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| FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
OMB APPROVAL OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response. . . . 0.5 |
| 1.
Name and Address of Reporting Person (Last) (First) (Middle) Minch, Jeffrey L |
2. Issuer Name and Tickler or Trading Symbol Littlefield Corporation (LTFD) |
6. Relationship of Reporting
Person(s) to Issuer |
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(Street)
816 Congress avenue, Suite 1250 (City) (State) (Zip) Austin, Texas 78701 |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
4. Statement for Month/Year October, 2000 |
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5. If Amendment, Date of Original (Month/Year) |
7.
Individual or Joint/Group Filing (Check
Applicable Line) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5.
Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) | Price | ||||||||||
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Common
Stock
|
10/05/00
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P
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16,500
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A
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$1.990
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D
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|
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Common
Stock
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10/06/00
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P
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5,300
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A
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$2.125
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|
D
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|
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| Common Stock |
10/06/00
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P
|
10,000
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A
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$2.125 |
D
|
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| Common Stock |
10/06/00
|
P
|
10,000
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A
|
$2.090 |
D
|
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| Common Stock |
10/10/00
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P
|
10,000
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A
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$2.080 |
D
|
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| Common Stock |
10/11/00
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P
|
10,000
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A
|
$1.969 |
D
|
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| Common Stock |
10/13/00
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P
|
5,000
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A
|
$2.000 |
D
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| Common Stock |
10/13/00
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P
|
5,000
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A
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$2.080 |
2,258,800
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D
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| |
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| Table
II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivative Security (Instr.3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exerciseable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
10. Ownership Form of Derivative Securities Beneficially Owned at End of
Month (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||
| No Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||
| Explanation
of Responses: /s/ Jeffrey L. Minch **Signature of Reporting Person November 07, 2000 Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, on of which must be manually signed. If space is insufficient, see Instruction 6 for procedure |
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