UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No.)*
Mutual Bancompany, Inc.
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(Name of Issuer)
Common Stock, par value $.01 per Share
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(Title of Class of Securities)
62823P109
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(CUSIP Number)
Lakeshore Capital, Inc.
Jay D. Johnson (630) 655-3300
6262 S. Route 83, Suite 303, Willowbrook, IL 60514-2985
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
October 4, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A
fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five
percent of the class of securities described in Item 1; and (2) has
filed no amendment subsequent thereto reporting beneficial ownership of
five percent or less of such class.) (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person s inititial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
SEC 1746 (12-91) Page 1 of 7
<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 2 OF 7 PAGES
---------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lakeshore Capital, Inc.
36-3868589
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 19,800
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
19,800
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SEC 1746 (12-91) Page 2 of 7
<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 3 OF 7 PAGES
---------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Aqua Fund L.P.
36-3868593
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 14,800
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
14,800
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,800
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.44%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SEC 1746 (12-91) Page 3 of 7
<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 4 OF 7 PAGES
---------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lakeshore Harbor Fund L.P.
36-4050270
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 5,000
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
5,000
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,000
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.50%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
SEC 1746 (12-91) Page 4 of 7
<PAGE>
ITEM 1. SECURITY AND ISSUE
------------------
This Schedule 13D filed October 11, 1996 by Lakeshore Capital,
Inc. ("Lakeshore"), Aqua Fund L.P. ("Aqua Fund") and Lakeshore Harbor
Fund L.P. ("Harbor") relates to the shares of common stock, par value
$.01 per share (the "Common Stock" or "the Shares"), of Mutual
Bancompany, Inc. (the "Company"), with its principal executive offices
located at 101 West McCarty Street, Jefferson City, MO 65101.
ITEM 2. IDENTITY AND BACKGROUND
-----------------------
This Schedule 13D is being filed by the following reporting persons:
(I) Lakeshore
(II) Aqua Fund; and
(III) Harbor
Lakeshore, a corporation incorporated under the laws of the
State of Illinois, is the sole general partner of Aqua Fund and Harbor,
both limited partnerships organized under the laws of the State of
Illinois. Aqua Fund and Harbor are private investment partnerships
engaged in the purchase and sale of securities for investment for their
own account. Lakeshore is in the business of serving as the general
partner of Aqua Fund and Harbor and in some cases, as an advisor with
discretionary power for a limited number of clients with respect to
their investments in securities. Jay D. Johnson ("Johnson") is the
sole stockholder and the only officer and director of Lakeshore. The
business address of Lakeshore, Aqua Fund and Harbor is 6262 South Route
83, Suite 303, Willowbrook, IL 60514.
Lakeshore, Aqua Fund and Harbor have not, during the last five
years, been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors, if any), nor have any of the
forgoing been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction as a result of which any
of them was or is subject to a judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation
with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS
--------------------------------------------------
As of October 11, 1996, Aqua Fund was the owner of record and
the beneficial owner of 14,800 shares. The source of funds used by
Aqua Fund to purchase the Shares, which are not marginable, was Aqua
Fund s working capital. Aqua Fund, from time to time, borrows funds
through customary margin accounts with Bear Stearns Securities Corp.
(the "margin lender"), thus increasing its available working capital.
Aqua Fund's obligations under the margin accounts are secured by the
marginable equity securities owned by Aqua Fund. As noted above,
however, because the Shares are not marginable, Aqua Fund utilized
working capital to purchase the Shares.
Lakeshore has no ownership interest in the funds or property of
Aqua Fund, except for its interest as general partner of Aqua Fund.
Johnson and his wife have invested as limited partners in Aqua Fund.
As of October 11, 1996, Harbor was the owner of record and the
beneficial owner of 5,000 shares. The source of funds used by Harbor to
purchase the Shares, which are not marginable, was Harbor's working
capital. Harbor, from time to time, borrows funds through customary
margin accounts with the margin lender, thus increasing its available
working capital. Harbor's obligations under the margin accounts are
secured by the marginable equity securities owned by Harbor. As noted
above, however, because the Shares are not marginable, Harbor utilized
working capital to purchase the Shares.
Lakeshore has no ownership interest in the funds or property of
Harbor, except for its interest as general partner of Harbor. Johnson
has invested as a limited partner in Harbor.
SEC 1746 (12-91) Page 5 of 7
<PAGE>
ITEM 4. PURPOSE OF TRANSACTION
----------------------
Both Aqua Fund and Harbor acquired the Shares for investment
purposes, and only in the ordinary course of their business or
investment activities. In the ordinary course of business, the
reporting parties from time to time evaluate holdings of securities and
will continue to review the prospects of the Company, and based upon
such evaluation and on market conditions, economic conditions and other
relevant factors, may in the future acquire additional Shares or dispose
of Shares.
The reporting persons under this Schedule 13D have no present
plans or proposals which would result in or relate to any of the
transactions described in paragraphs (a) through (j) of Item 4 of
Schedule 13D. In the future, however, the reporting persons reserve the
right to adopt such plans or proposals subject to applicable regulatory
requirements, if any.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
------------------------------------
(a) Number and Percentage
---------------------
Aqua Fund beneficially owns 14,800 Shares representing
4.44% of the outstanding Shares. Harbor beneficially owns 5,000
Shares representing 1.50% of the outstanding Shares.
(b) Power to Vote/Dispose of Shares
-------------------------------
Aqua Fund and Harbor do not have the sole power to vote
or the sole power to dispose of any Shares, rather Aqua Fund and
Harbor have the shared power to vote and the shared power to
dispose of 14,800 and 5,000 Shares, respectively.
Lakeshore (as the general partner of Aqua Fund and
Harbor) does not have the sole power to vote or the sole power to
dispose of any Shares, rather Lakeshore has the shared power to
vote and the shared power to dispose of 19,800 Shares.
(c) Purchases in the Last 60 Days
-----------------------------
The following table details the transactions by Aqua
Fund and Harbor in the Shares within the 60 day period prior to
the date of filing this Schedule 13D.
<TABLE>
<CAPTION>
DATE OF AMOUNT PRICE TYPE OF
TRANSACTION OF SHARES PER SHARE TRANSACTION
<S> <C> <C> <C>
- --------------- --------- --------- ----------------------------------
August 9, 1996 5,000 $21.2500 Purchase By Aqua Fund from Nasdaq
August 12, 1996 5,000 $21.2500 Purchased By Harbor from Nasdaq
October 4, 1996 9,800 $22.1250 Purchased By Aqua Fund from Nasdaq
</TABLE>
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
-------------------------------------------------------------
RESPECT TO SECURITIES OF THE ISSUER
-----------------------------------
Except as described above, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) among the persons
named in Item 2 hereof or between such persons and any other persons.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
--------------------------------
No Exhibits are required to be filed
ITEM 8. AGREEMENT REGARDING JOINT FILING
--------------------------------
The undersigned hereby agree that this statement on Schedule 13D
relating to shares of Common Stock, $.01 par value, of Mutual
Bancompany, Inc. be, and any amendments to this Statement will
be, filed on behalf of each of the undersigned.
SEC 1746 (12-91) Page 6 of 7
<PAGE>
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Date: October 11, 1996
LAKESHORE CAPITAL, INC.
/s/ Jay D. Johnson
By:_______________________________________
Jay D. Johnson, President
AQUA FUND L.P.
By: LAKESHORE CAPITAL, INC., as General Partner
/s/ Jay D. Johnson
By:______________________________________
Jay D. Johnson, President
LAKESHORE HARBOR FUND L.P.
By: LAKESHORE CAPITAL, INC. as General Partner
/s/ Jay D. Johnson
By:_______________________________________
Jay D. Johnson, President
SEC 1746 (12-91) Page 7 of 7
