UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30th, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: William Harris Investors, Inc.
Address: 2 North LaSalle Street, Suite 400
Chicago, IL 60602
Form 13F File Number: 28-4436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Neumayer
Title: Treasurer & Compliance Officer
Phone: (312) 621-0590
Signature, Place, and Date of Signing:
/s/Gary Neumayer Chicago, IL 11/15/99
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
1 A.C. NIELSEN COM 004833109 1,134 50,000 SH Defined 01 50,000
2 ABACAN RESOURCE CORP COM 002919108 14 78,000 SH Sole 78,000
3 ACXIOM COM 005125109 983 50,000 SH Defined 01 50,000
4 AIMGLOBAL TECH CO, INC COM 00900n100 354 59,000 SH Sole 59,000
5 AIR EXPRESS INTL CORP COM 009104100 3,720 163,963 SH Sole 163,963
6 1,996 88,000 SH Defined 01 88,000
7 AMFM, INC COM 001693100 1,822 30,000 SH Defined 01 30,000
8 APTARGROUP, INC COM 038336103 15,190 567,856 SH Sole 567,856
9 ARCHSTONE COMMUNITIES TR COM 039581103 4,705 238,223 SH Sole 238,223
10 ASTRO COMMUNICATIONS, INC" COM 046376109 3,244 1,958,566SH Sole 1,958,566
11 AUTOINFO, INC" COM 052777109 2 65,000 SH Sole 65,000
12 AXYS PHARMACEUTICALS, INC" COM 054635107 288 73,200 SH Sole 73,200
13 809 205,500 SH Defined 01 205,500
14 BERKSHIRE REALTY INC COM 084710102 724 60,300 SH Sole 60,300
15 BHA GROUP HOLDINGSCL ACOM 055446108 1,811 186,981 SH Defined 01 186,981
16 BIO-TECH GEN'L CORP COM 090578105 96 10,000 SH Sole 10,000
17 BRITISH BIO-TECHNOLOGY COM g1513p113 871 1,531,260SH Sole 1,531,260
18 482 847,640 SH Defined 01 847,640
19 BURLINGTON RESOURCES, INC" COM 122014103 1,984 54,000 SH Defined 01 54,000
20 CADIZ LAND CO COM 127549103 2,683 280,590 SH Sole 280,590
21 CAREY INTERNATIONAL, INC" COM 141750109 625 25,000 SH Defined 01 25,000
22 CHART HOUSE ENTERPRISES COM 160902102 2,166 398,400 SH Defined 01 398,400
23 CHECKPOINT SYS, INC" COM 162825103 3,113 334,300 SH Sole 334,300
24 CHEMFAB CORP COM 16361L102 726 45,000 SH Sole 45,000
25 CHIEFTAIN INTL, INC" COM 16867C101 2,557 134,600 SH Defined 01 134,600
26 COMPLETE MANAGEMENT, INC" COM 20452C104 19 552,050 SH Sole 552,050
27 7 211,600 SH Defined 01 211,600
28 COMPLETE WELLNESS CTRS INC WT COM 20452H111 14 14,000 SH Sole 14,000
29 COMPUTRAC, INC" COM 205620107 318 462,300 SH Sole 462,300
30 CONCORD EFS, INC" COM 206197105 3,094 150,000 SH Defined 01 150,000
31 CURATIVE HEALTH SERVICES COM 231264102 441 92,900 SH Sole 92,900
32 CYGNUS, INC" COM 232560102 112 10,000 SH Sole 10,000
33 DELPHI FINANCIAL GROUP, INC CL" COM 247131105 755 25,009 SH Sole 25,009
34 ECI TELECOM LTD COM 268258100 2,924 118,450 SH Sole 118,450
35 4,900 198,500 SH Defined 01 198,500
36 ELAN PLC ADS COM 284131208 268 8,000 SH Defined 01 8,000
37 ELDORADO BANCSHARES INC COM 28467W106 1,284 150,000 SH Sole 150,000
38 ESCO ELECTRS CORP COM 269030201 684 61,500 SH Sole 61,500
39 1,831 164,600 SH Defined 01 164,600
40 FASTENAL COM 311900104 1,414 30,000 SH Defined 01 30,000
41 FIND SVP, INC" COM 317718302 46 51,000 SH Sole 51,000
42 FIRST UN CORP COM 337358105 2,529 71,000 SH Defined 01 71,000
43 FOREST CITY ENT, INC CL A" COM 345550107 10,841 485,862 SH Sole 485,862
44 2,075 93,000 SH Defined 01 93,000
45 FOREST CITY ENT, INC CL B" COM 345550305 7,773 307,830 SH Sole 307,830
46 1,507 59,700 SH Defined 01 59,700
47 FRANKLIN ELECTR PUBLISHERS, IN" COM 353515109 48 17,000 SH Sole 17,000
48 373 132,700 SH Defined 01 132,700
49 GENE LOGIC, INC " COM 368689105 924 146,361 SH Sole 146,361
50 GENERAL MOTORS CORP CL H COM 370442832 2,253 39,345 SH Sole 39,345
51 GENTA, INC" COM 37245M207 55 24,000 SH Sole 24,000
52 GENZYME CORP COM 372917104 8,262 183,348 SH Sole 183,348
53 4,506 100,000 SH Defined 01 100,000
54 GENZYME CORP - TISSUE REPAIR COM 372917401 220 115,578 SH Sole 115,578
55 292 153,157 SH Defined 01 153,157
56 GENZYME MOLECULAR ONCOLOGY COM 372917500 220 38,333 SH Sole 38,333
57 62 10,805 SH Defined 01 10,805
58 GENZYME SURGICAL PRODUCTS COM 372917609 516 91,792 SH Sole 91,792
59 101 17,901 SH Defined 01 17,901
60 GENZYME TRANSGENICS CORP COM 37246E105 2,371 351,300 SH Sole 351,300
61 793 117,500 SH Defined 01 117,500
62 GRAHAM CORP COM 384556106 127 20,100 SH Sole 20,100
63 GUARDIAN BANCORP WT COM 401321120 0 75,000 SH Sole 75,000
64 HOMESTEAD VLG PPTYS, INC" COM 437851108 1,386 492,885 SH Sole 492,885
65 HUBBELL, INC CL B" COM 443510201 1,162 36,462 SH Defined 01 36,462
66 IFR SYSTEMS, INC" COM 449507102 90 30,000 SH Sole 30,000
67 324 108,000 SH Defined 01 108,000
68 IMMUNEX CORP COM 452528102 1,882 43,400 SH Sole 43,400
69 3,643 84,000 SH Defined 01 84,000
70 INTERTAN COM 461120107 5,104 260,100 SH Defined 01 260,100
71 KNIGHT TRANSPORTATION COM 499064103 268 18,500 SH Defined 01 18,500
72 LASON, INC." COM 51808R107 2,004 45,000 SH Defined 01 45,000
73 LEGGETT & PLATT, INC" COM 524660107 2,264 115,000 SH Defined 01 115,000
74 LITTLE SWITZERLAND COM 537528101 108 267,000 SH Sole 267,000
75 MAGAININ PHARMACEUTICALS, INC" COM 559036108 54 51,000 SH Sole 51,000
76 MATTEL COM 577081102 1,900 100,000 SH Defined 01 100,000
77 METRIKA SYSTEMS CORP COM 59159M106 287 50,000 SH Defined 01 50,000
78 MONACO FINANCE, INC CL A" COM 608868105 4 31,100 SH Sole 31,100
79 MSC IND. COM 553530106 135 15,000 SH Defined 01 15,000
80 NFO COM 62910N108 255 20,000 SH Defined 01 20,000
81 OLD REPUBLIC INTL, INC" COM 680223104 1,448 100,316 SH Sole 100,316
82 OMEGA ORTHODONTICS INC WT EXP COM 681973111 0 30,000 SH Sole 30,000
83 OMNICARE, INC" COM 681904108 991 103,000 SH Sole 103,000
84 2,454 255,000 SH Defined 01 255,000
85 ORTHOFIX INTL N V COM N6748L102 1,913 140,400 SH Sole 140,400
86 1,917 140,700 SH Defined 01 140,700
87 PACIFIC CENTURY FINANCIAL CORP COM 694058108 1,972 96,496 SH Sole 96,496
88 PACIFIC GATEWAY PPTYS COM 694330101 170 22,900 SH Sole 22,900
89 PENTEGRA DENTAL GROUP COM 709637102 19 10,680 SH Sole 10,680
90 PENTON MEDIA COM 709668107 38,191 2,350,194SH Sole 2,350,194
91 PETSMART COM 716768106 30 8,000 SH Sole 8,000
92 2,306 620,000 SH Defined 01 620,000
93 PITTSTON BAX GROUP COM 725701882 168 20,800 SH Sole 20,800
94 1,817 225,400 SH Defined 01 225,400
95 PITTWAY CORP COM 725790109 71,862 2,543,800SH Sole 2,543,800
96 PITTWAY CORP CL A COM 725790208 113,899 3,615,848SH Sole 3,615,848
97 PLAYCORE, INC" COM 72811G102 309 38,000 SH Defined 01 38,000
98 PRENTISS PPTYS TR COM 740706106 222 10,000 SH Sole 10,000
99 PROCEPT, INC" COM 742683303 268 204,466 SH Sole 204,466
100 PROLOGIS TRUST COM 743410102 6,720 356,004 SH Sole 356,004
101 PROTEIN DESIGN LABS COM 74369L103 704 19,500 SH Sole 19,500
102 7,261 201,000 SH Defined 01 201,000
103 PUERTO RICAN CEMENT, INCCOM 745075101 2,528 70,100 SH Defined 01 70,100
104 RADIANCE MEDICAL SYSTEMS COM 750241101 4,061 601,671 SH Sole 601,671
105 RECOTON CORP COM 756268108 1,074 159,100 SH Defined 01 159,100
106 REGENCY REALTY CORP COM 758939102 1,879 89,472 SH Sole 89,472
107 RENAL CARE GROUP, INC." COM 759930100 1,095 50,000 SH Defined 01 50,000
108 RIDDELL SPORTS COM 765670104 361 122,800 SH Defined 01 122,800
109 RIVIERA TOOL CO COM 769648106 716 176,199 SH Sole 176,199
110 ROUSE CO COM 779273101 874 38,000 SH Defined 01 38,000
111 SCAN SOURCE COM 806037107 2,105 75,500 SH Defined 01 75,500
112 SECURITY CAP GROUP INC B COM 81413p204 517 35,211 SH Sole 35,211
113 SECURITY CAPITAL GROUP COM 81413p105 4,224 5,826 SH Sole 5,826
114 SECURITY CAPITAL US REALTY COM 814136206 4,868 270,470 SH Sole 270,470
115 SPEIZMAN INDS, INC" COM 847805108 562 132,350 SH Sole 132,350
116 SPSS, INC" COM 78462k102 428 22,000 SH Sole 22,000
117 STANCORP FIN'L GROUP INC COM 852891100 895 40,000 SH Sole 40,000
118 SUPERIOR FINANCIAL COM 868159104 564 47,500 SH Sole 47,500
119 SYKES ENTERPRISES, INC." COM 871237103 617 25,000 SH Defined 01 25,000
120 SYNAPTIC PHARMACEUTICAL CORP COM 87156R109 147 29,375 SH Sole 29,375
121 TEVA PHARMACEUTICAL IND COM 881624209 6,199 123,211 SH Sole 123,211
122 3,723 74,000 SH Defined 01 74,000
123 THERMEDICS, INC" COM 883901100 166 22,500 SH Sole 22,500
124 THERMO CARDIOSYSTEMS, INC" COM 88355K200 1,426 200,111 SH Sole 200,111
125 586 82,236 SH Defined 01 82,236
126 THERMO ELECTRON CORP COM 883556102 4,356 324,174 SH Sole 324,174
127 1,181 87,875 SH Defined 01 87,875
128 THERMO FIBERGEN RT COM 88355U117 395 287,600 SH Sole 287,600
129 99 72,000 SH Defined 01 72,000
130 THERMO FIBERGEN, INC" COM 88355U109 3,301 295,100 SH Sole 295,100
131 805 72,000 SH Defined 01 72,000
132 THERMO FIBERTEK, INC" COM 88355W105 686 111,937 SH Sole 111,937
133 THERMO INSTRUMENT SYS, INC" COM 883559106 376 35,156 SH Sole 35,156
134 THERMO SPECTRA CORP COM 883660102 239 15,244 SH Sole 15,244
135 THERMOLASE CORP COM 883624108 126 67,346 SH Defined 01 67,346
136 THERMOQUEST CORP COM 883655102 314 31,000 SH Sole 31,000
137 456 45,000 SH Defined 01 45,000
138 THERMORETEC COM 883656100 5,680 1,081,882SH Sole 1,081,882
139 THERMOTREX CORP COM 883666109 290 46,440 SH Sole 46,440
140 TOPPS INC COM 890786106 150 20,000 SH Sole 20,000
141 1,590 212,000 SH Defined 01 212,000
142 TOYS R US COM 892335100 6 400 SH Sole 400
143 750 50,000 SH Defined 01 50,000
144 TREX MEDICAL CORP COM 89531R101 256 62,000 SH Sole 62,000
145 TTI TEAM TELECOM COM M88258104 1,385 136,000 SH Sole 136,000
146 1,148 112,700 SH Defined 01 112,700
147 UNITED FIRE & CASUALTY CO COM 910331107 310 13,500 SH Defined 01 13,500
148 UNITRODE CORP COM 913283107 9,274 220,800 SH Defined 01 220,800
149 VENTANA MEDICAL SYSTEMS COM 92276H106 1,598 94,000 SH Defined 01 94,000
150 VERAMARK TECHNOLOGIES, INC" COM 923351100 407 35,000 SH Sole 35,000
151 VERSUS TECHNOLOGY, INC" COM 925313108 525 3,390,000SH Sole 3,390,000
152 VETCENTERS OF AMERICA COM 163 14,981 SH Sole 14,981
153 231 21,252 SH Defined 01 21,252
154 WEBSTER FINANCIAL CORP COM 947890109 1,224 48,000 SH Defined 01 48,000
155 WESTERN WATER CO COM 959881103 283 174,000 SH Sole 174,000
156 WHOLE FOODS MKT, INC" COM 966837106 5,019 153,400 SH Sole 153,400
157 WILMAR COM 971426101 4,968 385,900 SH Defined 01 385,900
158 ZEBRA TECH CORP CL-A COM 989207105 909 20,000 SH Defined 01 20,000
159 ZIONS BANCORP COM 989701107 899 16,312 SH Sole 16,312
480,583
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 159
Form 13F Information Table Value Total: $480,583 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 Unknown Pegasus Associates, Inc.
