FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 2000
CHECK HERE IF AMENDMENT [ ]: AMENDMENT NUMBER
THIS AMENDMENT (CHECK ONLY ONE):
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Dorsey R. Gardner
Address: c/o Kelso Management Company, Inc.
One International Place, Suite 2401
Boston, MA 02110
Form 13F File Number 28-05471
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: Dorsey R. Gardner
Title:
Phone: 617-310-5110
Signature, Place, and Date of Signing:
Dorsey R. Gardner
-----------------
[Signature]
Boston, Massachusetts
---------------------
[City, State]
November 10, 2000
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion by
other reporting manager(s)
List of Other Managers Reporting for this Manager. [If there are no entries in
this list, omit this section.] Form 13F File Number 28- Name:
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 17
Form 13F Information Table Value Total:
$ 62,535 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report is
filed, other than the manager filing this report. [If there are no entries in
this list, state "NONE" and omit the column headings and list entries.]
NONE
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<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
<CAPTION>
------------------- ----------- -------------- ---------- --------------------------- ------------ --------- -----------------------
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
------------------- ----------- -------------- ---------- --------------------------- ------------ --------- -----------------------
Voting Authority
-----------------------
-------- --------- ----
Name of Title of CUSIP Value Shrs or SH/PRN Put/CallInvestment Other
Issuer class (x$1000) prn amt discretion managers Sole Shared None
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Thomas Group Common 884402108 6,648 949,657 SH Other N/A 949,657
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Dixon Ticon Common 255860108 2,376 513,800 SH Other N/A 513,800
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Lifemark Common 53219F102 6,074 714,547 SH Other N/A 714,547
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Moore Medical Common 615799103 3,230 423,600 SH Other N/A 423,600
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
BEI Medical Common 05538E109 1,269 1,015,200 SH Other N/A 1,015,200
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
HPSC Common 404264103 3,160 456,000 SH Other N/A 456,000
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Celadon Group Common 150838100 5,806 654,220 SH Other N/A 654,220
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Butler Internatl Common 123649105 3,157 594,250 SH Other N/A 594,250
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Rocky Mountain Common 774678403 462 117,200 SH Other N/A 117,200
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
BEI Technologies Common 05538P104 15,756 377,400 SH Other N/A 377,400
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Cyrk Inc. Common 232817106 2,567 746,700 SH Other N/A 746,700
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Lesco Common 526872106 3,053 200,200 SH Other N/A 200,200
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Inter Tel Common 458372109 5,589 491,320 SH Other N/A 491,320
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Wet Seal Inc. Common 961840105 59 5,340 SH Other N/A 5,340
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Health Managmnt Common 42219M100 407 203,500 SH Other N/A 203,500
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Dot Hill Systems Common 25848T109 2,035 313,040 SH Other N/A 313,040
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
Travelocity.com Common 893953109 887 62,500 SH Other N/A 62,500
------------------- ----------- ------------- ---------- ---------- -------- ------- ------------ --------- ------- --------- -----
</TABLE>
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