UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Thompson, Plumb & Associates, Inc.
Address: 1200 John Q. Hammons Drive
5th Floor
Madison, WI 53717
13F File Number: 28-04396
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Penny M. Hubbard
Title: Assistant Vice President
Phone: 608-831-1300
Signature, Place, and Date of Signing:
/s/ Penny M. Hubbard Madison, WI 02/02/00
Report Type (check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 172
FORM 13F INFORMATION TABLE VALUE TOTAL: $735,966,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<TABLE>
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 9632 265243 SH SOLE 0 220243 45000
ACXIOM CORP COM 005125109 2069 86225 SH SOLE 0 22225 64000
ADC TELECOMMUNICATIONS INC COM 000886101 5914 81500 SH DEFINED 0 67500 14000
ADVANCED LIGHTING TECHS COM 00753C102 3709 645050 SH DEFINED 0 475850 169200
AEGON NV ORD AMER REG FOREIGN COMMON S 007924103 769 8052 SH SOLE 0 8052 0
ALBERTSONS INC COM 013104104 350 10850 SH SOLE 0 10850 0
ALLSTATE CORP COM 020002101 1467 60978 SH SOLE 0 26978 34000
ALTERA CORPORATION COM 021441100 897 18100 SH SOLE 0 8100 10000
AMERICA ONLINE INC COM 02364J104 269 3546 SH SOLE 0 3546 0
AMERICAN EXPRESS CO COM 025816109 806 4850 SH SOLE 0 4850 0
AMERICAN HOME PRODS CORP COM 026609107 3290 83809 SH DEFINED 0 66209 17600
AMERICAN RE CAPITAL 8.500% PFD PREFERRED STOCKS 029162203 240 10000 SH SOLE 0 10000 0
AMGEN INC COM 031162100 390 6496 SH SOLE 0 6496 0
ANCHOR BANCORP WIS INC COM 032839102 15691 1037425 SH SOLE 0 1012425 25000
ASSOCIATED BANCORP COM 045487105 4789 139819 SH DEFINED 0 111027 28792
ASSOCIATES FIRST CAPITAL CORP COM 046008108 5965 217411 SH SOLE 0 174411 43000
AT & T CORP. COM 001957109 4421 87002 SH DEFINED 0 71302 15700
ATLANTIC RICHFIELD COMPANY COM 048825103 830 9600 SH SOLE 0 9600 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 394 6935 SH SOLE 0 6935 0
AUTOMATIC DATA PROCESSING COM 053015103 662 12282 SH SOLE 0 12282 0
AUTOZONE INC COM 053332102 3255 100750 SH SOLE 0 100450 300
BAAN COMPANY NV FOREIGN COMMON S N08044104 5057 358000 SH DEFINED 0 265000 93000
BAKER FENTRESS & CO MUTUAL FUNDS 057213100 1554 110000 SH SOLE 0 110000 0
BANK OF AMERICA COM 060505104 6019 119926 SH SOLE 0 99926 20000
BANK ONE CORP COM 06423A103 2505 78276 SH DEFINED 0 57776 20500
BARCLAYS BK PLC 11.500% ADR UN PREFERRED STOCKS 06738C802 468 18000 SH SOLE 0 18000 0
BELL ATLANTIC CORP COM 077853109 734 11926 SH SOLE 0 11926 0
BELLSOUTH CORP COM 079860102 578 12356 SH SOLE 0 12356 0
BEMIS COMPANY COM 081437105 1786 51200 SH SOLE 0 51200 0
BERKSHIRE HATHAWAY INC-CL B COM 084670207 3678 2010 SH SOLE 0 685 1325
BIOCHEM PHARMA INC FOREIGN COMMON S 09058T108 1673 76900 SH SOLE 0 44900 32000
BOEING CO COM 097023105 2602 62788 SH SOLE 0 62588 200
BP AMOCO PLC FOREIGN COMMON S 055622104 1420 23933 SH SOLE 0 23933 0
BRISTOL MYERS SQUIBB CO COM 110122108 4447 69288 SH SOLE 0 69288 0
CADENCE DESIGN SYS INC COM 127387108 1500 62500 SH SOLE 0 62500 0
CARDINAL HEALTH INC COM COM 14149Y108 3464 72350 SH DEFINED 0 49350 23000
CBS CORPORATION COM 12490K107 17681 276528 SH DEFINED 0 195528 81000
CHEVRON CORP COM 166751107 5995 69205 SH DEFINED 0 62205 7000
CHIEFTAIN INTL FUNDING $1.8125 CONVERTIBLE PREF 168672202 1354 53100 SH SOLE 0 53100 0
CHIEFTAIN INTL INC COM 16867C101 704 40800 SH SOLE 0 40800 0
CISCO SYSTEMS INC COM 17275R102 945 8819 SH SOLE 0 8819 0
CIT GROUP INC-A COM 125577106 12544 593810 SH DEFINED 0 389810 204000
CITIGROUP INC. COM 172967101 250 4486 SH SOLE 0 4486 0
CNA FINL CORP COM 126117100 238 6100 SH SOLE 0 6100 0
COCA COLA CO COM 191216100 10225 175533 SH SOLE 0 141533 34000
COLGATE PALMOLIVE CO COM 194162103 8007 123180 SH SOLE 0 122780 400
COMPAQ COMPUTER CORP COM COM 204493100 2343 86580 SH SOLE 0 56580 30000
CONAGRA CAPTL LC PFD 9.350% SE PREFERRED STOCKS 20588V406 306 12500 SH SOLE 0 12500 0
CONAGRA INC COM 205887102 4337 191159 SH DEFINED 0 133659 57500
CONS TOMOKA LAND CO - FLORIDA COM 210226106 155 12169 SH SOLE 0 12169 0
CONSECO INC COM COM 208464107 1625 91200 SH SOLE 0 11200 80000
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CVS CORP COM COM 126650100 1680 42132 SH SOLE 0 42132 0
DANA CORP COM 235811106 250 8363 SH SOLE 0 8363 0
DAYTON HUDSON CORP COM 239753106 1401 19075 SH DEFINED 0 11575 7500
DELL COMPUTER CORP COM 247025109 3257 63860 SH SOLE 0 46360 17500
DENTSPLY INTL INC NEW COM 249030107 555 23504 SH SOLE 0 23504 0
DISCOUNT AUTO PARTS INC COM 254642101 2364 130900 SH DEFINED 0 88400 42500
DISNEY WALT PRODTNS COM 254687106 5577 190679 SH DEFINED 0 150679 40000
DU PONT E I DE NEMOURS CO COM 263534109 542 8233 SH SOLE 0 8233 0
EMC CORP/MASS COM 268648102 14185 129836 SH DEFINED 0 114636 15200
EMERSON ELEC CO COM 291011104 6338 110458 SH SOLE 0 110458 0
EQUIFAX INC COM COM 294429105 581 24676 SH SOLE 0 10676 14000
EQUITY INV FD UN 2ND S&P 500M MUTUAL FUNDS 294700422 59 19758 SH SOLE 0 19758 0
EXXON MOBIL CORPORATION COM 30231G102 22723 282056 SH DEFINED 0 259256 22800
FANNIE MAE COM 313586109 14289 228853 SH DEFINED 0 191653 37200
FASTENAL CO COM 311900104 10250 228100 SH DEFINED 0 157100 71000
FIBERMARK INC COM 315646109 3114 265025 SH DEFINED 0 209025 56000
FIDELITY ADVISOR SER II GROWTH MUTUAL FUNDS 315807206 294 6302 SH SOLE 0 6302 0
FIRST DATA CORP COM 319963104 304 6174 SH SOLE 0 6174 0
FIRSTAR CORPORATION COM 33763V109 431 20388 SH SOLE 0 20388 0
FISERV INC COM 337738108 6310 164700 SH DEFINED 0 109200 55500
FOREST LABORATORIES INC COM 345838106 264 4300 SH SOLE 0 4300 0
FREDDIE MAC COM 313400301 2720 57790 SH SOLE 0 27790 30000
G A P INC COM 364760108 434 9439 SH SOLE 0 9439 0
GENERAL ELEC CO COM 369604103 30859 199409 SH DEFINED 0 198609 800
GILLETTE CO COM 375766102 11905 289053 SH DEFINED 0 230353 58700
GRUBB & ELLIS CO COM 400095204 70 15000 SH SOLE 0 15000 0
GTE CORP COM 362320103 804 11393 SH SOLE 0 11393 0
HARBOR INTERNATIONAL FD MUTUAL FUNDS 411511306 205 4886 SH SOLE 0 4886 0
HARTFORD LIFE - CL A COM 416592103 10310 234325 SH DEFINED 0 165125 69200
HEALTH MGMT ASSOC INC NEW CL A COM 421933102 2934 219350 SH SOLE 0 119350 100000
HEWLETT PACKARD CO COM 428236103 220 1934 SH SOLE 0 1934 0
HOME DEPOT INC COM 437076102 804 11694 SH SOLE 0 11694 0
I B M COM 459200101 5499 50975 SH SOLE 0 40975 10000
ICN PHARMACEUTICAL INC NEW COM COM 448924100 681 26900 SH SOLE 0 4900 22000
INFINITY BROADCASTING CORP-A COM 45662S102 897 24800 SH SOLE 0 9800 15000
INGERSOLL RAND CO COM 456866102 395 7175 SH SOLE 0 7175 0
INTEL CORP COM 458140100 9996 121443 SH SOLE 0 91443 30000
INTERPUBLIC GROUP COS INC COM 460690100 438 7594 SH SOLE 0 7594 0
JDA SOFTWARE GROUP INC COM 46612K108 3792 231600 SH SOLE 0 221000 10600
JOHNSON & JOHNSON COM 478160104 20817 223240 SH DEFINED 0 196140 27100
KANSAS CITY SOUTHN INDS INC CO COM 485170104 201 2700 SH SOLE 0 2700 0
KEANE INC COM 486665102 8205 255400 SH SOLE 0 211400 44000
KIMBERLY CLARK CORP COM 494368103 6049 92435 SH SOLE 0 92235 200
LATTICE SEMICONDUCTOR CORP COM 518415104 3084 65450 SH DEFINED 0 50450 15000
LILLY, ELI AND COMPANY COM 532457108 5469 82236 SH SOLE 0 50236 32000
LINEAR TECHNOLOGY CORP COM 535678106 23796 332516 SH DEFINED 0 276016 56500
LUCENT TECHNOLOGIES INC COM 549463107 10741 143208 SH DEFINED 0 136808 6400
MARSHALL & ILSLEY CORP COM 571834100 10972 174677 SH SOLE 0 174677 0
MAXIM INTEGRATED PRODUCTS COM 57772K101 887 18800 SH SOLE 0 18800 0
MBIA INC COM COM 55262C100 1914 36250 SH SOLE 0 36250 0
MCDONALDS CORP COM 580135101 422 10476 SH SOLE 0 10476 0
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
MCI CAPITAL PFD 8.000% SER A PREFERRED STOCKS 55267Y206 266 12000 SH SOLE 0 12000 0
MCI WORLDCOM COM 55268B106 668 12585 SH DEFINED 0 7922 4664
MEDIAONE GROUP INC COM 58440J104 348 4528 SH SOLE 0 4528 0
MEDTRONIC INC COM 585055106 11925 327267 SH DEFINED 0 253549 73718
MERCK & CO INC COM 589331107 25547 380237 SH DEFINED 0 323937 56300
MERRILL LYNCH & CO. INC. COM 590188108 4807 57700 SH SOLE 0 57700 0
MICROCHIP TECHNOLOGY INC COM 595017104 5858 85600 SH DEFINED 0 69100 16500
MICROSOFT CORP COM 594918104 6797 58218 SH SOLE 0 38218 20000
MINNESOTA MNG & MFG CO COM 604059105 2828 28892 SH SOLE 0 28892 0
MONSANTO CO COM 611662107 456 12860 SH SOLE 0 12860 0
MORGAN STANLEY DEAN WITTER & C COM 617446448 206 2882 SH SOLE 0 2882 0
NEW PERSPECTIVE FD INC COM MUTUAL FUNDS 648018109 327 11121 SH SOLE 0 11121 0
NEW YORK TIMES CO CLASS A COM 650111107 17321 352600 SH DEFINED 0 292000 60600
NOKIA CORP-SPONSORED ADR A FOREIGN COMMON S 654902204 306 1600 SH SOLE 0 1600 0
NORDSTROM INC COM 655664100 950 36100 SH SOLE 0 21100 15000
NORTEL NETWORKS CORP COM FOREIGN COMMON S 656569100 4128 40868 SH SOLE 0 32868 8000
NOVA CORP/GEORGIA COM 669784100 15085 477950 SH DEFINED 0 354750 123200
OFFICE DEPOT INC COM COM 676220106 2110 191800 SH DEFINED 0 82800 109000
ORACLE CORP COM 68389X105 10508 187534 SH DEFINED 0 158334 29200
PENTAIR INC COM 709631105 312 8100 SH SOLE 0 8100 0
PEPSICO INC COM 713448108 15204 431331 SH DEFINED 0 371631 59700
PFIZER INC COM 717081103 1872 57719 SH SOLE 0 57719 0
PHILIP MORRIS COS INS COM 718154107 290 12613 SH SOLE 0 12613 0
PITNEY BOWES INC COM 724479100 7239 149840 SH DEFINED 0 114340 35500
PITT DESMOINES INC COM COM 724508106 591 24000 SH SOLE 0 24000 0
PROCTER & GAMBLE COMPANY COM 742718109 8326 75989 SH SOLE 0 75989 0
PROVIDIAN FINL CORP COM COM 74406A102 865 9500 SH SOLE 0 9500 0
PSS WORLD MEDICAL INC COM 69366A100 2887 305900 SH DEFINED 0 175900 130000
ROYAL DUTCH PETRO-NY SHARES FOREIGN COMMON S 780257804 489 8077 SH SOLE 0 8077 0
RPM INC/OHIO COM 749685103 705 69200 SH SOLE 0 29200 40000
SBC COMMUNICATIONS INC COM 78387G103 12510 256612 SH DEFINED 0 192264 64348
SCHEIN HENRY INC COM COM 806407102 3301 247925 SH SOLE 0 207625 40300
SCHLUMBERGER COM 806857108 228 4062 SH SOLE 0 4062 0
SCHWAB (CHARLES) CORP COM 808513105 3431 89710 SH DEFINED 0 66210 23500
SIGMA ALDRICH CORP COM 826552101 2282 75900 SH SOLE 0 60900 15000
SPRINT CORP COM 852061100 404 6000 SH SOLE 0 6000 0
STERLING COMMERCE INC COM 859205106 12675 372800 SH DEFINED 0 292300 80500
STORAGE TECHNOLOGY CORP COM 862111200 2777 150600 SH DEFINED 0 108100 42500
SUNGARD DATA SYSTEMS COM 867363103 8791 370150 SH DEFINED 0 267150 103000
SUNGLASS HUT INTL CONV NT 5.25 CONVERTIBLE BOND 86736FAC0 81 100000 PRN SOLE 0 100000 0
SYBRON CORP COM 87114F106 6279 254325 SH SOLE 0 184325 70000
TCI COMMUNICATIONS FING II TOP PREFERRED STOCKS 872286208 310 12000 SH SOLE 0 12000 0
TCI COMMUNICATIONS FING IV TR PREFERRED STOCKS 87228U205 261 10000 SH SOLE 0 10000 0
TELEFLEX INC COM 879369106 860 27475 SH SOLE 0 11475 16000
TELEPHONE & DATA SYS INC COM 879433100 364 2888 SH SOLE 0 2888 0
TENN VALLEY AUTH 6.750% SERIES PREFERRED STOCKS 880591300 497 23000 SH SOLE 0 23000 0
THERMO ELECTRON 4.250% 01/01/0 CONVERTIBLE BOND U88356AF4 4605 5450000 PRN SOLE 0 3950000 1500000
THOMPSON PLUMB FDS INC BALANCE MUTUAL FUNDS 884891102 8220 465185 SH SOLE 0 465185 0
THOMPSON PLUMB FDS INC GROWTH MUTUAL FUNDS 884891300 17850 443249 SH SOLE 0 443249 0
TIME WARNER CAP I TR PFD 8.875 PREFERRED STOCKS 88731G204 398 16000 SH SOLE 0 16000 0
TITAN CORP COM 888266103 2366 50000 SH DEFINED 0 31500 18500
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/99
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
TOOTSIE ROLL INDS COM 890516107 1115 33850 SH SOLE 0 13850 20000
TYCO INTERNATIONAL LTD COM 902124106 382 9798 SH SOLE 0 9798 0
U.S. BANCORP COM 902973106 312 13100 SH SOLE 0 13100 0
UNISYS CORP COM 909214108 8885 278200 SH SOLE 0 162200 116000
UNIVERSAL FOODS CORP COM 913538104 459 22506 SH SOLE 0 22506 0
VALSPAR CORP COM COM 920355104 1208 28850 SH SOLE 0 28850 0
VANGUARD INDEX TR MID-CAP INDX MUTUAL FUNDS 922908843 432 38305 SH SOLE 0 38305 0
VANGUARD INDEX TR SML CAP INDX MUTUAL FUNDS 922908702 431 18264 SH SOLE 0 18264 0
VANGUARD PACIFIC STOCK INDEX MUTUAL FUNDS 922042106 134 10933 SH SOLE 0 10933 0
VODAFONE GROUP PLC ADR SPONSOR FOREIGN COMMON S 92857T107 248 5000 SH SOLE 0 5000 0
WALGREEN COMPANY COM 931422109 18466 631306 SH DEFINED 0 596306 35000
WAUSAU-MOSINEE PAPER CORP COM 943315101 1258 107646 SH SOLE 0 107646 0
WELLS FARGO NEW COM 949746101 10895 269417 SH DEFINED 0 204417 65000
WENDYS INTL INC COM COM 950590109 480 23075 SH SOLE 0 3075 20000
WESCO FINANCIAL CORP COM COM 950817106 296 1210 SH SOLE 0 1210 0
WISCONSIN ENERGY CORP COM 976657106 285 14831 SH SOLE 0 14831 0
WRIGLEY WM JR CO COM 982526105 7425 89525 SH SOLE 0 67325 22200
XEROX CORP COM 984121103 2922 128796 SH SOLE 0 118796 10000
ZEBRA TECHNOLOGIES CORP-CL A COM 989207105 2331 39850 SH SOLE 0 31850 8000
LINE COUNT: 172
</TABLE>
