 0
VERIZON COMMUNICATIONS COM 92343V104 1360 28087 SH SOLE 0 28087 0
VIACOM INC CL B COM 925524308 11823 202105 SH DEFINED 0 152935 49170
WACHOVIA CORP COM 929771103 642 11325 SH SOLE 0 11325 0
WALGREEN COMPANY COM 931422109 24925 656996 SH DEFINED 0 626996 30000
WASHINGTON MUTUAL INC COM 939322103 236 5933 SH SOLE 0 5933 0
WAUSAU-MOSINEE PAPER CORP COM 943315101 834 107646 SH SOLE 0 107646 0
WELLS FARGO NEW COM 949746101 11794 256743 SH DEFINED 0 189243 67500
WENDYS INTL INC COM 950590109 2882 143665 SH SOLE 0 87665 56000
WESCO FINANCIAL CORP COM COM 950817106 256 1020 SH SOLE 0 1020 0
WEYERHAEUSER CO COM 962166104 813 20040 SH SOLE 0 20040 0
WISCONSIN ENERGY CORP COM 976657106 276 13819 SH SOLE 0 13819 0
WORLDCOM INC GA COM 98157D106 435 14320 SH DEFINED 0 10720 3600
WRIGLEY WM JR CO COM 982526105 6720 89755 SH SOLE 0 65555 24200
XEROX CORP COM 984121103 644 42963 SH SOLE 0 42963 0
ZEBRA TECHNOLOGIES CORP-CL A COM 989207105 4487 93350 SH DEFINED 0 68350 25000
LINE COUNT: 175
</TABLE>
