United States
Securities and Exchange Commission
Washington, D.C. 20549
Commission File No.: 0114873
SCHEDULE 13D
Under the Securities Exchange Act of 1934
ROCKY MOUNTAIN FINANCIAL ENTERPRISES, INC.
(Name of Issuer)
Common
(Title of Class of Securities)
774689103
(Cusip Number)
Te Huey Urich, 8385 S. Cobblestone Street, Highlands Ranch, CO 80126 (303)
909-1089
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
September 12, 2000
----------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13-d(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with the statement / /.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7)
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SCHEDULE 13D
CUSIP NO.: 774689103 Page 1 of 5 Pages
1. Name of Reporting Person and
S.S. or I.R.S. Identification No.
Te Huey Urich
2. Check the Appropriate Box if A Member of a Group*
a / /
b /X /
3. SEC Use Only
4. Source of Funds
NA
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
/ /
6. Citizenship or Place of Organization
Taiwan
7. Sole Voting Power
342,334 initial ownership
59,000 after sale transaction
8. Shared Voting Power
None
9. Sole Dispositive Power
342,334 initial ownership
59,000 after sale transaction
10. Shared Dispositive Power
None
11. Aggregate Amount Beneficially Owned by Each Reporting Person
342,334 pre-sale
59,000 post-sale transaction
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12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
/X/ Excludes 2000 shares owned by husband, Mark Urich
13. Percent of Class Represented by Amount in Row (11)
18% before transaction with Comercis, Inc. and before sale of shares
.2% post transaction with Comercis, Inc. and after sale of shares
14. Type of Reporting Person
a) IN
Item 1. Security & Issuer
This Schedule relates to the beneficial ownership of Common Stock of Rocky
Mountain Financial Enterprises, Inc. (hereinafter the "Company"), whose
principal place of business is located at 500 Nolan Drive, Suite 300, Southlake,
TX 76092.
Item 2. IDENTITY & BACKGROUND
I. a. Name: Te Huey Urich ("Reporting Person")
b. Address: 8385 S. Cobblestone Street, Highlands Ranch, CO 80126
c. Occupation: Investor
d. The reporting person has not during the last five years been
convicted in a criminal proceeding (excluding traffic
violations).
e. The reporting person has not during the last five years been
subject to or party to a civil proceeding regarding any
violation of state or federal securities laws, nor has any
judgment, decree or order of any type been entered against
reporting person.
f. Citizenship: USA
Item 3. Source and Amount of the Funds
Interest in securities of the Company acquired by Reporting Person
represent options to acquire Common Stock issued to her as an employee of the
Company. Accordingly, no funds were utilized to purchase the securities.
Item 4. Purpose of the Transaction
The ownership which is the subject of this Schedule was acquired by Te Huey
Urich for the purpose of investment originally in 1994. Ms. Urich has no further
plans which relate to or would result in any of the following.
a. The acquisition by any person of additional securities securities
of the Company, or the disposition of securities of the Company;
b. An extraordinary corporate transaction, such as a merger,
reorganization, or liquidation, involving the Company or any of
its subsidiaries; however, reporting person is aware that
Comercis, Inc. intends to merge into Rocky Mountain Financial
Enterprises, Inc. and purchased control of Rocky Mountain Finan-
cial Enterprises, Inc.
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c. A sale or transfer of a material amount of assets of the Company
or any of its subsidiaries;
d. Reporting person is and was aware of the intended change of
directors, which was filed on NOTICE pursuant to Section 14f of
the Securities & Exchange Act of 1934.
e. Any material change in the present capitalization or dividend
policy of the Company, except that capitalization may change if
the proposed business combination with Comercis, Inc. occurs;
f. Reporting Person is and was aware of the acquisition of control
by Comercis, Inc. and intended merger of Issuer with Comercis,
Inc.
g. Changes in the Company's charter, bylaws, or instruments
corresponding thereto or other actions which may impede the
acquisition of control of the Company by any person; provided,
however, that the Reporting Person may exercise outstanding
options to acquire Common Stock of the Company in his discretion,
which exercise may have the effect of impairing or impeding the
acquisition of control by a third party.
h. Causing a class of securities of the Company to be delisted from
a national securities exchange or to cease to be authorized to be
quoted in an inter-dealer quotation system of a registered
national securities association;
i. A class of equity securities of the Company become eligible for
termination of registration pursuant to Section 12(g)(4) of the
Securities Act of 1934; or
j. Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer
a. As of the date of the filing of this Schedule, Reporting Person
is deemed to beneficially own 59,000 shares of Common STock of
the Company, representing .2% of the issued and outstanding
Common Stock, after the reported sale of 283,334 shares herein.
Prior to the sale, Te Huey Urich owned 342,334 shares.
b. Te Huey Urich has sole power to vote and dispose of 59,000 shares
of common stock after the reported sale of 283,334 shares herein.
c. Not Applicable
d. Not Applicable
e. Not Applicable
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to
Securities of the Issuer.
--------------------------------------------------------------------------------
There are no contracts, arrangements, understandings, or relationships of
the type required to be disclosed under this Item between the Reporting Person
and any other person, except as described in this Report, whereby Reporting
Person sold 283,334 shares in a private sale to nonaffiliates.
Reporting Person sold 50,000 shares to M.A. Littman @ $.01 per share in
November 2000. In November 2000, Reporting person sold 233,334 shares at $.10 to
the following persons or entities:
Alamy Holdings, Inc. 150,000 shares
Gundmunder Johnsson 40,000 shares
Bruce Galloway 25,000 shares
Dorothy Stern 10,000 shares
Lee Stern 8,334 shares
Item 7. Exhibits
None
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ Te Huey Urich
Dated: December 19, 2000 --------------------------------
Te Huey Urich