UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: William Harris Investors, Inc.
Address: 2 North LaSalle Street, Suite 400
Chicago, IL 60602
Form 13F File Number: 28-4436
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gary Neumayer
Title: Treasurer & Compliance Officer
Phone: (312) 621-0590
Signature, Place, and Date of Signing:
/s/Gary Neumayer Chicago, IL 08/11/00
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACXIOM CORP COM 005125109 2044 75000.000SH DEFINED 01 75000.000
ADSTAR.COM, INC COM 00737P104 422 140559.000SH SOLE 140559.000
AIMGLOBAL TECH CO, INC COM 00900n100 495 42800.000SH SOLE 42800.000
ALTAREX CORP COM 020927208 40 65000.000SH SOLE 65000.000
APTARGROUP, INC COM 038336103 15332 567856.0000SH SOLE 567856.0000
ARCHSTONE COMMUNITIES TR COM 039581103 7323 347658.000SH SOLE 347658.000
2148 102000.000SH DEFINED 01 102000.000
ARIAD PHARM, INC COM 04033a100 160 12000.000SH SOLE 12000.000
ASTRO COMM COM 046376109 2448 1958566.000SH SOLE 1958566.000
AUTOINFO, INC COM 052777109 13 65000.000SH SOLE 65000.000
AVANT IMUNOTHRPTICS, INC COM 053491106 224 21200.000SH SOLE 21200.000
AXYS PHARMACEUTICALS, INC COM 054635107 431 72600.000SH SOLE 72600.000
1042 175500.000SH DEFINED 01 175500.000
BARNES & NOBLE COM 067774109 1112 50000.000SH DEFINED 01 50000.000
BHA GROUP HOLDINGS, INC CL A 055446108 1430 146677.000SH DEFINED 01 146677.000
BIOSANTE PHARM, INC COM 09065V104 26 30000.000SH SOLE 30000.000
BOSTON BIOMEDICA, INC COM 100560101 92 25000.000SH SOLE 25000.000
BURLINGTON RESOURCES, INC COM 122014103 2065 54000.000SH DEFINED 01 54000.000
CADIZ LAND CO COM 127549103 2245 280590.001SH SOLE 280590.001
CAMBRIDGE NEUROSCI, INC COM 132426107 15 10000.000SH SOLE 10000.000
CAREY INTERNATIONAL, INC COM 141750109 55 4000.000 SH SOLE 4000.000
2733 197000.000SH DEFINED 01 197000.000
CARRAMERICA REALTY CORP COM 144418100 4378 165200.000SH SOLE 165200.000
CHART HOUSE ENTERPRISES COM 160902102 467 84900.000SH DEFINED 01 84900.000
CHECKPOINT SYS, INC COM 162825103 2480 330700.000SH SOLE 330700.000
CHEMFAB CORP COM 16361L102 534 45000.000SH SOLE 45000.000
CHIEFTAIN INTL, INC COM 16867C101 1184 62100.000SH DEFINED 01 62100.000
COMPLETE MANAGEMENT, INC COM 20452C104 8 552140.000SH SOLE 552140.000
3 211600.000SH DEFINED 01 211600.000
COMPLETE WELL CTRS INC WT 20452H111 10 14000.000SH SOLE 14000.000
CONCORD EFS, INC COM 206197105 6760 260000.000SH DEFINED 01 260000.000
CURATIVE HEALTH SERVICES COM 231264102 544 90200.000SH SOLE 90200.000
CYGNUS, INC COM 232560102 142 10000.000SH SOLE 10000.000
CYLINK CORPORATION COM 232565101 670 40000.000SH SOLE 40000.000
DELPHI FIN'L GROUP, INC CL A 247131105 866 25505.000SH SOLE 25505.000
DEVRY COM 251893103 1354 51200.000SH DEFINED 01 51200.000
E COM VENTURES, INC COM 26830k106 223 87219.000SH SOLE 87219.000
E SPEED INC COM 296643109 369 8500.000 SH SOLE 8500.000
ECI TELECOM LTD COM 268258100 4224 118150.000SH SOLE 118150.000
7096 198500.000SH DEFINED 01 198500.000
ELDORADO BANCSHARES INC COM 28467W106 1087 150000.000SH SOLE 150000.000
ESCO TECHNOLOGIES, INC COM 269030102 1470 86500.000SH SOLE 86500.000
2133 125500.000SH DEFINED 01 125500.000
EXELIXIS PHARM COM 30161Q104 16807 503571.427SH SOLE 503571.427
FASTENAL COM 311900104 1012 20000.000SH DEFINED 01 20000.000
FIRST UN CORP COM 337358105 1762 71000.000SH DEFINED 01 71000.000
FIRSTCOM CORPORATION COM 33763T104 889 59000.000SH SOLE 59000.000
FOREST CITY ENT, INC CL A 345550107 15738 471562.000SH SOLE 471562.000
3104 93000.000SH DEFINED 01 93000.000
FOREST CITY ENT, INC CL B 345550305 10816 304130.000SH SOLE 304130.000
2123 59700.000SH DEFINED 01 59700.000
GELTEX PHARMACEUTICALS COM 368538104 2244 109800.000SH DEFINED 01 109800.000
GENERAL DATACOMM INDS, INC COM 369487103 729 120250.000SH SOLE 120250.000
561 92500.000SH DEFINED 01 92500.000
GENERAL MOTORS CORP CL H COM 370442832 3453 39345.000SH SOLE 39345.000
GENTA, INC COM 37245M207 109 16800.000SH SOLE 16800.000
GENZYME CORP COM 372917104 10737 180648.000SH SOLE 180648.000
5944 100000.000SH DEFINED 01 100000.000
GENZYME CORP TISSUE REP COM 372917401 604 115041.720SH SOLE 115041.720
1608 306314.000SH DEFINED 01 306314.000
GENZYME MOLECULAR COM 372917500 526 37945.002SH SOLE 37945.002
150 10805.000SH DEFINED 01 10805.000
GENZYME SURG PRODUCTS COM 372917609 907 91311.676SH SOLE 91311.676
178 17901.000SH DEFINED 01 17901.000
GENZYME TRANSGENICS CORP COM 37246E105 5335 196700.000SH SOLE 196700.000
3187 117500.000SH DEFINED 01 117500.000
GLOBAL TELESYSTEMS GRP COM 37936U104 1206 100000.000SH DEFINED 01 100000.000
GRAHAM CORP COM 384556106 153 20100.000SH SOLE 20100.000
HEAVENLYDOOR.COM, INC COM 42248Q106 73 97761.000SH SOLE 97761.000
HENRY SCHEIN INC COM 806407102 1432 83000.000SH SOLE 83000.000
HOMETOWN AUTO COM 437858103 18 6000.000 SH SOLE 6000.000
74 24750.000SH DEFINED 01 24750.000
HUBBELL, INC CL B 443510201 930 36462.000SH DEFINED 01 36462.000
ILEX ONCOLOGY INC COM 451923106 2408 68300.000SH DEFINED 01 68300.000
IMMUNEX CORP COM 452528102 979 19800.000SH SOLE 19800.000
5043 102000.000SH DEFINED 01 102000.000
IMMUNOGEN INC COM 45253H101 156 12900.000SH SOLE 12900.000
INTERTAN COM 461120107 723 61500.000SH SOLE 61500.000
9845 837850.000SH DEFINED 01 837850.000
INTRABIOTIC PHARM COM 46116T100 1201 45000.000SH SOLE 45000.000
3763 141000.000SH DEFINED 01 141000.000
IRON MOUNTAIN COM 46284P104 1938 57000.000SH DEFINED 01 57000.000
KNIGHT TRANSPORTATION COM 499064103 1194 82000.000SH DEFINED 01 82000.000
LITTLE SWITZERLAND COM 537528101 141 348100.000SH SOLE 348100.000
LORUS THERAPEUTICS INC COM 544191109 128 62000.000SH SOLE 62000.000
MICROCIDE PHARM, INC COM 595018102 147 17100.000SH SOLE 17100.000
NCO GROUP COM 628858102 2312 100000.000SH DEFINED 01 100000.000
NOVA CORP COM 669784100 1397 50000.000SH DEFINED 01 50000.000
OLD REPUBLIC INTL, INC COM 680223104 1655 100316.000SH SOLE 100316.000
OMEGA ORTHO, INC WT 681973111 0 30000.000SH SOLE 30000.000
OMNICARE, INC COM 681904108 888 98000.000SH SOLE 98000.000
2751 303600.000SH DEFINED 01 303600.000
ORTHOFIX INTL N V COM N6748L102 2554 142900.000SH SOLE 142900.000
2515 140700.000SH DEFINED 01 140700.000
PACIFIC CENTURY FIN'L CORP COM 694058108 1411 96496.000SH SOLE 96496.000
PACIFIC GATEWAY PPTYS COM 694330101 227 19000.000SH SOLE 19000.000
PENTEGRA DENTAL GROUP COM 709637102 7 10680.000SH SOLE 10680.000
PENTON MEDIA COM 709668107 71407 2040194.0000SH SOLE 2040194.0000
PETCO COM 716016100 1982 101000.000SH DEFINED 01 101000.000
PETSMART COM 716768106 27 8000.000 SH SOLE 8000.000
1707 505800.000SH DEFINED 01 505800.000
PITTSTON BRINKS GROUP COM 725701106 190 13881.000SH SOLE 13881.000
173 12603.800SH DEFINED 01 12603.800
PREMIER PARKS COM 740540208 1706 75000.000SH DEFINED 01 75000.000
PRENTISS PPTYS TR COM 740706106 319 13300.000SH SOLE 13300.000
2400 100000.000SH DEFINED 01 100000.000
PROLOGIS TRUST COM 743410102 10102 473981.990SH SOLE 473981.990
1918 90000.000SH DEFINED 01 90000.000
PROTEIN DESIGN LABS COM 74369L103 49 300.000 SH SOLE 300.000
4289 26000.000SH DEFINED 01 26000.000
PUERTO RICAN CEMENT, INC COM 745075101 1950 70100.000SH DEFINED 01 70100.000
RADIANCE MEDICAL SYSTEMS COM 750241101 6714 789871.000SH SOLE 789871.000
REGENCY REALTY CORP COM 758939102 2068 87072.000SH SOLE 87072.000
REGIS CORP COM 758932107 1250 100000.000SH DEFINED 01 100000.000
RIBOZYME PHARM, INC COM 762567105 878 34000.000SH SOLE 34000.000
RIDDELL SPORTS COM 765670104 471 114100.000SH DEFINED 01 114100.000
RIVIERA TOOL CO COM 769648106 632 183905.000SH SOLE 183905.000
ROUSE CO COM 779273101 940 38000.000SH DEFINED 01 38000.000
SCAN SOURCE COM 806037107 2760 71000.000SH DEFINED 01 71000.000
SCHOOL SPECIALTY COM 807863105 928 50000.000SH SOLE 50000.000
928 50000.000SH DEFINED 01 50000.000
SECURITY CAP GROUP, INC CL B 81413p204 5452 320711.000SH SOLE 320711.000
5015 295000.000SH DEFINED 01 295000.000
SECURITY CAP GROUP, INC CL A 81413p105 5434 6574.726 SH SOLE 6574.726
SECURITY CAPITAL US REALTY COM 814136206 14334 807532.000SH SOLE 807532.000
SHEFFIELD PHARM, INC COM 82123D309 116 20000.000SH SOLE 20000.000
SPATIAL TECH, INC COM 847246105 138 35124.000SH SOLE 35124.000
SPEIZMAN INDS, INC COM 847805108 414 130000.000SH SOLE 130000.000
SPSS, INC COM 78462k102 641 22000.000SH SOLE 22000.000
STANCORP FIN'L GROUP INC COM 852891100 1253 39000.000SH SOLE 39000.000
STAPLES, INC COM 855030102 2306 150000.000SH DEFINED 01 150000.000
SUPERIOR FINANCIAL COM 868159104 484 47500.000SH SOLE 47500.000
SYNAPTIC PHARM CORP COM 87156R109 151 29375.000SH SOLE 29375.000
TEVA PHARM INDS LTD ADR COM 881624209 13412 241922.000SH SOLE 241922.000
8205 148000.000SH DEFINED 01 148000.000
TEXAS INSTRUMENTS COM 882508104 9191 133813.680SH DEFINED 01 133813.680
THERMEDICS, INC COM 883901100 190 22500.000SH SOLE 22500.000
THERMO CARDIOSYSTEMS, INC COM 88355K200 2730 272999.000SH SOLE 272999.000
2688 268836.000SH DEFINED 01 268836.000
THERMO ELECTRON CORP COM 883556102 6714 318777.000SH SOLE 318777.000
1851 87875.000SH DEFINED 01 87875.000
THERMO FIBERGEN RT 88355U117 140 281000.000SH SOLE 281000.000
36 72000.000SH DEFINED 01 72000.000
THERMO FIBERGEN, INC COM 88355U109 3534 288500.000SH SOLE 288500.000
882 72000.000SH DEFINED 01 72000.000
THERMO FIBERTEK, INC COM 88355W105 532 111937.000SH SOLE 111937.000
THERMO INSTRUMENT SYS, INC COM 883559106 9 35156.000SH SOLE 35156.000
THERMOLASE CORP COM 883624108 189 67346.000SH DEFINED 01 67346.000
THERMOTREX CORP COM 883666109 514 46440.000SH SOLE 46440.000
TREX MEDICAL CORP COM 89531R101 119 59500.000SH SOLE 59500.000
TTI TEAM TELECOM COM M88258104 1730 48050.000SH SOLE 48050.000
1530 42500.000SH DEFINED 01 42500.000
TUT SYS, INC COM 901103101 1434 25000.000SH DEFINED 01 25000.000
UNITED FIRE & CASUALTY CO COM 910331107 209 13500.000SH DEFINED 01 13500.000
VALENTIS, INC COM 91913E104 159 13500.000SH SOLE 13500.000
VARIAN MEDICAL COM 92220P105 223 5700.000 SH DEFINED 01 5700.000
VERAMARK TECH, INC COM 923351100 133 35000.000SH SOLE 35000.000
VERSUS TECHNOLOGY, INC COM 925313108 1193 3470000.000SH SOLE 3470000.000
VETERINARY CTRS OF AM, INC COM 925514101 337 24500.000SH SOLE 24500.000
WEBSTER FINANCIAL CORP COM 947890109 1065 48000.000SH DEFINED 01 48000.000
WHOLE FOODS MKT, INC COM 966837106 6337 153400.000SH SOLE 153400.000
6841 165600.000SH DEFINED 01 165600.000
ZANY BRAINY COM 98906Q101 70 26800.000SH DEFINED 01 26800.000
ZEBRA TECH CORP CL A 989207105 301 6800.000 SH DEFINED 01 6800.000
</TABLE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 164
Form 13F Information Table Value Total: $437,713 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
01 Unknown Pegasus Associates, Inc.
