UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: William Harris Investors, Inc.
Address: 2 North LaSalle Street, Suite 400
Chicago, IL 60602
Form 13F File Number: 28-4436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Neumayer
Title: Treasurer & Compliance Officer
Phone: (312) 621-0590
Signature, Place, and Date of Signing:
/s/Gary Neumayer Chicago, IL 05/11/00
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Title of Value Shares/ Sh/ Invstmt Other Voting Authority
Name of Issuer Class CUSIP x$1000 Prn Amt Prn Dscretn Mgrs Sole Shared None
1 ACXIOM CORP COM 005125109 2,494 75,000 SH Defined 01 75,000
2 ADSTAR.COM, INC COM 00737P104 422 140,559 SH Sole 140,559
3 AIMGLOBAL TECH COM 00900n100 524 42,800 SH Sole 42,800
4 ALTAREX CORP COM 020927208 25 40,000 SH Sole 40,000
5 APTARGROUP, INC COM 038336103 15,155 567,856 SH Sole 567,856
6 ARCHSTONE COMM COM 039581103 6,919 347,029 SH Sole 347,029
7 2,034 102,000 SH Defined 01 102,000
8 ASTRO COMM COM 046376109 2,938 1,958,566 SH Sole 1,958,566
9 AVANT IMUNOTHRP COM 053491106 123 13,000 SH Sole 13,000
10 AXYS PHARM, INC COM 054635107 566 73,600 SH Sole 73,600
11 1,349 175,500 SH Defined 01 175,500
12 BHA GROUP CL A COM 055446108 1,155 146,677 SH Defined 01 146,677
13 BIOSANTE PHARM COM 09065V104 13 15,000 SH Sole 15,000
14 BURLINGTON RES COM 122014103 1,998 54,000 SH Defined 01 54,000
15 CADIZ LAND CO COM 127549103 2,385 280,590 SH Sole 280,590
16 CAMBRIDGE NEURO COM 132426107 16 10,000 SH Sole 10,000
17 CAREY INTL, INC COM 141750109 425 25,000 SH Defined 01 25,000
18 CARRAMERICA COM 144418100 3,442 162,000 SH Sole 162,000
19 CELL THERAPEU COM 150934107 211 9,000 SH Sole 9,000
20 CHART HOUSE COM 160902102 1,219 234,900 SH Defined 01 234,900
21 CHECKPOINT SYS COM 162825103 2,780 331,900 SH Sole 331,900
22 CHEMFAB CORP COM 16361L102 658 45,000 SH Sole 45,000
23 CHIEFTAIN INTL COM 16867C101 1,250 62,100 SH Defined 01 62,100
24 COMPLETE WELLWT COM 20452H111 13 14,000 SH Sole 14,000
25 CONCORD EFS COM 206197105 3,441 150,000 SH Defined 01 150,000
26 CURATIVE HEALTH COM 231264102 545 90,900 SH Sole 90,900
27 CYGNUS, INC COM 232560102 145 10,000 SH Sole 10,000
28 CYLINK CORP COM 232565101 580 40,000 SH Sole 40,000
29 DELPHI FIN'L A COM 247131105 775 25,505 SH Sole 25,505
30 DEVRY COM 251893103 1,562 51,200 SH Defined 01 51,200
31 E COM VENTURES COM 26830k106 463 87,219 SH Sole 87,219
32 ECI TELECOM LTD COM 268258100 3,716 118,450 SH Sole 118,450
33 6,228 198,500 SH Defined 01 198,500
34 ELAN PLC ADS COM 284131208 4,964 104,500 SH Sole 104,500
35 ELDORADO BANC COM 28467W106 1,200 150,000 SH Sole 150,000
36 ESCO ELECTR COM 269030102 1,449 86,500 SH Sole 86,500
37 2,102 125,500 SH Defined 01 125,500
38 EXELIXIS PHARM COM 30161Q104 470 671,429 SH Sole 671,429
39 FASTENAL COM 311900104 1,676 35,000 SH Defined 01 35,000
40 FIRST UN CORP COM 337358105 2,645 71,000 SH Defined 01 71,000
41 FOREST CITYCL A COM 345550107 14,152 481,758 SH Sole 481,758
42 2,732 93,000 SH Defined 01 93,000
43 FOREST CITYCL B COM 345550305 10,340 304,130 SH Sole 304,130
44 2,030 59,700 SH Defined 01 59,700
45 FRANKLIN ELPUBL COM 353515109 101 14,500 SH Sole 14,500
46 GAP, INC COM 364760108 202 4,050 SH Sole 4,050
47 GELTEX PHARM COM 368538104 1,839 109,800 SH Defined 01 109,800
48 GENERAL DATA COM 369487103 1,112 120,250 SH Sole 120,250
49 856 92,500 SH Defined 01 92,500
50 GENERAL MTRS H COM 370442832 4,898 39,345 SH Sole 39,345
51 GENTA, INC COM 37245M207 163 16,800 SH Sole 16,800
52 GENZYME CORP COM 372917104 9,220 183,948 SH Sole 183,948
53 5,012 100,000 SH Defined 01 100,000
54 GENZYME TISSUE COM 372917401 766 115,656 SH Sole 115,656
55 2,029 306,314 SH Defined 01 306,314
56 GENZYME MOL ONC COM 372917500 581 38,419 SH Sole 38,419
57 163 10,805 SH Defined 01 10,805
58 GENZYME SURG PR COM 372917609 1,080 91,898 SH Sole 91,898
59 210 17,901 SH Defined 01 17,901
60 GENZYME TRANS COM 37246E105 4,092 204,600 SH Sole 204,600
61 2,350 117,500 SH Defined 01 117,500
62 GRAHAM CORP COM 384556106 141 20,100 SH Sole 20,100
63 HEAVENLYDOOR.C COM 42248Q106 336 97,761 SH Sole 97,761
64 HENRY SCHEIN COM 806407102 1,344 83,000 SH Sole 83,000
65 HOMESTEAD VLG COM 437851108 3,579 1,122,974 SH Sole 1,122,974
66 HOMETOWN AUTO COM 437858103 45 6,000 SH Sole 6,000
67 186 24,750 SH Defined 01 24,750
68 HUBBELL CL B COM 443510201 998 36,462 SH Defined 01 36,462
69 ILEX ONCOLOGY COM 451923106 2,869 68,300 SH Defined 01 68,300
70 IMMUNEX CORP COM 452528102 1,256 19,800 SH Sole 19,800
71 6,471 102,000 SH Defined 01 102,000
72 IMMUNOGEN INC COM 45253H101 120 10,000 SH Sole 10,000
73 INTERTAN COM 461120107 846 61,500 SH Sole 61,500
74 11,520 837,850 SH Defined 01 837,850
75 INTRABIOTIC COM 46116T100 675 45,000 SH Sole 45,000
76 IRON MOUNTAIN COM 46284P104 1,022 30,000 SH Defined 01 30,000
77 KNIGHT TRANS COM 499064103 1,199 68,500 SH Defined 01 68,500
78 LASON, INC COM 51808R107 198 30,000 SH Defined 01 30,000
79 LITTLE SWITZ COM 537528101 365 348,100 SH Sole 348,100
80 LORUS THERAP COM 544191109 110 32,000 SH Sole 32,000
81 MICROCIDE PHARM COM 595018102 136 10,500 SH Sole 10,500
82 NCO GROUP COM 628858102 3,194 100,000 SH Defined 01 100,000
83 NOVA CORP COM 669784100 1,456 50,000 SH Defined 01 50,000
84 OLD REPUBLIC COM 680223104 1,379 100,316 SH Sole 100,316
85 OMEGA ORTHO WT COM 681973111 0 30,000 SH Sole 30,000
86 OMNICARE, INC COM 681904108 1,218 101,000 SH Sole 101,000
87 4,603 381,600 SH Defined 01 381,600
88 ORTHOFIX INTL COM N6748L102 2,501 142,900 SH Sole 142,900
89 2,462 140,700 SH Defined 01 140,700
90 PACIFIC CENTURY COM 694058108 1,960 96,496 SH Sole 96,496
91 PACIFIC GATEWAY COM 694330101 223 20,700 SH Sole 20,700
92 PENTEGRA DENTAL COM 709637102 16 10,680 SH Sole 10,680
93 PENTON MEDIA COM 709668107 53,045 2,040,194 SH Sole 2,040,194
94 PETSMART COM 716768106 24 8,000 SH Sole 8,000
95 1,354 451,300 SH Defined 01 451,300
96 PITTSTON BRINKS COM 725701106 188 11,081 SH Sole 11,081
97 214 12,604 SH Defined 01 12,604
98 PLAYCORE, INC COM 72811G102 256 38,000 SH Defined 01 38,000
99 PREMIER PARKS COM 740540208 1,260 60,000 SH Defined 01 60,000
100 PRENTISS PPTYS COM 740706106 223 10,000 SH Sole 10,000
101 2,231 100,000 SH Defined 01 100,000
102 PROLOGIS TRUST COM 743410102 9,128 474,204 SH Sole 474,204
103 1,732 90,000 SH Defined 01 90,000
104 PROTEIN DESIGN COM 74369L103 270 3,395 SH Sole 3,395
105 3,657 46,000 SH Defined 01 46,000
106 PUERTORICAN CEM COM 745075101 2,243 70,100 SH Defined 01 70,100
107 QUESTCOR PHARM COM 74835Y101 29 10,000 SH Sole 10,000
108 RADIANCE MED COM 750241101 5,696 599,571 SH Sole 599,571
109 REGENCY REAL COM 758939102 1,767 89,472 SH Sole 89,472
110 REGIS CORP COM 758932107 815 55,000 SH Defined 01 55,000
111 RIBOZYME PHARM COM 762567105 1,582 62,500 SH Sole 62,500
112 RIDDELL SPORTS COM 765670104 417 139,100 SH Defined 01 139,100
113 RIVIERA TOOL CO COM 769648106 740 185,005 SH Sole 185,005
114 ROUSE CO COM 779273101 803 38,000 SH Defined 01 38,000
115 SCAN SOURCE COM 806037107 2,307 65,000 SH Defined 01 65,000
116 SCHOOL SPECIAL COM 807863105 1,075 50,000 SH Sole 50,000
117 1,075 50,000 SH Defined 01 50,000
118 SECURITY CAP GR COM 81413p204 4,643 321,611 SH Sole 321,611
119 4,259 295,000 SH Defined 01 295,000
120 SECURITY CAP COM 81413p105 3,494 5,826 SH Sole 5,826
121 SECURITY CAP US COM 814136206 7,652 463,733 SH Sole 463,733
122 SHEFFIELD PHARM COM 82123D309 112 20,000 SH Sole 20,000
123 SPEIZMAN INDS COM 847805108 518 135,850 SH Sole 135,850
124 SPSS, INC COM 78462k102 698 22,000 SH Sole 22,000
125 STANCORP FIN'L COM 852891100 1,095 40,000 SH Sole 40,000
126 STAPLES, INC COM 855030102 350 17,500 SH Defined 01 17,500
127 SUPERIOR FIN'L COM 868159104 451 47,500 SH Sole 47,500
128 SYNAPTIC PHARM COM 87156R109 213 29,375 SH Sole 29,375
129 TEVA PHARM INDS COM 881624209 9,195 246,422 SH Sole 246,422
130 5,522 148,000 SH Defined 01 148,000
131 TEXAS INSTRU COM 882508104 10,705 66,907 SH Defined 01 66,907
132 THERMEDICS, INC COM 883901100 184 22,500 SH Sole 22,500
133 THERMO CARDIO COM 88355K200 3,896 278,299 SH Sole 278,299
134 3,764 268,836 SH Defined 01 268,836
135 THERMO ELECTRON COM 883556102 6,605 324,174 SH Sole 324,174
136 1,790 87,875 SH Defined 01 87,875
137 THERMO FIBER RT COM 88355U117 162 288,500 SH Sole 288,500
138 40 72,000 SH Defined 01 72,000
139 THERMO FIBER COM 88355U109 3,533 296,000 SH Sole 296,000
140 859 72,000 SH Defined 01 72,000
141 THERMO FIBERTEK COM 88355W105 770 111,937 SH Sole 111,937
142 THERMO INSTRU COM 883559106 740 35,156 SH Sole 35,156
143 THERMOLASE CORP COM 883624108 160 67,346 SH Defined 01 67,346
144 THERMOQUEST COM 883655102 519 31,000 SH Sole 31,000
145 754 45,000 SH Defined 01 45,000
146 THERMORETEC COM 883656100 7,370 1,081,882 SH Sole 1,081,882
147 THERMOTREX CORP COM 883666109 476 46,440 SH Sole 46,440
148 TOPPS INC COM 890786106 166 20,000 SH Sole 20,000
149 831 100,000 SH Defined 01 100,000
150 TOYS R US COM 892335100 15 1,000 SH Sole 1,000
151 1,852 125,000 SH Defined 01 125,000
152 TREX MEDICAL COM 89531R101 186 62,000 SH Sole 62,000
153 TTI TEAM TELE COM M88258104 1,586 48,050 SH Sole 48,050
154 1,402 42,500 SH Defined 01 42,500
155 TUT SYS INC COM 901103101 1,489 25,000 SH Defined 01 25,000
156 UNITED FIRE&CAS COM 910331107 260 13,500 SH Defined 01 13,500
157 VARIAN MEDICAL COM 92220P105 260 5,700 SH Defined 01 5,700
158 VERAMARK TECH COM 923351100 173 35,000 SH Sole 35,000
159 VERSUS TECH COM 925313108 1,839 3,470,000 SH Sole 3,470,000
160 VET CTRS AM COM 925514101 337 24,500 SH Sole 24,500
161 WEBSTER FIN'L COM 947890109 1,104 48,000 SH Defined 01 48,000
162 WHOLE FOODS MKT COM 966837106 6,357 153,400 SH Sole 153,400
163 1,620 39,100 SH Defined 01 39,100
164 WILMAR COM 971426101 8,386 491,500 SH Defined 01 491,500
165 ZANY BRAINY COM 98906Q101 131 26,800 SH Defined 01 26,800
166 ZEBRA TECH CL A COM 989207105 840 16,800 SH Defined 01 16,800
167 ZIONS BANCORP COM 989701107 679 16,312 SH Sole 16,312
398,604
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 167
Form 13F Information Table Value Total: $398,604 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 Unknown Pegasus Associates, Inc.
