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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (date of earliest event reported): October 5, 1998
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ASPEN TECHNOLOGY, INC.
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(Exact name of registrant as specified in its charter)
DELAWARE 0-24786 04-2739697
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(State or other jurisdiction (Commission (IRS employer
of incorporation) file number) identification no.)
TEN CANAL PARK, CAMBRIDGE, MASSACHUSETTS 02141
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(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: (617) 949-1000
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NOT APPLICABLE
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(Former name or former address, if changed since last report)
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ITEM 5. OTHER EVENTS.
On October 5, 1998, a purported class action lawsuit was filed in the
United States District Court for the District of Massachusetts against the
Company and certain of its officers and directors, on behalf of purchasers of
the Company's common stock between April 28, 1998 and October 2, 1998. The
lawsuit seeks an unspecified amount of damages and claims violations of Sections
10(b) and 20(a) of the Securities Exchange Act of 1934, alleging that the
defendants issued a series of materially false and misleading statements
concerning the Company's financial condition, its operations and integration of
several acquisitions. The Company believes it has meritorious legal defenses to
the lawsuit and intends to defend vigorously against this action. The Company is
currently unable, however, to determine whether resolution of this matter will
have a material adverse impact on the Company's financial position or results of
operations, or reasonably estimate the amount of the loss, if any, that may
result from resolution of this matter.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ASPEN TECHNOLOGY, INC.
Date: October 7, 1998 By: /s/ Lisa W. Zappala
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Lisa W. Zappala
Chief Financial Officer
