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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: 3/31/00
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Vontobel USA Inc.
Address: 450 Park Avenue
New York, NY 10022
Form 13F File Number: 28-4490
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joseph Mastoloni
Title: Assistant Vice President/Compliance Officer
Phone: (212) 415-7051
Signature, Place, and Date of Signing:
/s/ Joseph Mastoloni New York, NY May 15, 2000
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[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
2
[ ] 13F NOTICE. (Check here if no holdings reported are in this report and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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<TABLE>
<CAPTION>
Title of Value Shares/
Name of Issuer Class CUSIP (x$1,000) Prn Amt
- -------------- -------- --------- --------- -------
<S> <C> <C> <C> <C>
Ace Ltd. ORD G0070K103 4,918 215,000
Adobe Systems Inc. COM 00724F101 434 3,900
Albertsons Inc. COM 013104104 4,319 139,900
American Home Prods. Corp. COM 026609107 758 14,100
American Intl. Group Inc. COM 026874107 3,219 29,400
American Pwr. Conversion
Corp. COM 029066107 1,140 26,600
Apple Computer Inc. COM 037833100 937 6,900
Applied Materials Inc. COM 038222105 650 6,900
Alltel Corp COM 020039103 731 11,550
Bed Bath & Beyond Inc. COM 075896100 882 22,400
Berkshire Hathaway Inc Del CLA 084670108 7,550 132
Bellsouth Corp. COM 079860102 984 21,000
California Center Bank of
Los Angeles COM 13007A103 2,722 199,748
Chubb Corp. COM 171232101 5,432 80,400
Citigroup Inc. COM 172967101 1,042 17,400
Comerica Inc. COM 200340107 720 17,200
Computer Associates
Intl. Inc. COM 204912109 1,042 17,600
Countrywide Credit Industry
Del. COM 222372104 396 14,500
CVS Corp. COM 126650100 6,780 180,500
Dallas Semiconductor Corp COM 235204104 732 20,050
Dell Computer Corp. COM 247026109 394 7,300
Dollar General Corp. COM 268869102 6,794 252,800
Donaldson Inc. COM 257651109 538 23,850
Ecolab Inc. COM 278865100 714 19,450
Emerson Electric Co. COM 291011104 701 13,200
Ethan Allen Interiors Inc. COM 297602104 4,030 149,950
Federal Home Loan Mortgage
Corp. COM 313400301 12,589 284,900
Federal National Mortgage
Association COM 313586109 12,072 213,426
Gannett Co. COM 364730101 4,483 63,700
Gillette Co. CL.A 375766102 3,806 101,000
Health Management
Associates Inc. New COM 421933102 4,819 338,200
Hewlett Packard Co. COM 428236103 724 5,450
Home Depot Inc. COM 437076102 477 7,400
Horace Mann Educators Corp.
New COM 440327104 6,770 367,200
IMS Health Inc. COM 449934108 2,871 169,500
Intel Corp. COM 458140100 1,096 8,050
Interpublic Group Cos. Inc. COM 450690100 463 9,800
IPC Holdings Ltd. COM G4933P101 2,136 178,000
Johnson & Johnson COM 478160104 5,508 78,400
Knight Ridder Inc. COM 499040103 3,767 73,500
McDonalds Corp. COM 580135101 4,429 118,500
Merck & Co. COM 589331107 671 10,800
Mercury General Corp. New COM 589400100 7,151 242,400
Microsoft Corp. COM 594918104 1,211 11,400
Morgan Stanley Dean Witter
& Co. COM NEW 617446448 348 4,200
Motorola Inc. COM 620076109 701 4,800
Nucor Corp. COM 670345105 450 9,000
Novellus Systems Inc. COM 670008101 1,030 18,350
Old Republic International
Corp. COM 690223104 3,996 290,582
Paine Webber Group Inc. COM 695629105 603 13,700
Patterson Dental Co. COM 703412108 608 15,900
Pepsico Inc. COM 713448108 140 4,000
Pfizer Inc. COM 717081103 739 20,200
Renaissance Re Holdings Ltd. COM G74960103 4,034 98,700
SBC Communications Inc. COM 78387G103 910 21,600
Sherwin Williams Co. COM 824348106 4,947 223,600
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
Other -----------------------------
Name of Issuer Sh/Prn Put/Call Invstmt Dscretn Managers Sole Shared None
- -------------- ------ -------- --------------- -------- ------- -------- ------
<S> <C> <C> <C> <C> <C> <C> <C>
Ace Ltd. SH Sole 215,000
Adobe Systems Inc. SH Sole 3,900
Albertsons Inc. SH Sole 139,900
American Home Prods. Corp. SH Sole 14,100
American Intl. Group Inc. SH Sole 29,400
American Pwr. Conversion
Corp. SH Sole 26,600
Apple Computer Inc. SH Sole 6,900
Applied Materials Inc. SH Sole 6,900
Alltel Corp SH Sole 11,550
Bed Bath & Beyond Inc. SH Sole 22,400
Berkshire Hathaway Inc Del SH Sole 132
Bellsouth Corp. SH Sole 21,000
California Center Bank of
Los Angeles SH Sole 199,748
Chubb Corp. SH Sole 80,400
Citigroup Inc. 17,400
Comerica Inc. SH Sole 17,200
Computer Associates
Intl. Inc. SH Sole 17,600
Countrywide Credit Industry
Del. SH Sole 14,500
CVS Corp. SH Sole 180,500
Dallas Semiconductor Corp SH Sole 20,050
Dell Computer Corp. SH Sole 7,300
Dollar General Corp. SH Sole 252,800
Donaldson Inc. SH Sole 23,850
Ecolab Inc. SH Sole 19,450
Emerson Electric Co. SH Sole 13,200
Ethan Allen Interiors Inc. SH Sole 149,950
Federal Home Loan Mortgage
Corp. SH Sole 284,900
Federal National Mortgage
Association SH Sole 213,426
Gannett Co. SH Sole 63,700
Gillette Co. SH Sole 101,000
Health Management
Associates Inc. New SH Sole 338,200
Hewlett Packard Co. SH Sole 5,450
Home Depot Inc. SH Sole 7,400
Horace Mann Educators Corp.
New SH Sole 367,200
IMS Health Inc. SH Sole 169,500
Intel Corp. SH Sole 8,050
Interpublic Group Cos. Inc. SH Sole 9,800
IPC Holdings Ltd. SH Sole 178,000
Johnson & Johnson SH Sole 78,440
Knight Ridder Inc. SH Sole 73,500
McDonalds Corp. SH Sole 118,500
Merck & Co. SH Sole 10,800
Mercury General Corp. New SH Sole 242,400
Microsoft Corp. SH Sole 11,400
Morgan Stanley Dean Witter
& Co. SH Sole 4,200
Motorola Inc. SH Sole 4,800
Nucor Corp. SH Sole 9,000
Novellus Systems Inc. SH Sole 18,350
Old Republic International
Corp. SH Sole 290,582
Paine Webber Group Inc. SH Sole 13,700
Patterson Dental Co. SH Sole 15,900
Pepsico Inc. SH Sole 4,000
Pfizer Inc. SH Sole 20,200
Renaissance Re Holdings Ltd. SH Sole 98,700
SBC Communications Inc. SH Sole 21,600
Sherwin Williams Co. SH Sole 223,600
</TABLE>
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<TABLE>
<CAPTION>
Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other ----------------
Name of Issuer Class CUSIP (x$1,000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- --------- ------ --------- -------- --- ---- -------- -------- ------- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Stryker Corp. COM 863667101 2,127 30,500 SH Sole 30,500
Synovus Financial Corp. COM 87161C105 498 26,400 SH Sole 26,400
Tellabs Inc. COM 879664100 580 9,200 SH Sole 9,200
Texaco Inc. COM 881694103 779 14,500 SH Sole 14,500
Unum Corp. COM 903192102 1,540 90,943 SH Sole 90,943
Watts Industries Inc. CL.A. 942749102 2,357 190,500 SH Sole 190,500
Wells Fargo & Co. Del. COM 949740104 6,080 149,200 SH Sole 149,200
Wrigley William Jr., Co. COM 982526105 2,450 31,900 SH Sole 31,900
Exxon Corp. COM 302290101 460 5,900 SH Sole 5,900
Aegon N.V. ORD. Amer.
REG. 007924103 8,340 103,602 SH Sole 103,602
British Pete PLC. American
Shares 110889409 9,831 184,620 SH Sole 184,620
Elan PLC. ADR 284131208 11,647 245,200 SH Sole 245,200
Nokia Corp. SPONS.
ADR 654902204 31,632 145,600 SH Sole 145,600
India Fund Inc. COM 454089103 3,473 204,318 SH Sole 204,318
Telecommunicacoes SPON ADH
Brasileiras SA PFD BLK 879287308 3,970 26,555 SH Sole 26,555
Gilat Satellite Networks
LTD. ORD M51474100 2,310 19,700 SH Sole 19,700
Matav-Cable Sys Media LTD. SPONS
ADR 576561104 1,181 24,100 SH Sole 24,100
SK Telecom LTD SPONS
ADR 78440P108 2,008 52,150 SH Sole 52,150
Telefones De Mexico SA SP ADR
REP ORD 879403780 6,916 103,800 SH Sole 103,800
Telefonica DE SPNSR
Argentina SA ADR CL B 879378206 1,099 28,000 SH Sole 28,000
Morgan Stanley India
Invt. FD. COM 61745C105 165 12,500 SH Sole 12,500
Taiwan Semiconductor SPONS
Mfg. Ltd. ADR 87403910087 2,348 41,200 SH Sole 41,200
Orbotech Ltd. ORD M75253100 2,448 28,800 SH Sole 28,800
</TABLE>
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FORM 13F SUMMARY PAGE
<TABLE>
<S> <S>
Report Summary:
Number of Other Included Managers None
From 13F Information Table Entry Total: 79
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Form 13F Information Table Value Total: $256,347
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(thousands)
</TABLE>
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
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