FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: DECEMBER 31, 1999
CHECK HERE IF AMENDMENT [X]: AMENDMENT NUMBER 1
THIS AMENDMENT (CHECK ONLY ONE):
[X] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Dorsey R. Gardner
Address: c/o Kelso Management Company, Inc.
One International Place, Suite 2401
Boston, MA 02110
Form 13F File Number 28-05471
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Reporting Manager:
Name: Dorsey R. Gardner
Title:
Phone: 617-310-5110
Signature, Place, and Date of Signing:
DORSEY R. GARDNER
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[Signature]
BOSTON, MASSACHUSETTS
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[City, State]
August 9, 2000
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion by other
reporting manager(s)
List of Other Managers Reporting for this Manager. [If there are no entries in
this list, omit this section.]
Form 13F File Number 28-
Name:
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 20
Form 13F Information Table Value Total:
$235,236 (thousands)
List of Other Included Mangers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "NONE" and omit the column headings and list entries.]
No.1
Form 13F File Number 28-05419
Name: Timothy G. Caffrey
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<TABLE>
<CAPTION>
FORM 13F INFORMATION TABLE
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
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Voting Authority
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Name of Title of class CUSIP Value Shrs or SH/PRN Put/Cal Investment Other
Issuer (x$1000) prn amt discretion managers Sole Shared None
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
Hellenic Tele Common 423325307 3,203 268,300 SH Other 1 268,300
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Intimate Brands Common 461156101 2,264 52,500 SH Other 1 52,500
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Delphi Auto Sys Common 274126105 2,016 128,000 SH Other 1 128,000
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Comdisco Inc. Common 200336105 9,185 246,600 SH Other 1 246,600
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Yasuda Fire & Mar Common Stock#8755 3,315 587,000 SH Other 1 587,000
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Safeco Corp. Common 786429100 18,258 734, 000 SH Other 1 734,000
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S1 Corporation Common 78463B101 87,372 1,118,368 SH Other 1 1,118,368
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R & B Falcon Common 74912E101 4,571 345,000 SH Other 1 345,000
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National Data Common 635621105 6,384 188,100 SH Other 1 188,100
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Transactions Sys Common 893416107 10,088 360,300 SH Other 1 360,300
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Preview Travel Common 74137R101 31,577 605,800 SH Other 1 605,800
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Inter Tel Common 45837109 25,098 1,003,920 SH Other 1 1,003,920
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IHOP Common 449623107 5,544 332,200 SH Other 1 332,200
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Systemax Common 871851101 5,113 601,500 SH Other 1 601,500
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China Southern Common 169409109 6,099 539,200 SH Other 1 539,200
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Anacomp Common 032371106 8,528 468,900 SH Other 1 468,900
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Stein Mart Common 858375108 455 80,000 SH Other 1 80,000
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Lawson Products Common 520776105 571 24,700 SH Other 1 24,700
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Surmodics Common 868873100 600 20,000 SH Other 1 20,000
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Lason, Inc. Common 51808R107 4,995 454,100 SH Other 1 454,100
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</TABLE>
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