UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED
DECEMBER 31, 1999.
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM TO
COMMISSION FILE NUMBER 0-28376
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PROFESSIONAL LEASE MANAGEMENT INCOME FUND I, L.L.C.
(Exact name of registrant as specified in its charter)
DELAWARE 94-3209289
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
ONE MARKET, STEUART STREET TOWER
SUITE 800, SAN FRANCISCO, CA 94105-1301
(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code (415) 974-1399
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Indicate by check mark whether the registrant (1) has filed all reports required
to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days. Yes X No
Aggregate market value of voting stock: N/A
An index of exhibits filed with this Form 10-K/A is located at page 4.
Total number of pages in this report: 45.
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PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K
(A) 1. Financial Statements
The financial statements listed in the accompanying Index to
Financial Statements are filed as part of this Annual Report on
Form 10-K/A.
2. Financial Statements required under Regulation S-X Rule 3-09
The following financial statements are filed as Exhibits of this
Annual Report on Form 10K/A:
a. Spear Partnership
b. TAP Trust
c. TWA Trust S/N 49183
d. Canadian Air Trust #2
e. Canadian Air Trust #3
(B) Reports on Form 8-K
None.
(C) Exhibits
4. Operating Agreement of Fund, incorporated by reference to the
Fund's Registration Statement on Form S-1 (Reg. No. 33-55796) which
became effective with the Securities and Exchange Commission on May
25, 1993.
10.1 Management Agreement between Fund and PLM Investment Management,
Inc., incorporated by reference to the Fund's Registration
Statement on Form S-1 (Reg. No. 33-55796) which became effective
with the Securities and Exchange Commission on May 25, 1993.
10.2 $25.0 Million Note Agreement, dated as of December 30, 1996,
incorporated by reference to the Fund's 1996 Annual Report on Form
10-K filed with the Securities and Exchange Commission on March 14,
1997.
10.3 Fourth Amended and Restated Warehousing Credit Agreement, dated as
of December 15, 1998, with First Union National Bank, incorporated
by reference to the Fund's 1998 Annual Report on Form 10-K/A filed
with the Securities and Exchange Commission on January 5, 2000.
10.4 First amendment to the Fourth Amended and Restated Warehouse
Credit Agreement dated December 10, 1999.
24. Powers of Attorney.
Financial Statements required under Regulation S-X Rule 3-09:
99.1 Spear Partnership.
99.2 TAP Trust.
99.3 TWA Trust S/N 49183.
99.4 Canadian Air Trust #2.
99.5 Canadian Air Trust #3.
(This space intentionally left blank.)
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the Fund has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
The Fund has no directors or officers. The Manager has signed on behalf of the
Fund by duly authorized officers.
Date: August 28, 2000 PROFESSIONAL LEASE MANAGEMENT
INCOME FUND I
By: PLM Financial Services, Inc.
Manager
By: /s/ Douglas P. Goodrich
Douglas P. Goodrich
President and Director
By: /s/ Richard K Brock
Richard K Brock
Chief Financial Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this Report
has been signed below by the following directors of the Fund's Manager on the
dates indicated.
Name Capacity Date
*_________________________
Robert N. Tidball Director - FSI August 28, 2000
*_________________________
Douglas P. Goodrich Director - FSI August 28, 2000
*_________________________
Steven M. Bess Director - FSI August 28, 2000
* Susan C. Santo, by signing her name hereto, does sign this document on behalf
of the persons indicated above pursuant to powers of attorney duly executed by
such persons and filed with the Securities and Exchange Commission.
/s/Susan C. Santo
Susan C. Santo
Attorney-in-Fact
<PAGE>
PROFESSIONAL LEASE MANAGEMENT INCOME FUND I, L.L.C.
INDEX OF EXHIBITS
Exhibit Page
4. Operating Agreement of Fund. *
10.1 Management Agreement between Fund and PLM Investment *
Management, Inc.
10.2 $25.0 Million Note Agreement, dated as of December 30, 1996. *
10.3 Fourth Amended and restated Warehousing Credit Agreement,
dated as of December 15, 1998, with First Union National Bank *
10. 4 First amendment to the Fourth Amended and Restated
Warehouse Credit Agreement dated December 10, 1999. 47-51
24. Powers of Attorney. 52-54
Financial Statements required under Regulation S-X Rule 3-09:
99.1 Spear Partnership. 55-63
99.2 TAP Trust, financial statements. 64-71
99.3 TWA Trust S/N 49183. 72-79
99.4 Canadian Air Trust #2. 80-88
99.5 Canadian Air Trust #3. 89-96
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* Incorporated by reference. See page 26 of this report.