Registration No. 33-94882
As filed with the Securities and Exchange Commission on January 30, 1997
U.S. Securities and Exchange Commission, Washington, D.C. 20549
POST EFFECTIVE
AMENDMENT NO. 1 TO
FORM SB-2 REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
HOMEOWNERS FINANCIAL CORP.
(Name of small business issuer in its charter)
Delaware 6162 13-2747380
(State or other (Primary Standard (IRS Employer
jurisdiction of Industrial Classification Identification
incorporation or Code Number) Number)
organization)
Mr. Christian W. Pfluger, III, President
Homeowners Financial Corp. Homeowners Financial Corp.
2075 West Big Beaver Road 2075 West Big Beaver Road
Suite 550 Suite 550
Troy, Michigan 48084 Troy, Michigan 48084
(800) 723-6001 (800) 723-6001
(Address and telephone number of (Name, address and telephone
registrant's principal executive offices number of agent for service)
and principal place of business)
COPIES TO:
Richard Feiner, Esq. Lawrence Nusbaum, Esq.
John B. Lowy, P.C. Gusrae, Kaplan & Bruno
645 Fifth Avenue, Suite 403 120 Wall Street, 11th Floor
New York, New York 10022 New York, NY 10005
Phone (212) 371-7799 Fax (212) 371-8527 Phone (212) 269-1400 Fax (212) 809-5449
(Counsel for Registrant) (Counsel for Underwriter)
Approximate date of commencement of proposed sale of the securities to the
public: As soon as practicable after this Registration Statement becomes
effective.
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act of 1933, please check the
following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering.[ ] ___
If this Form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act of 1933, check the following box and list the
Securities Act registration statement number of the earlier effective
registration statement for the same offering.[ ] ___
If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box.[ ]
The registrant hereby deregisters all of the securities of the registrant
previously registered in the original Registration Statement on Form SB-2, as
amended, except for the following securities: 558,276 Shares of Common Stock and
1,263,601 Class A Warrants; 1,263,601 shares of Common Stock issuable upon
exercise of the Class A Warrants; Underwriter's Warrants to purchase an
aggregate of 55,828 shares of Common Stock and 126,360 A Warrants; 126,360 A
Warrants issuable upon exercise of the Underwriter's Warrants; 55,828 shares of
Common Stock issuable upon exercise of the Underwriter's Warrants; and 126,360
shares of Common Stock issuable upon exercise of the A Warrants contained in the
Underwriter's Warrants.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant
has duly caused this Post Effective Amendment No. 1 to the Registration
Statement on Form SB-2 to be signed on its behalf by the undersigned, thereunto
duly authorized in the State of Michigan, City of Troy, on the 30th day of
January, 1997.
HOMEOWNERS FINANCIAL CORP.
By /s/ Christian W. Pfluger III
----------------------------
Christian W. Pfluger III, President,
Chief Executive Officer
By /s/ Joseph W. Traxler
---------------------
Joseph W. Traxler, Treasurer (Principal
Financial and Accounting Officer)
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated:
SIGNATURES TITLE DATE
/s/ Christian W. Pfluger III Director January 30, 1997
- ----------------------------
Christian W. Pfluger III
* Director January 30, 1997
- -------------------------------
Henry B. Leshman
* Director January 30, 1997
- -------------------------------
Mori A. Schweitzer
* Director January 30, 1997
- -------------------------------
Leonard L. Rosen
* Director January 30, 1997
- -------------------------------
Stephen M. Savage
* By: /s/ Christian W. Pfluger III
----------------------------
Christian W. Pfluger III
(Attorney-in-fact)
