<COVER LETTER>
writer's direct dial no. (205) 254-1055
E-mail Address: [email protected]
via EDGAR
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
Re: Schedule 13G
On behalf of our clients, and pursuant to Rule 13d-1, transmitted
herewith for filing is Amendment No. 1 to Schedule 13G. No filing fee
is required for this Amendment. Please do not hestiate to contact the
undersigned if you have any questions or comments.
Very truly yours,
J. Michael Savage
JMS/ead
Enclosures
cc: John H. Holcomb, III
Mark L. Drew
James M. Pool
</COVER LETTER>
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Alabama National BanCorporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
010317105
(CUSIP Number)
Check the following box if a fee is being paid with this statement
[ ]. (A fee is not required only if the filing person: (1) has a
previous statement on file reporting beneficial ownership of more
than five percent of the class of securities described in Item 1;
and (2) has filed no amendment subsequent thereto reporting
beneficial ownership of five percent or less of such class.) (See
Rule 13d-7).
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James R. McWane (Individually and as sole trustee of the
McWane Trust F/B/O C. Phillip McWane and the McWane Trust
F/B/O Anna McWane)
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
1,528,715
6. SHARED VOTING POWER
0
7. SOLE DISPOSITIVE POWER
1,528,715
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,528,715
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
23.5%
12. TYPE OF REPORTING PERSON*
IN,00
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
G. Ruffner Page, Jr. (Individually and as sole trustee for the
Anna McWane Trust and J. R. McWane, Jr. Trust)
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
301,929
6. SHARED VOTING POWER
0
7. SOLE DISPOSITIVE POWER
294,379
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
301,929
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.6%
12. TYPE OF REPORTING PERSON*
IN,00
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
C. Phillip McWane
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
242,685
6. SHARED VOTING POWER
0
7. SOLE DISPOSITIVE POWER
242,685
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
242,685
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.7%
12. TYPE OF REPORTING PERSON*
IN
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Betty T. McMahon
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
94,442
6. SHARED VOTING POWER
300,000
7. SOLE DISPOSITIVE POWER
94,442
8. SHARED DISPOSITIVE POWER
300,000
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
394,442
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0%
12. TYPE OF REPORTING PERSON*
IN,00
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John J. McMahon, Jr.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
17,817
6. SHARED VOTING POWER
300,000
7. SOLE DISPOSITIVE POWER
17,817
8. SHARED DISPOSITIVE POWER
300,000
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
317,817
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.9%
12. TYPE OF REPORTING PERSON*
IN
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John H. Holcomb, III
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
242,920
6. SHARED VOTING POWER
0
7. SOLE DISPOSITIVE POWER
42,768
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
242,920
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.7%
12. TYPE OF REPORTING PERSON*
IN
CUSIP NO. 010317105
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Victor E. Nichol, Jr.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [x]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
77,985
6. SHARED VOTING POWER
0
7. SOLE DISPOSITIVE POWER
790,435
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING
PERSON
77,985
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.2%
12. TYPE OF REPORTING PERSON*
IN
ANB SCHEDULE 13G
Item 1.
(a) Name of Issuer.
Alabama National BanCorporation
(b) Address of Issuer's Principal Executive Offices.
101 Carnoustie
Shoal Creek, Alabama 35242
Item 2.
(a) Name of Person Filing.
Incorporated by reference to Item 1 of cover pages.
(b) Address of Principal Business Office, or if None,
Residence.
James R. McWane
23 Inverness Center Parkway
Birmingham, AL 35243
G. Ruffner Page, Jr.
30 Fairway Drive
Birmingham, AL 35213
C. Phillip McWane
23 Inverness Center Parkway
Birmingham, AL 35243
Betty T. McMahon
3231 Overhill Road
Birmingham, AL 35223
John J. McMahon, Jr.
23 Inverness Center Parkway
Birmingham, AL 35243
John H. Holcomb, III
1927 First Avenue North
Birmingham, AL 35203
Victor E. Nichol, Jr.
1927 First Avenue North
Birmingham, AL 35203
(c) Citizenship
Incorporated by Reference from Item 4 of the Cover Pages.
(d) Title of Class of Securities
Incorporated by Reference from Cover Page.
(e) CUSIP Number
Incorporated by Reference from Cover Page.
Item 3.
Not Applicable.
Item 4.
(a) Amount Beneficially Owned
Incorporated by Reference from Item 9 of Cover Pages.
(b) Percent of Class
Incorporated by Reference from Item 11 of Cover Pages.
(c) Number of Shares as to Which Such Person has:
(i) Sole Power to Vote or Direct the Vote.
Incorporated by Reference from Item 5 of Cover Pages.
(ii) Shared Power to Vote or to Direct the Vote.
Incorporated by Reference from Item 6 of Cover Pages.
(iii) Sole Power to Dispose or to Direct the Disposition of
Incorporated by Reference from Item 7 of Cover Pages.
(iv) Shared Power to Dispose or to Direct the Disposition of
Incorporated by Reference from Item 8 of Cover Pages.
Item 5.
Ownership of Five Percent (5%) or Less of a Class.
Not Applicable.
Item 6.
Ownership of More than Five Percent (5%) on Behalf of Another
Person.
With respect to the beneficial ownership reported for
James R. McWane, 417,768 shares (6.4%) are held in trust
for the benefit of C. Phillip McWane, son of Mr. McWane
and 174,070 shares (2.7%) are held in trust for the
benefit of Anna McWane, daughter of Mr. McWane. The
Trusts have the right to receive the dividends from, and
the proceeds from the sale of, Alabama National
BanCorporation Common Stock held by such Trusts.
With respect to the beneficial ownership reported for G.
Ruffner Page, Jr., 88,775 shares (1.4%) are held in trust
for the benefit of J. R. McWane, Jr., son of Mr. McWane
and 187,995 shares (2.9%) are held in trust for the
benefit of Anna McWane, daughter of Mr. McWane. The
Trusts have the right to receive the dividends from, and
the proceeds from the sale of, Alabama National
BanCorporation Common Stock held by such Trusts.
With respect to the beneficial ownership reported for
Betty T. McMahon and John J. McMahon, Jr., 300,000 shares
(4.6%) are held in a family partnership pursuant to which
each of them and their three adult children and the
spouses of two of those children have the right to
receive dividends from, and the proceeds from the sale
of, Alabama National BanCorporation Common Stock upon
dissolution of said partnership.
With respect to the beneficial ownership reported for
John H. Holcomb, III, Mr. Holcomb holds a proxy with
respect to 200,152 shares (3.1%). The grantor of said
proxy has the right to receive the dividends from, and
the proceeds from the sale of, Alabama National
BanCorporation Common Stock subject to such proxy.
With respect to the beneficial ownership reported for
John J. McMahon, Jr., 15,000 shares (.2%) are held in
trusts which have the right to receive the dividends
from, and the proceeds from the sale of, Alabama National
BanCorporation Common Stock held by such trusts.
Item 7.
Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent Holding
Company.
Not Applicable.
Item 8.
Identification and Classification of Members of the Group.
The members of the group filing this Schedule 13G are
identified by reference to the cover pages.
Item 9.
Notice of Dissolution of Group.
Not Applicable.
Item 10.
Certification.
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ James R. McWane
James R. McWane
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ G. Ruffner Page, Jr.
G. Ruffner Page, Jr.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ C. Phillip McWane
C. Phillip McWane
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ Betty T. McMahon
Betty T. McMahon
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ John J. McMahon, Jr.
John J. McMahon, Jr.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ John H. Holcomb, III
John H. Holcomb, III
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete, and correct.
February 14, 1997
Date
/s/ Victor E. Nichol, Jr.
Victor E. Nichol, Jr.
