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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(AMENDMENT NO. 2)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
PLUMAS BANK
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
728996109
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(CUSIP Number)
DONALD G. LENZ
CORTOPASSI FAMILY TRUST
11292 N. ALPINE ROAD
STOCKTON, CA 95212
(209) 948-0792
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
AUGUST 15, 1997
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(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box
/_/.
Check the following box if a fee is being paid with the statement /_/.
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
(Continued on following pages)
(Page 1 of 6 Pages)
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SCHEDULE 13D
CUSIP No. 728996109 13D Page 2 of 6 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON
Cortopassi Family Trust
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
PF,00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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7 SOLE VOTING POWER
102,470
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 102,470
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
102,470
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.65%
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14 TYPE OF REPORTING PERSON
00
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Page 2 of 6 Pages
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Item 1: Security and Issuer.
Class of Securities: Common Stock
Issuer: Plumas Bank ("Issuer")
Principal Address: 35 S. Lindan Avenue
Quincy, CA 95971
Telephone: (916) 283-6808
Item 2: Identity and Background.
(a) Reporting Person:
Cortopassi Family Trust
(b) Principal Business Address:
11292 North Alpine Road
Stockton, CA 95212
(c) Principal Occupation/Principal Business:
Investments
(d) None.
(e) None.
(f) Not applicable.
Item 3: Source and Amount of Funds or Other Consideration.
The shares of Common Stock of Issuer reported as beneficially owned by
Cortopassi Family Trust in Item 5 have been purchased with personal funds.
Cortopassi Family Trust has paid a total of $1,097,614.00 (including broker's
commissions and fees) in separate transactions. As of August 15, 1997,
Cortopassi Family Trust beneficially owned a total of 102,470 shares of the
Common Stock of Issuer.
Page 3 of 6 Pages
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During the 60-day period prior to August 15, 1997, Cortopassi Family
Trust acquired 10,000 shares of the Common Stock of Issuer in separate
transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C> <C>
08/15/97 10,000 $ 146,652
</TABLE>
Item 4: Purpose of Transaction.
Reporting Person acquired the securities of Issuer for purposes of
investment.
Subject to applicable legal requirements, Reporting Person may purchase
additional shares of Common Stock from time to time in open market or in private
transactions, depending on their evaluation of Issuer's business, prospects and
financial condition, the market for the Common Stock, other developments
concerning Issuer, the reaction of Issuer to Reporting Person's ownership of
Common Stock, other opportunities available to Reporting Person, and general
economic, money market and stock market conditions. In addition, depending upon
the factors referred to above, Reporting Person may dispose of all or a portion
of its shares of Common Stock at any time.
Other than as described in this Item 4, Reporting Person does not have
any plan or proposal relating to, or that would result in, any event described
in (a)-(j) of this Item 4.
However, Reporting Person reserves the right to take such action as it
may deem appropriate with respect to any or all of such matters.
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*Includes broker's commissions and fees.
Page 4 of 6 Pages
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Item 5: Interest in Securities of the Issuer.
<TABLE>
<S> <C>
Beneficial Ownership 102,470
Percentage of Class 7.65%
Sole Voting Power 102,470
Shared Voting Power 0
Sole Dispositive Power 102,470
Shared Dispositive Power 0
</TABLE>
(c) See Item 3 above.
(d) Not applicable.
(e) Not applicable.
Item 6: Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
Dean A. Cortopassi is the trustee of the Reporting Person named in
response to Item 2 above. With this exception, to the best knowledge of the
undersigned, there are no contracts, arrangements, understandings or
relationships (legal or otherwise) among the Reporting Person named in Item 2
and any person with respect to any securities of the Issuer, including but not
limited to transfer or voting of any of the securities, finder's fees, joint
ventures, loan or option agreements, puts or calls, guarantees of profits,
division of profits or loss, or the giving or withholding of proxies.
Item 7: Material to be Filed as Exhibits.
Not applicable.
Page 5 of 6 Pages
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After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: August 15, 1997
CORTOPASSI FAMILY TRUST
By: /s/ Dean A. Cortopassi
------------------------------------------
Dean A. Cortopassi
Trustee
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