UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be included in statements filed pursuant to 13d-1(a)
and amendments thereto filed pursuant to 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. __________)
INTERVEST BANCSHARES CORPORATION
(Name of Issuer)
Class A Common Stock, $1.00 par value
(Title of Class of Securities)
460927 106
(CUSIP Number)
Thomas E. Willett, Esq.
Harris Beach & Wilcox, LLP
130 East Main Street
Rochester, New York 14604
(716) 232-4440
(Name, Address and Telephone Number of Person Authorized to Receive Notes and
Communications)
March 10, 2000
(Date of Event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g),
check the following box ____.
Page 1 of 4
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CUSIP No. 981500101 Page 2 of 4 Pages
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Helene D. Bergman
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS
PF
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
476,000
SHARES --------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
476,000 *Shares owned by spouse
OWNED BY --------------------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
476,000
REPORTING --------------------------------------------------------
10 SHARED DISPOSITIVE POWER
PERSON
476,000 *Shares owned by spouse
WITH --------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
952,000
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
o
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
26.93%
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
Page 2 of 4
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Item 1. Title and Class of Securities.
This Schedule relates to the Class A Common Stock, par value $1.00 per share, of
Intervest Bancshares Corporation (the "Issuer"). The address of the Issuer's
principal executive offices is:
10 Rockefeller Plaza (Suite 1015)
New York, New York 10020
Item 2. Identity and Background
This Schedule is being filed by Helene D. Bergman.
Item 3. Source and Amount of Funds or Other Consideration
This Schedule is being filed in connection with Ms. Bergman's acquisition of
203,250 shares of Class A Common Stock of the Issuer. The shares were acquired
in exchange for the shares of capital stock of Intervest Corporation of New York
("ICNY") in the merger of ICNY Acquisition Corporation, a wholly-owned
subsidiary of Intervest Bancshares Corporation, into ICNY (the "Merger").
Item 4. Purpose of Transaction.
Personal investment.
Item 5. Interest in Securities of Issuer.
(a) 952,000 shares of Class A Common Stock, which constitutes
approximately 26.93% of the Issuer's total number of
outstanding shares of Common Stock.
(b) Ms. Bergman has sole power to vote and dispose of 476,000
shares of Class A Common Stock of the Issuer. She has shared
power, with her spouse, to vote and dispose of 476,000 shares
of Common Stock of the Issuer which his spouse owns.
(c) On March 10, 2000, Ms. Bergman acquired 203,250 shares of
Class A Common Stock of the Issuer in the Merger.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Undertakings or Relationships with respect
to Securities of the Issuer.
No contracts, arrangements, understandings or relationships exist among the
person named in Item 2 above, or any other person with respect to any securities
of the Issuer, including by not limited to, transfer or voting of such
securities, finders' fees, joint ventures, loan or option arrangements, puts or
calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies.
Item 7. Material to be Filed as Exhibits.
Not applicable.
Page 3 of 4
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: March 21, 2000 /s/ Helene D. Bergman
-------------------------------------
(Signature)
Helene D. Bergman
-----------------------------------
(Name)
Page 4 of 4
