December 18, 1996
VIA FEDERAL EXPRESS
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
Re: The Jon J. Darcy Trust for Janine Marie Darcy
The Jon J. Darcy Trust for Jonathan Michael Darcy
The Jon J. Darcy Trust for Stephen Joseph Darcy
Gentlemen:
On behalf of The Jon J. Darcy Trust for Janine Marie Darcy, The Jon J.
Darcy Trust for Jonathan Michael Darcy, and The Jon J. Darcy Trust for Stephen
Joseph Darcy. I am enclosing for filing, pursuant to Rule 13d of the Securities
Exchange Act of 1934, as amended (the "Act"), eighteen (18) copies (six copies
each) of Schedule 13D filed by these individuals. One of each copy has been
manually signed.
Please acknowledge receipt of the enclosed by file stamping the copy of
this letter and return it to me in the enclosed stamped self-addressed envelope.
Very truly yours,
Lauren B. Cramer
LBC
Enclosure
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
THERMO-MIZER ENVIRONMENTAL CORP.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
883578 10 2
(CUSIP Number)
528 Oritan Avenue, Ridgefield, New Jersey 07657
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 6, 1996
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-(b)(3) or (4), check the following .
Check the following if a fee is being paid with the statement X . (A fee is not
required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six Copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a)
for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filed out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
<PAGE>
CUSIP No. 883578 10 2 13D
---------------------------------------------
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Jon J. Darcy Trust for Janine Marie Darcy U/A/D June 18, 1981
(the "Janine Trust")
2. CHECK IF A MEMBER OF A GROUP* (A)
(B) X
3. SEC USE ONLY
4. SOURCE OF FUNDS*
$60,000 loan from Jon J. Darcy at 8% annual interest, due on
December 1, 1997.
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES
7. SOLE VOTING POWER
147,177 Shares
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 0
9. SOLE DISPOSITIVE POWER
EACH
147,177
REPORTING 10. SHARES DISPOSITIVE POWER
PERSON 0
WITH
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,177
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* X
----
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11 ____%
14. TYPE OF REPORTING PERSON* Individual
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
The Jon J. Trust for Janine Marie Darcy
13D
December 12, 1996
Item 1. Security and Issuer
This 13D is filed in relation to the shares of Common Stock, $.001 par
value, of Thermo-Mizer Environmental Corp., a Delaware corporation (the
"Company"). On December 6, 1996, William Benack, completed delivery of 109,681
shares of Common Stock being purchased by The Jon J. Darcy Trust for Janine
Marie Darcy. The 109,681 shares of Common Stock included 13,433 Public Shares
have been registered under the Securities Act of 1933 (the "Public Shares") and
96,248 shares of Common Stock which are "restricted securities" as defined by
Rule 144 promulgated under the 1933 Act (the "Restricted Shares").. The purchase
prices is allocated as follows: the Restricted Shares at the price of $.53 per
share and Public Shares at the price of $.85 per share.
Item 2. Identity and Background
This statement is being filed by the Jon J. Darcy Trust for Janine
Marie Darcy U/A/D June 18, 1981 (the "Janine Trust") having an address c/o
Jonathan M. Darcy, 2702 Jacqueline Drive, Apt. H23, Wilmington, Delaware 19810.
To the best of the knowledge of the trustee for the Janine Trust, she has not,
during the last five years, been party to a criminal or civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
Item 3 Source of Funds
The Janine Trust purchased the shares from William B. Benack, an
officer and director of the Company through a loan from Jon J. Darcy. The Janine
Trust was loaned $60,000 at 8% annual interest, due on December 1, 1996.
Item 4 Purpose of Transaction
The Janine Trust acquired the Company's Common Stock for investment in
the Company.
Item 5 Interest in Securities of the Issuer
------------------------------------
As of December 6, 1996, the Janine Trust beneficially owns 147,177
shares of Common Stock. The Janine Trust, whose trustee is Jonathan M. Darcy,
disclaims beneficial ownership of 147,177 shares of Common Stock owned by the
Jon J. Darcy Trust for Jonathan Michael Darcy U/A/D June 18, 1981, whose trustee
is Joseph Sikora.
Item 6 Contracts, Arrangements, Understandings or Relationships
with Respect to Securities
-----------------------------------------------------------
of the Issuer
-------------
<PAGE>
The Purchase Agreement dated as of September 27, 1996 between the
Janine Trust and William B. Benack, provided for the sale of 109,681 shares of
Common Stock as described in Paragraph 1. Pursuant to the Purchase Agreement,
Mr. Benack also sold 109,681 shares of common stock to each of the other
trusts:
The Jon J. Darcy Trust for Jonathan Michael Darcy U/A/D June 18, 1981 and
The Jon J. Darcy Trust for Stephen Joseph Darcy U/A/D June 18, 1981.
Mr. Benack was formerly the Co-Chairman of the Board and a Director of the
Company.
Item 7 Material to be Filed as Exhibits
--------------------------------
Exhibit 1: Purchase Agreement dated as of September 27, 1996.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: December 12, 1996 \s| Jonathan M. Darcy
----------------------
Jonathan M. Darcy, trustee
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
THERMO-MIZER ENVIRONMENTAL CORP.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
883578 10 2
(CUSIP Number)
528 Oritan Avenue, Ridgefield,
New Jersey 07657
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and
Communications)
December 6, 1996
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-(b)(3) or (4), check the following .
Check the following if a fee is being paid with the statement X . (A fee is not
required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six Copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a)
for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filed out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
<PAGE>
CUSIP No. 883578 10 2 13D
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Jon J. Darcy Trust for Jonathan Michael Darcy U/A/D June 18, 1981
(the "Jon Trust").
2. CHECK IF A MEMBER OF A GROUP* (A)
(B) X
3. SEC USE ONLY
4. SOURCE OF FUNDS*
$60,000 loan from Jon J. Darcy at 8% annual interest, due on
December 1, 1997.
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
7. SOLE VOTING POWER
147,177 shares
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
147,177
10. SHARES DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,177
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* X
----
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) ____%
14. TYPE OF REPORTING PERSON* Individual
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
The Jon J. Trust for Jonathan Michael Darcy
13D
December 12, 1996
Item 1. Security and Issuer
This 13D is filed in relation to the shares of Common Stock, $.001 par
value, of Thermo-Mizer Environmental Corp., a Delaware corporation (the
"Company"). On December 6, 1996, William Benack, completed delivery of 109,681
shares of Common Stock being purchased by The Jon J. Darcy Trust for Jonathan
Michael Darcy. The 109,681 shares of Common Stock included 13,433 Public Shares
have been registered under the Securities Act of 1933 (the "Public Shares") and
96,248 shares of Common Stock which are "restricted securities" as defined by
Rule 144 promulgated under the 1933 Act (the "Restricted Shares"). The purchase
prices is allocated as follows: the Restricted Shares at the price of $.53 per
share and Public Shares at the price of $.85 per share.
Item 2 Identity and Background
This statement is being filed by the Jon J. Darcy Trust for Jonathan
Michael Darcy U/A/D June 18, 1981 (the "Jon Trust") having an address c/o Joseph
Sikora, Highland Florist, Ruckman Road, Hillsdale, New Jersey 07642. To the best
of the knowledge of the trustee for the Jon Trust, he has not, during the last
five years, been party to a criminal or civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
Item 3 Source of Funds
The Jon Trust purchased the shares from William B. Benack, an officer
and director of the Company through a loan from Jon J. Darcy. The Jon Trust was
loaned $60,000 at 8% annual interest, due on December 1, 1997.
Item 4 Purpose of Transaction
The Jon Trust acquired the Company's Common Stock for investment in the
Company.
Item 5 Interest in Securities of the Issuer
------------------------------------
As of December 6, 1996, the Jon Trust beneficially owns 147,177
shares of Common Stock. The Jon Trust, whose trustee is Joseph Sikora,
disclaims beneficial ownership of 147,177 shares of Common Stock owned by the
Jon J. Darcy Trust for Janine Marie Darcy U/A/D June 18, 1981, whose trustee is
Jonathan M. Darcy.
Item 6 Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
<PAGE>
The Purchase Agreement dated as of September 27, 1996 between the Jon
Trust and William B. Benack, provided for the sale of 109,681 shares of
Common Stock as described in Paragraph 1.
Pursuant to the Purchase Agreement, Mr. Benack also sold 109,681 shares of
common stock to each of the other trusts: The Jon J. Darcy Trust for
Janine Marie Darcy U/A/D June 18, 1981 and The Jon J. Darcy Trust for
Stephen Joseph Darcy U/A/D June 18, 1981. Mr. Benack was formerly the Co-
Chairman of the Board and a Director of the Company.
Item 7 Material to be Filed as Exhibits
--------------------------------
Exhibit 1: Purchase Agreement dated as of September 27, 1996.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: December 12, 1996 \s| Joseph Sikora
------------------
Joseph Sikora, trustee
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. )*
THERMO-MIZER ENVIRONMENTAL CORP.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
883578 10 2
(CUSIP Number)
528 Oritan Avenue, Ridgefield,
New Jersey 07657
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 6, 1996
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-(b)(3) or (4), check the following .
Check the following if a fee is being paid with the statement X . (A fee is not
required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six Copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filed out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
<PAGE>
CUSIP No. 883578 10 2 13D
------------------------------------- ------- -----
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Jon J. Darcy Trust for Stephen Joseph Darcy U/A/D June 18, 1981
(the "Stephen Trust").
2. CHECK IF A MEMBER OF A GROUP* (A)
(B) X
3. SEC USE ONLY
4. SOURCE OF FUNDS*
$60,000 loan from Jon J. Darcy at 8% annual interest, due on
December 1, 1996
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF
7. SOLE VOTING POWER
SHARES
147,177 shares
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 0
9. SOLE DISPOSITIVE POWER
EACH
147,177
REPORTING 10. SHARES DISPOSITIVE POWER
PERSON 0
WITH
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,177
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* X
----
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) ____%
14. TYPE OF REPORTING PERSON* Individual
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
The Jon J. Trust for Stephen Joseph Darcy
13D
December 12, 1996
Item 1. Security and Issuer
This 13D is filed in relation to the shares of Common Stock, $.001 par
value, of Thermo-Mizer Environmental Corp., a Delaware corporation (the
"Company"). On December 6, 1996, William Benack, completed delivery of 109,681
shares of Common Stock being purchased by the Jon J. Darcy Trust for Stephen
Joseph Darcy. The 109,681 shares of Common Stock included 13,434 Public Shares
have been registered under the Securities Act of 1933 (the "Public Shares") and
96,247 shares of Common Stock which are "restricted securities" as defined by
Rule 144 promulgated under the 1933 Act (the "Restricted Shares"). The purchase
prices is allocated as follows: the Restricted Shares at the price of $.53 per
share and Public Shares at the price of $.85 per share.
Item 2 Identity and Background
This statement is being filed by the Jon J. Darcy Trust for Stephen
Joseph Darcy U/A/D June 18, 1981 (the "Stephen Trust") having an address c/o
Raymond Breltenbach, 65 Glen Road, Woodcliff Lake, New Jersey 07675. To the best
of the knowledge of the trustee of the Stephen Trust, he has not, during the
last five years, been party to a criminal or civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
Item 3 Source of Funds
The Stephen Trust purchased the shares from William B. Benack, an
officer and director of the Company through a loan from Jon J. Darcy. The
Stephen Trust was loaned $60,000 at 8% annual interest, due on December 1, 1997.
Item 4 Purpose of Transaction
The Stephen Trust acquired the Company's Common Stock for investment in
the Company.
Item 5 Interest in Securities of the Issuer
------------------------------------
As of December 6, 1996, the Stephen Trust beneficially owns 147,177
shares of Common Stock.
<PAGE>
Item 6 Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
The Purchase Agreement dated as of September 27, 1996 between the
Stephen Trust and William B. Benack, provided for the sale of 109,681 shares of
Common Stock as described in Paragraph 1. Pursuant to the Purchase Agreement,
Mr. Benack also sold 109,681 shares of common stock to each of the other
trusts:
The Jon J. Darcy Trust for Janine Marie Darcy U/A/D June 18, 1981 and The
Jon J. Darcy Trust for Jonathan Michael Darcy U/A/D June 18, 1981. Mr. Benack
was formerly the Co-Chairman of the Board and a Director of the Company.
Item 7 Material to be Filed as Exhibits
--------------------------------
Exhibit 1: Purchase Agreement dated as of September 27, 1996.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: December 12, 1996 \s| Raymond Breltenbach
------------------------
Raymond Breltenbach, Trustee
<PAGE>
