SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
S C H E D U L E 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
THE MILLBROOK PRESS INC.
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(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
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(Title of Class of Securities)
600179105
-------------
(CUSIP Number)
Copy to:
21st Century Communications Partners, L.P.Stephen A. Cohen, Esq.
767 Fifth Avenue, 45th Floor Morrison Cohen Singer & Weinstein, LLP
New York, New York 10153 750 Lexington Avenue
Telephone (212) 754-8100 New York, New York 10022
Telephone (212) 735-8600
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(Name, Address and Telephone Number of Persons
Authorized to Receive Notices and Communications)
JUNE 29, 1997
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(Date of Event which Requires Filing this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following space .
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following page(s))
Page 1 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
21st Century Communications Partners, L.P.
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization Delaware
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
724,840 shares 20.5%
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8 Shared Voting Power
343,838 shares 9.8%
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9 Sole Dispositive Power
724,840 shares 20.5%
--------------------------------------------------------------------
10 Shared Dispositive Power
343,838 shares 9.8%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,068,678 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
29.9%
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14 Type of Reporting Person*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
21st Century Communications T-E Partners, L.P.
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization Delaware
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
246,196 shares 7.1%
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8 Shared Voting Power
822,482 shares 23.2%
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9 Sole Dispositive Power
246,196 shares 7.1%
--------------------------------------------------------------------
10 Shared Dispositive Power
822,482 shares 23.2%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,068,678 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
29.9%
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14 Type of Reporting Person*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
21st Century Communications Foreign Partners, L.P.
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization Delaware
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
97,642 shares 2.8%
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8 Shared Voting Power
971,036 shares 27.2%
--------------------------------------------------------------------
9 Sole Dispositive Power
97,642 shares 2.8%
--------------------------------------------------------------------
10 Shared Dispositive Power
971,036 shares 27.2%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,068,678 shares
- --------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
29.9%
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14 Type of Reporting Person*
PN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Harvey Sandler
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* PF, WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization United States
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Number of Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
27,583 shares 0.8%
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8 Shared Voting Power
1,068,678 shares 29.9%
--------------------------------------------------------------------
9 Sole Dispositive Power
27,583 shares 0.8%
--------------------------------------------------------------------
10 Shared Dispositive Power
1,068,678 shares 29.9%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,096,261 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
30.6%
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14 Type of Reporting Person*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Barry Lewis
2 Check the Appropriate Box if a Member of a (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* PF, WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization United States
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Number of Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
17,239 shares 0.5%
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8 Shared Voting Power
1,068,678 shares 29.9%
--------------------------------------------------------------------
9 Sole Dispositive Power
17,239 shares 0.5%
--------------------------------------------------------------------
10 Shared Dispositive Power
1,068,678 shares 29.9%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,085,917 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
30.3%
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14 Type of Reporting Person*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 6 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Michael J. Marocco
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* PF, WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization United States
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
17,239 shares 0.5%
--------------------------------------------------------------------
8 Shared Voting Power
1,068,678 shares 29.9%
--------------------------------------------------------------------
9 Sole Dispositive Power
17,239 shares 0.5%
--------------------------------------------------------------------
10 Shared Dispositive Power
1,068,678 shares 29.9%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,085,917 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
30.3%
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14 Type of Reporting Person*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 7 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John Kornreich
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* PF, WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization United States
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
17,239 shares 0.5%
--------------------------------------------------------------------
8 Shared Voting Power
1,068,678 shares 29.9%
--------------------------------------------------------------------
9 Sole Dispositive Power
17,239 shares 0.5%
--------------------------------------------------------------------
10 Shared Dispositive Power
1,068,678 shares 29.9%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,085,917 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
30.3%
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14 Type of Reporting Person*
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 8 of 14
<PAGE>
CUSIP
No. 600179105 13D
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Andrew Sandler
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2 Check the Appropriate Box if a Member of a Group* (a) //
(b) //
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3 SEC Use Only
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4 Source of Funds* PF, WC, OO
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5 Check Box if Disclosure of Legal Proceedings is Required //
Pursuant to Item 2(d) or 2(e)
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6 Citizenship or Place of Organization United States
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Number of Shares Beneficially Owned By Each Reporting Person With
--------------------------------------------------------------------
7 Sole Voting Power
4,310 shares 0.1%
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8 Shared Voting Power
1,068,678 shares 29.9%
--------------------------------------------------------------------
9 Sole Dispositive Power
4,310 shares 0.1%
--------------------------------------------------------------------
10 Shared Dispositie Power
1,068,678 shares 29.9%
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11 Aggregate Amount Beneficially Owned By Each Reporting Person
1,072,988 shares
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12 Check Box if the Aggregate Amount in Row (11) excludes Certain Shares* //
- --------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
30.0%
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14 Type of Reporting Person*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 9 of 14
<PAGE>
This statement, dated June 29, 1997, constitutes Amendment No. 1 to the
Schedule 13D, dated December 18, 1996, regarding the reporting persons'
ownership of certain securities of The Millbrook Press Inc. (the Issuer").
The Schedule 13D is hereinafter referred to as the "Schedule." All
capitalized terms used herein and otherwise undefined shall have the meanings
ascribed in the Schedule.
This Amendment No. 1 to the Schedule is filed in accordance with Rule
13d-2 of the Securities Exchange Act of 1934, as amended, by the reporting
persons. It shall refer only to information which has materially changed since
the filing of the Schedule.
Each Bridge Warrant, expiring on August 29, 2001, entitling the holder
thereof to purchase one share of Common Stock at $3.00 per share, becomes
exercisable within 60 days of the date hereof (August 29, 1997).
ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER.
- ------- --------------------------------------
(a) The following list sets forth the aggregate number and
percentage (based on 3,455,000 shares of Common Stock outstanding as reported by
the Issuer in its Form 10-Q for the quarter ended January 31, 1997) of
outstanding shares of Common Stock owned beneficially by each reporting person
named in Item 2, as of June 29, 1997:
Page 10 of 14
<PAGE>
<TABLE>
<CAPTION>
Shares of Percentage of Shares
Common Stock of Common Stock
NAME BENEFICIALLY OWNED1 BENEFICIALLY OWNED1
- ---- ----------------- -----------------------
<S> <C> <C>
21st Century Communications Partners, L.P. 1,068,678(2) 29.9%
21st Century Communications T-E Partners, L.P. 1,068,678(3) 29.9%
21st Century Communications Foreign Partners, L.P. 1,068,678(4) 29.9%
Harvey Sandler 1,096,261(5) 30.6%
Barry Lewis 1,085,917(5) 30.3%
Michael J. Marocco 1,085,917(5) 30.3%
John Kornreich 1,085,917(5) 30.3%
Andrew Sandler 1,072,988(5) 30.0%
</TABLE>
(b) Harvey Sandler has sole power to vote and dispose of
27,583 shares of Common Stock, which represents approximately 0.8% of the
outstanding Common Stock. By virtue of being the sole shareholder of ARH, Harvey
Sandler may be deemed to have shared power to vote and to dispose of 943,678
shares of Common Stock and 125,000 shares of Common Stock issuable upon the
exercise of the Bridge Warrants, representing approximately 29.9% of the
outstanding Common Stock.
Barry Lewis has sole power to vote and dispose of 17,239 shares of Common
Stock, which represents approximately 0.5% of the outstanding Common Stock. By
virtue of being an officer of EMEBE, Barry Lewis may be deemed to have shared
power to vote and to dispose of 943,678 shares of Common Stock and 125,000
shares of Common Stock issuable upon the exercise of the Bridge Warrants,
representing approximately 29.9% of the outstanding Common Stock.
- --------
1 Includes shares of Common Stock issuable upon the exercise of the
Bridge Warrants as the Bridge Warrants are exercisable within 60 days
of the date hereof (August 29, 1997).
2 Includes 639,840 shares of Common Stock and 85,000 shares of Common
Stock issuable upon the exercise of the Bridge Warrants owned by 21st
Century. 21st Century disclaims beneficial ownership of 86,142 shares
of Common Stock and 11,500 shares of Common Stock issuable upon the
exercise of the Bridge Warrants owned by Foreign and 217,696 shares of
Common Stock and 28,500 shares of Common Stock issuable upon the
exercise of the Bridge Warrants owned by T-E.
3 Includes 217,696 shares of Common Stock and 28,500 shares of Common
Stock issuable upon the exercise of the Bridge Warrants owned by T-E.
T-E disclaims beneficial ownership of 86,142 shares of Common Stock and
11,500 shares of Common Stock issuable upon the exercise of the Bridge
Warrants owned by Foreign and 639,840 shares of Common Stock and 85,000
shares of Common Stock issuable upon the exercise of the Bridge
Warrants owned by 21st Century.
4 Includes 86,142 shares of Common Stock and 28,500 shares of Common
Stock issuable upon the exercise of the Bridge Warrants owned by
Foreign. Foreign disclaims beneficial ownership of 639,840 shares of
Common Stock and 85,000 shares of Common Stock issuable upon the
exercise of the Bridge Warrants owned by 21st Century and 217,696
shares of Common Stock and 28,500 shares of Common Stock issuable upon
the exercise of the Bridge Warrants owned by T-E.
5 The reporting person disclaims beneficial ownership of these
securities, except to the extent of his equity interest therein.
Page 11 of 14
<PAGE>
Michael J. Marocco has sole power to vote and dispose of 17,239 shares of
Common Stock, which represents approximately 0.5% of the outstanding Common
Stock. By virtue of being the sole shareholder, officer and director of MJM
Media Corp., Michael J. Marocco may be deemed to have shared power to vote and
to dispose of 943,678 shares of Common Stock and 125,000 shares of Common Stock
issuable upon the exercise of the Bridge Warrants, representing approximately
29.9% of the outstanding Common Stock.
John Kornreich has sole power to vote and dispose of 17,239 shares of
Common Stock, which represents approximately 0.5% of the outstanding Common
Stock. By virtue of being the majority shareholder and director of Four JK
Corp., John Kornreich may be deemed to have shared power to vote and to dispose
of 943,678 shares of Common Stock and 125,000 shares of Common Stock issuable
upon the exercise of the Bridge Warrants, representing approximately 29.9% of
the outstanding Common Stock.
Andrew Sandler has sole power to vote and dispose of 4,310 shares of Common
Stock, which represents approximately 0.1% of the outstanding Common Stock. By
virtue of being a manager and majority member of ALSI, LLC, Andrew Sandler may
be deemed to have shared power to vote and to dispose of 943,678 shares of
Common Stock and 125,000 shares of Common Stock issuable upon the exercise of
the Bridge Warrants, representing approximately 29.9% of the outstanding Common
Stock.
(c) There were no transactions in the securities of the Issuer by the
persons identified in Item 2 of this Schedule 13D effected from April 29, 1997
to June 29, 1997, inclusive.
(d) No other person has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of such securities.
(e) Not applicable.
Page 12 of 14
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of their knowledge
and belief, each of the undersigned hereby certifies that the information set
forth in this Schedule is true, complete, and correct.
Date: July 2, 1997
21ST CENTURY COMMUNICATIONS PARTNERS, L.P.
By: Sandler Investment Partners, L.P., general partner
By: Sandler Capital Management, general partner
By: ARH Corp., general partner
By: S/ANDREW SANDLER
_____________________________________________
Name:
Title:
21ST CENTURY COMMUNICATIONS T-E PARTNERS,
L.P.
By: Sandler Investment Partners, L.P., general partner
By: Sandler Capital Management, general partner
By: ARH Corp., general partner
By: S/ANDREW SANDLER
___________________________________________
Name:
Title:
21ST CENTURY COMMUNICATIONS FOREIGN
PARTNERS, L.P.
By: Sandler Investment Partners, L.P., general partner
By: Sandler Capital Management, general partner
By: ARH Corp., general partner
By: S/ANDREW SANDLER
_____________________________________________
Name:
Title:
Page 13 of 14
<PAGE>
S/ HARVEY SANDLER
_______________________________________________
Harvey Sandler
S/ BARRY LEWIS
_______________________________________________
Barry Lewis
S/ MICHAEL J. MAROCCO
_______________________________________________
Michael J. Marocco
S/ JOHN KORNREICH
_______________________________________________
John Kornreich
S/ ANDREW SANDLER
_______________________________________________
Andrew Sandler
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
Page 14 of 14
