UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
Mutual Bancompany, Inc.
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(Name of Issuer)
Common Stock, par value $.01 per Share
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(Title of Class of Securities)
62823P109
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(CUSIP Number)
Lakeshore Capital, Inc.
Jay D. Johnson (630) 655-3300
6262 S. Route 83, Suite 303, Willowbrook, IL 60514-2985
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
October 28, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A
fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five
percent of the class of securities described in Item 1; and (2) has
filed no amendment subsequent thereto reporting beneficial ownership of
five percent or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's inititial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
Page 1 of 7
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<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 2 OF 7 PAGES
---------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lakeshore Capital, Inc.
36-3868589
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
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7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 7
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<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 3 OF 7 PAGES
---------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Aqua Fund L.P.
36-3868593
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
- ------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 7
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<PAGE>
SCHEDULE 13D
CUSIP NO. 62823P109 PAGE 4 OF 7 PAGES
---------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lakeshore Harbor Fund L.P.
36-4050270
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [_]
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
- ------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
- ------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Illinois
- ------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
-----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
- ------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- ------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- ------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
-0-
- ------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 7
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ITEM1. SECURITY AND ISSUE
This Schedule 13D filed November 6, 1996 by Lakeshore Capital,
Inc. ("Lakeshore"), Aqua Fund L.P. ("Aqua Fund") and Lakeshore Harbor
Fund L.P. ("Harbor") relates to the shares of common stock, par value
$.01 per share (the "Common Stock" or the "Shares"), of Mutual
Bancompany, Inc. (the "Company"), with its principal executive offices
located at 101 West McCarty Street, Jefferson City, MO 65101.
ITEM 2. IDENTITY AND BACKGROUND
This Schedule 13D is being filed by the following reporting persons:
I. Lakeshore
II. Aqua Fund; and
III. Harbor
Lakeshore, a corporation incorporated under the laws of the
State of Illinois, is the sole general partner of Aqua Fund and Harbor,
both limited partnerships organized under the laws of the State of
Illinois. Aqua Fund and Harbor are private investment partnerships
engaged in the purchase and sale of securities for investment for their
own account. Lakeshore is in the business of serving as the general
partner of Aqua Fund and Harbor and in some cases, as an advisor with
discretionary power for a limited number of clients with respect to
their investments in securities. Jay D. Johnson ("Johnson") is the sole
stockholder and the only officer and director of Lakeshore. The
business address of Lakeshore, Aqua Fund and Harbor is 6262 South Route
83, Suite 303, Willowbrook, IL 60514.
Lakeshore, Aqua Fund and Harbor have not, during the last five
years, been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors, if any), nor have any of the
forgoing been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction as a result of which any
of them was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect
to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS
As of October 28, 1996, Aqua Fund has no ownership and is not
a beneficial owner of any Shares.
Lakeshore has no ownership interest in the funds or property of
Aqua Fund, except for its interest as general partner of Aqua Fund.
Johnson and his wife have invested as limited partners in Aqua Fund.
As of October 28, 1996, Harbor has no ownership and is not a
beneficial owner of any Shares.
Lakeshore has no ownership interest in the funds or property of
Harbor, except for its interest as general partner of Harbor. Johnson
has invested as a limited partner in Harbor.
ITEM 4. PURPOSE OF TRANSACTION
On October 28, 1996, Roosevelt Financial Group, Inc. acquired
the Company. Holders of the Company's Shares received 1.3235 shares of
Roosevelt Financial Group, Inc. in exchange for 1 Share of the Company.
Therefore, as of October 28, 1996, the acquisition date, Lakeshore, Aqua
Fund and Harbor no longer hold any of the Company's Shares.
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ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Number and Percentage
---------------------
Aqua Fund no longer owns any of the Company's Shares.
Harbor no longer owns any of the Company's Shares.
(b) Power to Vote/Dispose of Shares
-------------------------------
Aqua Fund and Harbor do not have the sole power to vote
or the sole power to dispose of any Shares. They also do not have the
shared power to vote and the shared power to dispose of any Shares.
Lakeshore (as the general partner of Aqua Fund and
Harbor) does not have the sole power to vote or the sole power to
dispose of any Shares and Lakeshore does not have the shared power to
vote and the shared power to dispose of any Shares.
(c) Transactions during the past 60 days or since the most
------------------------------------------------------
recent filing on Schedule 13-D
------------------------------
The following table details the transactions by Aqua
Fund and/or Harbor in the Shares since October 28, 1996, the date
through which transactions were disclosed in the Schedule 13D dated
October 28, 1996.
Date of Amount Price Type of
Transaction of Shares Per Share Transaction
----------- --------- --------- -----------
October 28, 1996 0 $0.00 The Company was acquired by
Roosevelt Financial Group, Inc.
(d) Other Persons with Control over Shares
--------------------------------------
None
(e) Date Beneficial Owner Ceased to Own more than 5% of the Shares
--------------------------------------------------------------
Lakeshore, Aqua Fund and Harbor ceased to be the beneficial
owners of more than 5% of the Shares on October 28, 1996.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
Except as described above, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) among the persons
named in Item 2 hereof or between such persons and any other persons
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
No Exhibits are required to be filed
ITEM 8. AGREEMENT REGARDING JOINT FILING
The undersigned hereby agree that this statement on Schedule 13D
relating to shares of Common Stock, $.01 par value, of Mutual
Bancompany, Inc. be, and any amendments to this Statement will be, filed
on behalf of each of the undersigned.
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
Date: November 6, 1996
LAKESHORE CAPITAL, INC.
/s/ Jay D. Johnson
By:_______________________________________
Jay D. Johnson, President
AQUA FUND L.P.
By: LAKESHORE CAPITAL, INC. as General Partner
/s/ Jay D. Johnson
By:______________________________________
Jay D. Johnson, President
LAKESHORE HARBOR FUND L.P.
By: LAKESHORE CAPITAL, INC. as General Partner
/s/ Jay D. Johnson
By:_______________________________________
Jay D. Johnson, President
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