UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31st, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: William Harris Investors, Inc.
Address: 2 North LaSalle Street, Suite 400
Chicago, IL 60602
Form 13F File Number: 28-4436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Neumayer
Title: Treasurer & Compliance Officer
Phone: (312) 621-0590
Signature, Place, and Date of Signing:
/s/Gary Neumayer Chicago, IL 02/11/00
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
NameofIssuer Class CUSIP(x$1000)Prn AmtPr Cal Dscret Mgr SoleSharedNone
1AC NIELSEN COM 004833109 "1,724" "70,000" SH Defined 01 "70,000"
2ABACAN RESOURCE CORP COM 002919108 7 "78,000" SH Sole "78,000"
3ACXIOM COM 005125109 "2,400" "100,000" SH Defined 01 "100,000"
4ADSTAR.COM, INC" COM 00737P104 422 "140,559" SH Sole "140,559"
5AIMGLOBAL TECH CO, INC" COM 00900n100 350 "59,000" SH Sole "59,000"
6AIR EXPRESS INTL CORP COM 009104100 "5,293" "163,803" SH Sole "163,803"
7 "2,843" "88,000" SH Defined 01 "88,000"
8APTARGROUP, INC" COM 038336103 "7,410" "294,938" SH Sole "294,938"
9ARCHSTONE COMMUNITIES TR COM 039581103 "6,089" "297,029" SH Sole "297,029"
10ASTRO COMM COM 046376109 "2,938" "1,958,566" SH Sole "1,958,566"
11AUTOINFO, INC" COM 052777109 5 "65,000" SH Sole "65,000"
12AXYS PHARMACEUTICALS, INC" COM 054635107 299 "73,600" SH Sole "73,600"
13 713 "175,500" SH Defined 01 "175,500"
14BHA GROUP HOLDINGS CL A 055446108 "1,155" "146,677" SH Defined 01"146,677"
15BIO-TECH GEN'L CORP COM 090578105 152 "10,000" SH Sole "10,000"
16BRITISH BIO-TECHNOLOGY COM g1513p113 689 "1,531,260" SH Sole "1,531,260"
17 381 "847,640" SH Defined 01 "847,640"
18BURLINGTON RESOURCES INC" COM122014103 "1,785""54,000"SH Defined 01"54,000"
19CADIZ LAND CO COM 127549103 "2,666" "280,590" SH Sole "280,590"
20CAREY INTERNATIONAL, INC" COM 141750109 609 "25,000" SH Defined 01"25,000
21CHART HOUSE ENTPRS COM 160902102 "1,768" "398,400" SH Defined 01"398,400
22CHECKPOINT SYS, INC" COM 162825103 "3,422" "335,900" SH Sole "335,900
23CHEMFAB CORP COM 16361L102 703 "45,000" SH Sole "45,000"
24CHIEFTAIN INTL, INC" COM 16867C101 "1,071" "62,100" SH Defined 01"62,100
25COMPLETE MANAGEMENT, INC" COM 20452C104 0 "178,827" SH Sole "178,827
26COMPLETE WELLNESS CTRS, INC" WT 20452H111 10 "14,000" SH Sole "14,000
27COMPUTRAC, INC" COM 205620107 349 "465,300" SH Sole "465,300"
28CONCORD EFS, INC" COM 206197105 "3,862" "150,000" SH Defined 01 "150,000"
29CURATIVE HEALTH SERVICES COM 231264102 720 "92,900" SH Sole "92,900"
30CYGNUS, INC" COM 232560102 182 "10,000" SH Sole "10,000"
31DELPHI FINANCIAL GROUP, INC" CL A 247131105 765 "25,505" SH Sole"25,505"
32ECI TELECOM LTD COM 268258100 "3,746" "118,450" SH Sole "118,450"
33 "6,278" "198,500" SH Defined 01 "198,500"
34ELDORADO BANCSHARES INC COM 28467W106 "1,612" "150,000" SH Sole "150,000
35ESCO ELECTRONICS CORP COM 269030102 "1,006" "86,500" SH Sole "86,500"
36 "1,459" "125,500" SH Defined 01 "125,500"
37FASTENAL COM 311900104 "1,348" "30,000" SH Defined 01 "30,000"
38FIND SVP, INC" COM 317718302 104 "51,000" SH Sole "51,000"
39FIRST UN CORP COM 337358105 "2,339" "71,000" SH Defined 01 "71,000"
40FOREST CITY ENT, INC CL A"COM 345550107 "13,495""481,962" SH Sole"481,962
41 "2,604" "93,000" SH Defined 01 "93,000"
42FOREST CITY ENT, INC CL B" COM 345550305 "9,319" "305,530" SH Sole"305,530
43 "1,821" "59,700" SH Defined 01 "59,700"
44FRANKLIN ELECTR PUBLISHERS, IN" COM 353515109 86 "14,500" SH Sole"14,500
45GELTEX PHARM COM 368538104"1,407" "109,800" SH Defined 01"109,800"
46GENE LOGIC, INC " COM 368689105 "2,607" "98,361" SH Sole "98,361"
47GENERAL MOTORS CORP CL H 370442832 "3,777" "39,345" SH Sole "39,345"
48GENTA, INC" COM 37245M207 187 "29,000" SH Sole "29,000"
49GENZYME CORP COM 372917104 "8,278" "183,948" SH Sole "183,948"
50 "4,500" "100,000" SH Defined 01 "100,000"
51GENZYME CORP - TISSUE REPAIR COM 372917401 333 "115,656" SH Sole"115,656
52 881 "306,314" SH Defined 01 "306,314"
53GENZYME MOLECULAR ONCOLOGY COM 372917500 269 "38,419" SH Sole "38,419
54 76 "10,805" SH Defined 01 "10,805"
55GENZYME SURGICAL PRODUCTS COM 372917609 534 "91,898" SH Sole "91,898"
56 104 "17,901" SH Defined 01 "17,901"
57GENZYME TRANSGENICS CORP COM 37246E105 "4,473" "354,300" SH Sole"354,300"
58 "1,483" "117,500" SH Defined 01 "117,500"
59GRAHAM CORP COM 384556106 133 "20,100" SH Sole "20,100"
60HEAVENLYDOOR.COM, INC" COM 42248Q106 639 "173,373" SH Sole "173,373"
61HOMESTEAD VLG PPTYS, INC" COM 437851108 "1,197" "563,374" SH Sol "563,374
62HUBBELL, INC" CL B 443510201 994 "36,462" SH Defined 01 "36,462"
63IFR SYSTEMS, INC" COM 449507102 302 "30,000" SH Sole "30,000"
64 "1,087" "108,000" SH Defined 01 "108,000"
65ILEX ONCOLOGY INC COM 451923106 "1,648" "68,300" SH Defined 01 "68,300"
66IMMUNEX CORP COM 452528102 "4,752" "43,400" SH Sole "43,400"
67 "9,198" "84,000" SH Defined 01 "84,000"
68INTERTAN COM 461120107 705 "27,000" SH Sole "27,000"
69 "6,534" "250,100" SH Defined 01 "250,100"
70KNIGHT TRANSPORTATION COM 499064103 694 "40,500" SH Defined 01 "40,500"
71LASON, INC." COM 51808R107 550 "50,000" SH Defined 01 "50,000"
72LEGGETT & PLATT, INC CO 524660107"2,465""115,000 S Defined01 "115,000"
73LITTLE SWITZERLAND COM 537528101 196 "348,100" SH Sole "348,100"
74NFO COM 62910N108 447 "20,000" SH Defined 01 "20,000"
75OLD REPUBLIC INTL, INC" COM 680223104 "1,367" "100,316" SH Sole "100,316"
76OMNICARE, INC" COM 681904108 "1,212" "101,000" SH Sole "101,000"
77 "4,140" "345,000" SH Defined 01 "345,000"
78ORTHOFIX INTL N V COM N6748L102 "2,024" "141,400" SH Sole "141,400"
79 "2,014" "140,700" SH Defined 01 "140,700"
80PACIFIC CENTURY FIN'L CORPCO 694058108 "1,803""96,496" SHSole "96,496"
81PACIFIC GATEWAY PPTYS COM 694330101 207 "20,700" SH Sole "20,700"
82PENTEGRA DENTAL GROUP COM 709637102 13 "10,680" SH Sole "10,680"
83PENTON MEDIA COM 709668107 "31,053" "1,293,859" SH Sole "1,293,859
84PETSMART COM 716768106 46 "8,000" SH Sole "8,000"
85 "1,869" "325,000" SH Defined 01 "325,000"
86PITTSTON BAX GROUP COM 725701882 221 "20,800" SH Sole "20,800"
87 276 "26,000" SH Defined 01 "26,000"
88PITTWAY CORP COM 725790109 "72,799" "1,615,517" SH Sole "1,615,517"
89PITTWAY CORP CL A COM 725790208 "96,470" "2,152,748" SH Sole "2,152,748
90PLAYCORE, INC" COM 72811G102 309 "38,000" SH Defined 01 "38,000"
91PRENTISS PPTYS TR COM 740706106 214 "10,000" SH Sole "10,000"
92PROLOGIS TRUST COM 743410102 "8,166" "424,204" SH Sole "424,204"
93 "1,925" "100,000" SH Defined 01 "100,000"
94PROTEIN DESIGN LABS COM 74369L103 "1,283" "18,335" SH Sole "18,335"
95 "13,307" "190,100" SH Defined 01 "190,100"
96PUERTO RICAN CEMENT INC"COM745075101 "2,383""70,100" SH Defined01"70,100
97RADIANCE MEDICAL SYS COM 750241101 "2,960" "599,571" SH Sole "599,571"
98REGENCY REALTY CORP COM 758939102 "1,789" "89,472" SH Sole "89,472"
99REGIS CORP COM 758932107 944 "50,000" SH Defined 01 "50,000"
100RIBOZYME PHARM, INC" COM 762567105 136 "13,000" SH Sole "13,000"
101RIDDELL SPORTS COM 765670104 478 "139,100" SH Defined 01 "139,100"
102RIVIERA TOOL CO COM 769648106 717 "185,009" SH Sole "185,009"
103ROUSE CO COM 779273101 807 "38,000" SH Defined 01 "38,000"
104SCAN SOURCE COM 806037107 "2,028" "50,000" SH Defined 01 "50,000"
105SECURITY CAP GROUP INC CL B 81413p204 461 "36,911" SH Sole "36,911"
106SECURITY CAPITAL GROUP COM 81413p105 "3,612" "5,826" SH Sole "5,826"
107SEC CAP US REALTYCOM814136206 "6,029" "428,733" SH Sole "428,733"
108SHEFFIELD PHARMACEUTICALS INC COM 82123D309 60 "12,000" SH Sole"12,000"
109SOMERA COMMUNICATIONS COM 834458101 254 "20,400" SH Defined 01"20,400"
110SPEIZMAN INDS, INC" COM 847805108 645 "135,850" SH Sole "135,850"
111SPSS, INC" COM 78462k102 555 "22,000" SH Sole "22,000"
112STANCORP FIN'L GROUPCOM852891100 "1,007" "40,000" SH Sole "40,000"
113SUPERIOR FINANCIAL COM 868159104 528 "47,500" SH Sole "47,500"
114SYKES ENTERPRISES COM 871237103 877 "20,000" SH Defined 01 "20,000"
115SYNAPTIC PHARMACEUTICAL CORP COM 87156R109 198 "29,375" SH Sole "29,375
116TEVA PHARM INDUSCOM881624209 "8,833" "123,211" SH Sole "123,211"
117 "5,305" "74,000" SH Defined 01 "74,000"
118TEXAS INSTRUMENTS COM 882508104 "6,465" "66,907" SH Defined 01"66,907"
119THERMEDICS, INC" COM 883901100 122 "22,500" SH Sole "22,500"
120THERMO CARDIOSYS INC" COM 88355K200 "1,826" "278,299" SH Sole "278,299
121 "1,764" "268,836" SH Defined 01 "268,836"
122THERMO ELECTRON CORP COM 883556102 "4,863" "324,174" SH Sole "324,174"
123 "1,318" "87,875" SH Defined 01 "87,875"
124THERMO FIBERGEN RT 88355U117 252 "288,500" SH Sole "288,500"
125 63 "72,000" SH Defined 01 "72,000"
126THERMO FIBERGEN, INC" COM 88355U109 "3,607" "296,000" SH Sole "296,000
127 877 "72,000" SH Defined 01 "72,000"
128THERMO FIBERTEK, INC" COM 88355W105 798 "111,937" SH Sole "111,937"
129THERMO INSTRUMENT SYS, INC" COM 883559106 391 "35,156" SH Sole "35,156"
130THERMOLASE CORP COM 883624108 130 "67,346" SH Defined 01 "67,346"
131THERMOQUEST CORP COM 883655102 320 "31,000" SH Sole "31,000"
132 464 "45,000" SH Defined 01 "45,000"
133THERMORETEC COM 883656100 "7,167" "1,081,882" SH Sole "1,081,882"
134THERMOTREX CORP COM 883666109 366 "46,440" SH Sole "46,440"
135TOPPS INC COM 890786106 207 "20,000" SH Sole "20,000"
136 "2,075" "200,000" SH Defined 01 "200,000"
137TREX MEDICAL CORP COM 89531R101 174 "62,000" SH Sole "62,000"
138TTI TEAM TELECOM COM M88258104 "1,573" "86,800" SH Sole "86,800"
139 "1,532" "84,500" SH Defined 01 "84,500"
140TUT SYS INC COM 901103101 536 "10,000" SH Defined 01 "10,000"
141UNITED FIRE&CASUALTYCOCOM 910331107 305 "13,500" SH Defined 01"13,500"
142VENTANA MEDICAL SYSCOM 92276H106 "1,592""64,000" SHDefined01 "64,000"
143VERAMARK TECHNOLOGIES, INC" COM 923351100 429 "35,000" SH Sole "35,000
144VERSUS TECH" COM 925313108 416 "3,470,000" SH Sole "3,470,000"
145WEBSTER FIN'L COM 947890109 "1,131" "48,000" SH Defined 01 "48,000"
146WESTERN WATER CO COM 959881103 367 "309,400" SH Sole "309,400"
147WHOLE FOODS MKT, INC" COM 966837106 "7,114" "153,400" SH Sole "153,400"
148 "1,813" "39,100" SH Defined 01 "39,100"
149WILMAR COM 971426101 "8,540" "491,500" SH Defined 01 "491,500"
150ZANY BRAINY COM 98906Q101 857 "83,600" SH Defined 01 "83,600"
151ZEBRA TECH CL A 989207105 "1,170" "20,000" SH Defined 01 "20,000"
152ZIONS BANCORP COM 989701107 965 "16,312" SH Sole "16,312"
"499,362"
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 152
Form 13F Information Table Value Total: $499,362 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 Unknown Pegasus Associates, Inc.
