UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30th, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: William Harris Investors, Inc.
Address: 2 North LaSalle Street, Suite 400
Chicago, IL 60602
Form 13F File Number: 28-4436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Neumayer
Title: Treasurer & Compliance Officer
Phone: (312) 621-0590
Signature, Place, and Date of Signing:
/s/Gary Neumayer Chicago, IL 08/13/99
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
1 ABACAN RESOURCE CORP COM 002919108 9 70000 SH Sole 70000
2 AIMGLOBAL TECH CO, INC COM 00900n100 328 59000 SH Sole 59000
3 AIR EXPRESS INTL CORP COM 009104100 4167 164216 SH Sole 164216
4 2233 88000 SH Defined 01 88000
5 AMFM, INC COM 001693100 1654 30000 SH Defined 01 30000
6 APTARGROUP, INC COM 038336103 17036 567856 SH Sole 567856
7 AQUA ALLIANCE, INC CL A COM 038367108 19 12000 SH Sole 12000
8 ARCHSTONE COMMUNITIES COM 039581103 5383 245365 SH Sole 245365
9 ASTRO COMMUNICATIONS COM 046376109 3244 1958566 SH Sole 1958566
10 AUTOINFO, INC COM 052777109 3 65000 SH Sole 65000
11 AXYS PHARMACEUTICALS COM 054635107 252 74700 SH Sole 74700
12 694 205500 SH Defined 01 205500
13 BANCTEC, INC COM 059784108 430 24000 SH Sole 24000
14 3182 177400 SH Defined 01 177400
15 BERKSHIRE REALTY INC COM 084710102 755 65300 SH Sole 65300
16 BHA GROUP HOLDINGS CL A COM 055446108 1543 186981 SH Defined 01 186981
17 BIO-TECH GEN'L CORP COM 090578105 65 10000 SH Sole 10000
18 BRITISH BIO-TECHNOLOGY COM g1513p113 555 1531260 SH Sole 1531260
19 307 847640 SH Defined 01 847640
20 BURLINGTON RESOURCES COM 122014103 2335 54000 SH Defined 01 54000
21 CADIZ LAND CO COM 127549103 2648 280590 SH Sole 280590
22 CAREY INTERNATIONAL COM 141750109 616 25000 SH Defined 01 25000
23 CHART HOUSE ENTERPRISES COM 160902102 2963 398400 SH Defined 01 398400
24 CHECKPOINT SYS, INC COM 162825103 2965 331800 SH Sole 331800
25 CHEMFAB CORP COM 16361L102 818 45000 SH Sole 45000
26 CHIEFTAIN INTL, INC COM 16867C101 2355 134600 SH Defined 01 134600
27 COMPLETE MANAGEMENT INC COM 20452C104 28 554650 SH Sole 554650
28 11 211600 SH Defined 01 211600
29 COMPLETE WELLNESS WT COM 20452H111 24 14000 SH Sole 14000
30 COMPUTRAC, INC COM 205620107 463 463100 SH Sole 463100
31 CONCORD EFS, INC COM 206197105 3173 75000 SH Defined 01 75000
32 CURATIVE HEALTH SRVICES COM 231264102 511 92900 SH Sole 92900
33 CYGNUS, INC COM 232560102 130 10000 SH Sole 10000
34 DELPHI FINL GROUP CL A COM 247131105 897 25009 SH Sole 25009
35 ECI TELECOM LTD COM 268258100 3931 118450 SH Sole 118450
36 6588 198500 SH Defined 01 198500
37 ELAN PLC ADS COM 284131208 222 8000 SH Defined 01 8000
38 ELDORADO BANCSHARES INC COM 28467W106 1650 150000 SH Sole 150000
39 ESCO ELECTRS CORP COM 269030201 788 61500 SH Sole 61500
40 2109 164600 SH Defined 01 164600
41 FASTENAL COM 311900104 1573 30000 SH Defined 01 30000
42 FIND SVP, INC COM 317718302 45 51000 SH Sole 51000
43 FIRST UN CORP COM 337358105 3346 71000 SH Defined 01 71000
44 FOREST CITY ENT CL A COM 345550107 13680 488556 SH Sole 488556
45 3363 120100 SH Defined 01 120100
46 FOREST CITY ENT CL B COM 345550305 8686 308830 SH Sole 308830
47 1679 59700 SH Defined 01 59700
48 FRANKLIN ELEC PUB COM 353515109 70 19000 SH Sole 19000
49 612 165900 SH Defined 01 165900
50 GAP, INC COM 364760108 204 4050 SH Sole 4050
51 GENE LOGIC, INC COM 368689105 531 146361 SH Sole 146361
52 GENTA, INC COM 37245M207 51 20000 SH Sole 20000
53 GENZYME CORP COM 372917104 8983 185223 SH Sole 185223
54 4850 100000 SH Defined 01 100000
55 GENZYME - TISSUE REPAIR COM 372917401 220 108384 SH Sole 108384
56 311 153157 SH Defined 01 153157
57 GENZYME MOLEC ONCOLOGY COM 372917500 106 38590 SH Sole 38590
58 30 10805 SH Defined 01 10805
59 GENZYME SURGICAL PROD COM 372917609 149 33873 SH Sole 33873
60 79 17901 SH Defined 01 17901
61 GENZYME TRANSGENICS COM 37246E105 1637 358800 SH Sole 358800
62 536 117500 SH Defined 01 117500
63 GRAHAM CORP COM 384556106 186 20100 SH Sole 20100
64 GUARDIAN BANCORP WT COM 401321120 0 75000 SH Sole 75000
65 HEALTH MANAGEMENT ASS COM 421933102 576 51200 SH Defined 01 51200
66 HOMESTEAD VLG PPTYS COM 437851108 1206 494573 SH Sole 494573
67 HOMETOWN AUTO COM 437858103 22 6000 SH Sole 6000
68 93 24750 SH Defined 01 24750
69 HUBBELL, INC CL B COM 443510201 1654 36462 SH Defined 01 36462
70 IFR SYSTEMS, INC COM 449507102 142 30000 SH Sole 30000
71 423 88950 SH Defined 01 88950
72 IMMUNEX CORP COM 452528102 2765 21700 SH Sole 21700
73 6499 51000 SH Defined 01 51000
74 INTERTAN COM 461120107 3902 195100 SH Defined 01 195100
75 IRON MOUNTAIN COM 46284P104 1119 39097 SH Defined 01 39097
76 KNIGHT TRANSPORTATION COM 499064103 395 18500 SH Defined 01 18500
77 LASON, INC COM 51808R107 1241 25000 SH Defined 01 25000
78 LEGGETT & PLATT, INC COM 524660107 3198 115000 SH Defined 01 115000
79 LITTLE SWITZERLAND COM 537528101 184 267000 SH Sole 267000
80 MAGAININ PHARM, INC COM 559036108 131 51000 SH Sole 51000
81 MATTEL COM 577081102 1567 60000 SH Defined 01 60000
82 MEADOWBROOK INS GROUP COM 58319p108 462 33900 SH Sole 33900
83 MEDICAL RESOURCES, INC COM 58461Q409 17 10000 SH Sole 10000
84 METRIKA SYSTEMS CORP COM 59159M106 437 50000 SH Defined 01 50000
85 MONACO FINANCE CL A COM 608868105 4 24500 SH Sole 24500
86 MSC IND COM 553530106 154 15000 SH Defined 01 15000
87 NFO COM 62910N108 280 20000 SH Defined 01 20000
88 OFFICE DEPOT COM 676220106 4591 208095 SH Defined 01 208095
89 OLD REPUBLIC INTL, INC COM 680223104 1737 100316 SH Sole 100316
90 OMEGA ORTHODONTICS WTP COM 681973111 0 30000 SH Sole 30000
91 OMEGA ORTHODONTICS, INC COM 681973103 16 30000 SH Sole 30000
92 OMNICARE, INC COM 681904108 1212 96000 SH Sole 96000
93 3535 280000 SH Defined 01 280000
94 ORTHOFIX INTL N V COM N6748L102 2103 141400 SH Sole 141400
95 2093 140700 SH Defined 01 140700
96 PACIFIC CENTURY FINL COM 694058108 2094 97108 SH Sole 97108
97 PACIFIC GATEWAY PPTYS COM 694329103 170 22900 SH Sole 22900
98 PENTON MEDIA COM 709668107 56992 2350194 SH Sole 2350194
99 PETSMART COM 716768106 5330 520000 SH Defined 01 520000
100 PITTSTON BAX GROUP COM 725701882 207 21800 SH Sole 21800
101 2141 225400 SH Defined 01 225400
102 PITTWAY CORP COM 725790109 84740 2543800 SH Sole 2543800
103 PITTWAY CORP CL A COM 725790208 123613 3615748 SH Sole 3615748
104 PLAYCORE, INC COM 72811G102 218 38000 SH Defined 01 38000
105 PROCEPT, INC COM 742683303 178 118818 SH Sole 118818
106 PROLOGIS TRUST COM 743410102 7285 359757 SH Sole 359757
107 PROTEIN DESIGN LABS COM 74369L103 413 18600 SH Sole 18600
108 4460 201000 SH Defined 01 201000
109 PTI HOLDING, INC COM 69364p109 29 10000 SH Sole 10000
110 PUERTO RICAN CEMENT COM 745075101 2326 70100 SH Defined 01 70100
111 RADIANCE MEDICAL SYS COM 750241101 1736 591005 SH Sole 591005
112 RECOTON CORP COM 756268108 1447 159100 SH Defined 01 159100
113 REGENCY REALTY CORP COM 758939102 2087 95136 SH Sole 95136
114 RENAL CARE GROUP, INC COM 759930100 1294 50000 SH Defined 01 50000
115 RIDDELL SPORTS COM 765670104 309 85200 SH Defined 01 85200
116 RIVIERA TOOL CO COM 769648106 870 176199 SH Sole 176199
117 ROUSE CO COM 779273101 964 38000 SH Defined 01 38000
118 SCAN SOURCE COM 806037107 1633 75500 SH Defined 01 75500
119 SECURITY CAP GROUP B COM 81413p204 524 36011 SH Sole 36011
120 SECURITY CAP GRP COM 81413p105 486 748 SH Sole 748
121 SECURITY CAPITAL GROUP COM 81413p105 3785 5826 SH Sole 5826
122 SECURITY CAP US REALTY COM 814136206 5021 270470 SH Sole 270470
123 SOVEREIGN BANCORP COM 845905108 707 58320 SH Defined 01 58320
124 SPEIZMAN INDS, INC COM 847805108 473 130350 SH Sole 130350
125 SPSS, INC COM 78462k102 565 22000 SH Sole 22000
126 STANCORP FIN'L GRP INC COM 852891100 1200 40000 SH Sole 40000
127 SUPERIOR FINANCIAL COM 868159104 522 47500 SH Sole 47500
128 SYKES ENTERPRISES, INC COM 871237103 834 25000 SH Defined 01 25000
129 SYNAPTIC PHARMACEUTICAL COM 87156R109 140 29375 SH Sole 29375
130 TEVA PHARMACEUTICAL IND COM 881624209 6037 123211 SH Sole 123211
131 5272 107600 SH Defined 01 107600
132 THERMEDICS, INC COM 883901100 210 22500 SH Sole 22500
133 THERMO CARDIOSYSTEMS COM 88355K200 2198 202111 SH Sole 202111
134 894 82236 SH Defined 01 82236
135 THERMO ELECTRON CORP COM 883556102 6539 325907 SH Sole 325907
136 1763 87875 SH Defined 01 87875
137 THERMO FIBERGEN RT COM 88355U117 401 291600 SH Sole 291600
138 99 72000 SH Defined 01 72000
139 THERMO FIBERGEN, INC COM 88355U109 3402 299100 SH Sole 299100
140 819 72000 SH Defined 01 72000
141 THERMO FIBERTEK, INC COM 88355W105 798 111937 SH Sole 111937
142 THERMO INSTRUMENT SYS COM 883559106 562 35156 SH Sole 35156
143 THERMO SPECTRA CORP COM 883660102 238 15000 SH Sole 15000
144 THERMOLASE CORP COM 883624108 88 67346 SH Defined 01 67346
145 THERMOQUEST CORP COM 883655102 413 31000 SH Sole 31000
146 599 45000 SH Defined 01 45000
147 THERMORETEC COM 883656100 4328 1081882 SH Sole 1081882
148 THERMOTREX CORP COM 883666109 354 46440 SH Sole 46440
149 TOPPS INC COM 890786106 146 20000 SH Sole 20000
150 2272 312000 SH Defined 01 312000
151 TREX MEDICAL CORP COM 89531R101 521 86769 SH Sole 86769
152 133 22200 SH Defined 01 22200
153 TTI TEAM TELECOM COM M88258104 1530 153000 SH Sole 153000
154 1500 150000 SH Defined 01 150000
155 UNIMED PHARMACEUTICALS COM 904801107 3995 338200 SH Sole 338200
156 UNITED FIRE & CASUALTY COM 910331107 351 13500 SH Defined 01 13500
157 UNITRODE CORP COM 913283107 6334 220800 SH Defined 01 220800
158 US SATELLITE CL A COM 912534104 5783 321300 SH Sole 321300
159 VENTANA MEDICAL SYSTEMS COM 92276H106 1606 84000 SH Defined 01 84000
160 VERAMARK TECHNOLOGIES COM 923351100 271 35000 SH Sole 35000
161 VERSUS TECHNOLOGY, INC COM 925313108 508 3390000 SH Sole 3390000
162 VETCENTERS OF AMERICA COM 925514101 190 14981 SH Sole 14981
163 269 21252 SH Defined 01 21252
164 VETCENTERS OF AMERICA COM 925514101 149 11725 SH Sole 11725
165 211 16631 SH Defined 01 16631
166 WEBSTER FINANCIAL CORP COM 947890109 1302 48000 SH Defined 01 48000
167 WESTERN WATER CO COM 959881103 609 174000 SH Sole 174000
168 WHOLE FOODS MKT, INC COM 966837106 7373 153400 SH Sole 153400
169 WILMAR COM 971426101 5017 385900 SH Defined 01 385900
170 XOMED SURGICAL PRODUCTS COM 98412v107 1607 33000 SH Sole 33000
171 ZANY BRAINY COM 98906Q101 1046 108000 SH Defined 01 108000
172 ZEBRA TECHNOLOGIES CL A COM 989207105 577 15000 SH Defined 01 15000
173 ZIONS BANCORP COM 989701107 1036 16312 SH Sole 16312
563912
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 173
Form 13F Information Table Value Total: $563,912 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 Unknown Pegasus Associates, Inc.
