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- ------ OMB APPROVAL
FORM 5 OMB Number: 3235-0362
- ------ Expires: October 31, 2001
Estimated average burden
hours per response..... 1.0
/ / Check box if no U.S. SECURITIES AND EXCHANGE COMMISSION
longer subject to WASHINGTON, DC 20549
Section 16. Form
4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
obligations may
continue. See Filed pursuant to Section 16(a) of the Securities
Instruction 1(b) Exchange Act of 1934,
/ / Form 3 Holdings Section 17(a) of the Public Utility
Reported Holding Company Act of 1935 or Section 30(f) of
/x/ Form 4 the Investment Company Act
Transactions of 1940
Reported
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1. Name and Address of Reporting Person(1) 2. Issuer Name and Ticker or Trading Symbol 7. Individual or Joint/Group Filing
(Check applicable line)
x Form filed by One Reporting
Kalitta Conrad A. Kitty Hawk, Inc. (KTTY) ---- Person
Form Filed by More Than One
---- Reporting Person
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(Last) (First) (Middle) 3. IRS Identification 4. Statement for
Number of Reporting Month/Year
Person , if an Entity
1010 James L. Hart Parkway (Voluntary)
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(Street) 5. If Amendment,
Ypsilanti MI 48197 Date of Original
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(City) (State) (Zip)
6. Relationship of Reporting Person to
Issuer (Check all applicable)
x Director x 10% Owner
---- ---
Officer (give Other (Specify
---- title --- below)
below)
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Issuer's Direct Benefi-
(Month/ Fiscal Year (D) or cial
Day/ ---------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 8/9/99 4 500 D $9.11 3,948,650 D N/A
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Common Stock 8/9/99 4 1,600 D $9.17 3,947,050 D N/A
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Common Stock 8/9/99 4 18,700 D $8.92 3,928,350 D N/A
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Common Stock 8/11/99 4 4,200 D $8.92 3,924,150 D N/A
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Common Stock 12/3/99 4 700 D $8.04 3,923,450 D N/A
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Common Stock 12/6/99 4 2,000 D $8.04 3,921,450 D N/A
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Common Stock 12/6/99 4 1,800 D $7.86 3,919,650 D N/A
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Common Stock 12/7/99 4 2,000 D $7.79 3,917,650 D N/A
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Common Stock 12/9/99 4 2,500 D $7.42 3,915,150 D N/A
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Common Stock 12/10/99 4 6,000 D $7.42 3,909,150 D N/A
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Common Stock 12/13/99 4 3,000 D $7.29 3,906,150 D N/A
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Common Stock 12/14/99 4 3,700 D $7.04 3,902,450 D N/A
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Common Stock 12/15/99 4 3,300 D $6.92 3,899,150 D N/A
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
--------------- Exer- tion Title Number of
(A) (D) cisable Date Shares
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9. Number of 10. Ownership 11. Nature of
Derivative of Derivative Indirect
Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (I) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
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Explanation of Responses:
/s/ Conrad A. Kalitta March 3, 2000
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Signature of Reporting Person(1) Date
Note. File three copies of this form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB number.
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