SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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SCHEDULE 13G
(RULE 13d - 102)
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INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULES 13d-1(b) AND (c)
AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2
(AMENDMENT NO. )1
GLOBAL CAPITAL PARTNERS, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
37931J 10 4
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(CUSIP Number)
June 30, 1999
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|X| Rule 13d-1(b)
|_| Rule 13d-1(c)
|_| Rule 13d-1(d)
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1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, SEE the
NOTES).
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CUSIP NO. 37931J 10 4 13G PAGE 2 OF 6 PAGES
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATIONS NO.(S) OF ABOVE PERSONS (ENTITIES ONLY)
Stephen C. Schoffman
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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5 SOLE VOTING POWER
372,679
NUMBER OF -------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 0
OWNED BY -------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 372,679
PERSON WITH -------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
372,679
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* |_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.71%
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12 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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ITEM 1(A). NAME OF ISSUER
Global Capital Partners, Inc. (the "Issuer").
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
6000 Fairview Road, Suite 1410, Charlotte, North Carolina
28210.
ITEM 2(A). NAMES OF PERSON(S) FILING
This statement is filed by Stephen C. Schoffman
("Mr. Schoffman").
ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE
The principal business office of Mr. Schoffman is
575 Underhill Boulevard, Syosset, New York 11791.
ITEM 2(C). CITIZENSHIP
Mr. Schoffman is a citizen of the United States.
ITEM 2(D). TITLE OF CLASS OF SECURITIES
This statement relates to shares of common stock, par value
$0.05 per share (the "Common Stock"), of the Issuer.
ITEM 2(E). CUSIP NUMBER
The Common Stock's CUSIP Number is 37931J 10 4.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR
13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS:
(a) | | Broker or dealer registered under Section 15 of the
Exchange Act;
(b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) |_| Insurance company as defined in Section 3(a)(19) of the
Exchange Act;
(d) |_| Investment company registered under Section 8 of the
Investment Company Act;
(e) |_| An investment adviser in accordance with Rule 13d-1(b)(1
(ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(ii)(F);
(g) |_| A parent holding company or control person in accordance
with Rule 13d-1(b)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition of
an investment company under Section 3(c)(14) of the
Investment Company Act;
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(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP
(A) AMOUNT BENEFICIALLY OWNED
Mr. Schoffman owns 372,679 shares of the Common Stock.
(B) PERCENT OF CLASS
Mr. Schoffman owns 5.71 percent of the issued and
outstanding Common Stock.
(C) POWER TO VOTE OR DIRECT THE VOTE AND DISPOSE OR DIRECT THE DISPOSITION
OF SECURITIES
(I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE
Mr. Schoffman has the sole power to vote or direct his the
vote of his shares of Common Stock.
(II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE
Not applicable.
(III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
Mr. Schoffman has sole power to dispose or to direct the
disposition of his shares of Common Stock.
(IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
Not applicable.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: |_|
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
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ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATIONS
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not
acquired and are not held for the purpose of, or with the
effect of, changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having
that purpose or effect.
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SIGNATURES
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certify that the information set forth in this
statement is true, complete and correct.
Dated: February 14, 2000 By:/s/ Stephen C. Schoffman
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Stephen C. Schoffman
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