SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8 )
Pittway Corporation
(Name of Issuer)
Common Stock, $1 par value
(Title of Class of Securities)
725790 10 9
(CUSIP Number)
King Harris, 200 South Wacker Drive, Suite 700
Chicago, Illinois 60606-5802 (312/831-1070)
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 20, 1999
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ]
(Continued on the following pages)
Page 1 of 112
13D
CUSIP No. 725790-10-9 | Page 2 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving B. Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 2,543,800
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 2,543,800
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 2,543,800
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 32.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 3 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust f/b/o Neison Harris
| Trustee: Neison Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 415,980
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 415,980
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 415,980
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 5.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 4 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bern, L.P.
| General Partner: Portbrid Management Company, Inc.
| I.R.S. I.D. No. 36-4304499
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of |
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 303,992
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person |
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 303,992
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 303,992
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 3.9%
|______________________________________________________________________________
| 14) Type of Reporting Person
| PN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 5 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King Harris Trust of 1990 f/b/o King W. Harris
| Trustee: King W. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 216,444
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 216,444
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 216,444
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 2.8%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 6 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Estate of Sidney Barrows
| June H. Barrows, Special Administrator
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 7 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| St. Louis, L.P.
| General Partner: St. Louis Management Company
| I.R.S. I.D. No. 36-4327869
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of |
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 356,324
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person |
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 356,324
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 356,324
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 4.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| PN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 8 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The Roxanne H. Frank Trust f/b/o Roxanne H. Frank
| Trustees: Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky
| I.R.S. I.D. No. 36-6607990
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 9 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The Virginia H. Polsky Trust f/b/o Virginia H. Polsky
| Trustees: Jerome Kahn, Jr., Virginia H. Polsky, Jack Polsky
| I.R.S. I.D. No. 36-6630362
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 10 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| June H. Barrows Revocable Trust
| Trustee: June H. Barrows
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 11 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Daniel Meyer Trust f/b/o Daniel Meyer
| Trustees: Jerome Kahn, Jr., Daniel Meyer
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 36,396
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 36,396
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 12 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Thomas Meyer
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 41,192
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 41,192
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 13 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| James Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 6,276
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 6,276
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 14 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Jack Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 2,543,800
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 2,543,800
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 32.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 15 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Charles Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 6,008
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 6,008
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 16 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| George Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 4,536
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 4,536
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 17 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Jean Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 926
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 926
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 18 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o James Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638562
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 24,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 24,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 19 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jack Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. Identification No. 36-6638583
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 24,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 24,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 20 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Charles Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638565
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 24,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 24,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 21 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd11/19/76 f/b/o George Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638563
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 24,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 24,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 22 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jean Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638559
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 24,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 24,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 23 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6616003
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 300
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 300
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 24 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky
| Virginia H. Polsky, I.R.S. I.D. No. 36-6550808
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 25 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust f/b/o Bette D. Harris
| Trustee: Bette D. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 19,500
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 19,500
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 19,500
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 26 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Toni H. Paul
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 217,626
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 217,626
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 217,626
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 2.8%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 27 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Katherine Harris Trust f/b/o Katherine Harris
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6054377
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 207,458
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 207,458
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 207,458
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 2.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 28 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Rosetta W. Harris CL Trust A
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 30,500
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 30,500
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 29 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Rosetta W. Harris CL Trust B
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 30,500
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 30,500
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 30 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Rosetta W. Harris CL Trust C
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 30,500
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 30,500
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 31 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Nancy Meyer Trust f/b/o Nancy Meyer
| Trustees: Nancy Meyer, Jerome Kahn, Jr.
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 39,696
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 39,696
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 32 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris
| Trustees: Katherine Harris, King W. Harris
| I.R.S. Identification No. 36-6055108
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 14,618
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 14,618
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 14,618
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 33 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust dtd 1/13/59 f/b/o/ Charles H. Paul
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6055107
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,055
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 3,055
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,055
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 34 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust dtd 1/13/59 f/b/o/ Kelly L. Paul
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6055107
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,055
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 3,055
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,055
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 35 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust dtd 1/13/59 f/b/o/ Alan H. Paul
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6055107
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,054
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 3,054
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,054
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 36 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris Trust dtd 1/13/59 f/b/o/ Laurie B. Paul
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6055107
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,054
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 3,054
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,054
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 37 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King W. Harris Children's Trust
| Trustees: Katherine Harris, Robert L. Barrows, Denise Saul
| I.R.S. I.D. No. 36-6641457
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 50,100
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 50,100
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 50,100
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 38 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Toni H. Paul Children's Trust f/b/o Charles H. Paul
| Trustees: King W. Harris, Katherine Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 8,672
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 8,672
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 8,672
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 39 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Toni H. Paul Children's Trust f/b/o Kelly L. Paul
| Trustees: King W. Harris, Katherine Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 8,672
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 8,672
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 8,672
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 40 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Toni H. Paul Children's Trust f/b/o Alan H. Paul
| Trustees: King W. Harris, Katherine Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 8,672
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 8,672
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 8,672
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 41 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Toni H. Paul Children's Trust f/b/o Laurie B. Paul
| Trustees: King W. Harris, Katherine Harris
| I.R.S. I.D. No. 36-6641235
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 8,672
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 8,672
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 8,672
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 42 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Pam F. Szokol Trust f/b/o Pam F. Szokol
| Trustees: Pam F. Szokol, King W. Harris
| I.R.S. I.D. No. 36-6705615
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 30,236
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 30,236
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 30,236
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 43 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William J. Friend Trust f/b/o William J. Friend
| Trustees: William J. Friend, King W. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 40,164
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 40,164
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 40,164
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 44 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Scott C. Friend Trust f/b/o/ Scott C. Friend
| Trustees: King W. Harris and Scott C. Friend
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 29,860
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 29,860
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 29,860
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 45 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| John B. Harris Trust f/b/o John B. Harris
| Trustees: King W. Harris and John B. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 11,672
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 11,672
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 11,672
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 46 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King W. Harris, Custodian for Charles H. Paul
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 4,298
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 4,298
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 4,298
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 47 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King W. Harris, Custodian for Kelly L. Paul
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 4,148
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 4,148
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 4,148
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 48 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ William J. Friend
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 34,788
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 34,788
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 34,788
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 49 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ Pam F. Szokol
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 34,788
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 34,788
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 34,788
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 50 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ Scott C. Friend
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 34,788
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 34,788
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 34,788
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 51 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 105,836
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 105,836
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 105,836
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 52 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 25,877
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 25,877
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 25,877
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 53 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 25,877
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 25,877
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 25,877
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 54 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Alan H. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 25,877
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 25,877
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 25,877
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 55 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Laurie B. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 25,877
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 25,877
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 25,877
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 56 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Mary Ann Barrows Wark Revocable Trust
| Trustee: Mary Ann Barrows
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 82,902
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| |
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 82,902
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 57 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Patricia Barrows Rosbrow
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 80,452
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 80,452
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 58 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Donna E. Barrows
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 79,256
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 79,256
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 59 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Robert L. Barrows
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 80,528
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 80,528
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 60 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Wilikenia, LP
| General partner: Wilikenia Management Co.
| I.R.S. I.D. No. 36-4327870
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 303,992
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 303,992
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 3.9%
|______________________________________________________________________________
| 14) Type of Reporting Person
| PN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 61 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Trust u/w/ of Mildred Harris f/b/o Patricia Barrows Rosbrow
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 93-6124082
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,648
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,648
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 62 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Trust u/w/ Mildred Harris f/b/o William H. Barrows
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 93-6124080
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,644
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,644
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1 %
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 63 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Jerome Kahn, Jr. Revocable Trust
| Trustee: Jerome Kahn, Jr.
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 2,543,800
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 2,543,800
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 32.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 64 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving Harris Foundation, William W. Harris, President
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 65 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Joan W. Harris Revocable Trust
| Trustee: Joan W. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 66 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Harris Foundation, Irving B. Harris, Chairman
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 394,440
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 394,440
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 5.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 67 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Benjamin Harris Investment Trust
| Trustees: William W. Harris, Benjamin Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 1,854
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 1,854
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 68 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving B. Harris Trust dtd 2/27/74 f/b/o Benjamin Harris
| Trustee: William W. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 1,200
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 1,200
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 69 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving B. Harris Trust dtd 2/27/74 f/b/o David Harris
| Trustee: William W. Harris
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 70 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William W. Harris Trust dtd 11/19/76 f/b/o Benjamin Harris
| Trustees: Jerome Kahn, Jr., Michael Resnick
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 62,100
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 62,100
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.8%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 71 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William W. Harris Trust dtd 11/19/76 f/b/o David Harris
| Trustees: Jerome Kahn, Jr., Michael Resnick
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 62,100
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 62,100
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.8%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 72 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William W. Harris Trust dtd 12/29/75 f/b/o Benjamin Harris
| Trustees: Jerome Kahn, Jr., Michael Resnick
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 600
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 600
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 73 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William W. Harris Trust dtd 12/29/75 f/b/o David Harris
| Trustees: Jerome Kahn, Jr., Michael Resnick
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 600
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 600
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 74 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Sidney Barrows Grandchildren Trust dtd 7/12/98
| Trustees: June H. Barrows
| I.R.S. I.D. No. 41-6459705
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 2,615
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 2,615
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 75 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Sidney Barrows and June H Barrows Foundation
| President: June H. Barrows
| I.R.S. I.D. No. 41-1925616
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 76 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| 2029, LP
| General partner: 2029 Management Co.
| I.R.S. I.D. No. 36-4332600
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 267,967
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 267,967
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 3.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| PN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 77 of 112
_______________________________________________________________________________
| 1) Name of Reporting* Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Benjamin Family Trust dtd 12/23/92
| Trustees: Jerome Kahn, Jr., Benjamin Harris
| I.R.S. I.D. No. 04-6722541
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 48,704
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 48,704
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 78 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| David Family Trust dtd 12/23/92
| Trustees: Jerome Kahn, Jr., David Harris
| I.R.S. I.D. No. 04-6722543
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 48,704
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 48,704
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 79 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 395,492
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 395,492
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 395,492
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 5.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 80 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 81 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Katherine Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 632,790
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 632,790
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 632,790
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 8.0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 82 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 415,980
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 316,418
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 415,980
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 316,418
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 732,398
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 9.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 83 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King W. Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 224,890
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 694,622
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 224,890
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 694,622
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 919,512
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 11.7%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 84 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 19,500
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 19,500
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 19,500
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 85 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Pam F. Szokol
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 30,236
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 30,236
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 30,236
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 86 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William Harris Investors, Inc.
| I.R.S. I.D. No. 36-3488341
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 2,543,800
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 2,543,800
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 2,543,800
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 32.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| CO
______________________________________________________________________________
13D
CUSIP No. 725790-10-9 | Page 87 of 112
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William J. Friend
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 40,164
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 40,164
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 40,164
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|______________________________________________________________________________
Item 1. Security and Issuer
Common Stock, $1 par value
Pittway Corporation ("Pittway")
200 South Wacker Drive. Suite 700
Chicago, Illinois 60606-5802
Item 2. Identity and Background
Parts (a), (b) and (c)-
Reporting Person
1. Irving B. Harris Revocable Trust f/b/o Irving B. Harris; trustee:
Irving B. Harris (Chairman of the Executive Committee and
Director of Pittway Corporation`, a manufacturer and distributor
of electronic alarm equipment; 200 South Wacker Drive, Chicago,
IL 60606)
2. Neison Harris Trust f/b/o Neison Harris; trustee: Neison Harris
(Chairman of the Board and Director of Pittway Corporation),
(Note 1)
3. Bern, L.P., a Delaware limited partnership; its general partner
is Portbrid Management Company, Inc. ("Portbrid"); the owner,
president and director of Portbrid is William W. Harris (co-owner
of William Harris Investors, Inc. - "WHI", investment advisors).
WHI, a Delaware corporation, is owned by Irving B. Harris,
William W. Harris, Virginia H. Polsky and Roxanne H. Frank.
The directors and officers are Irving B. Harris (director and
chairman), Jerome Kahn, Jr. (president and director), Jack R.
Polsky (director and executive vice president) Michael S. Resnick
(vice president and secretary), Peter E.Martin (vice president),
Gary J. Neumayer (treasurer), Michael C.McQuinn (assistant
treasurer) and Beth Stephens (assistant treasurer).
4. King W. Harris Trust f/b/o King W. Harris; trustee:
King W. Harris (President and Director of Pittway
Corporation, 200 South Wacker Drive, Chicago, Il 60606)
5. Estate of Sidney Barrows; Special Administrator: June H. Barrows
6. St. Louis, L.P., a Delaware limited partnership; its general
partner is St. Louis Management Company, Inc. ("St. Louis");
the owner and president of St. Louis is Roxanne H. Frank and the
director is Michael S. Resnick.
7. The Roxanne H. Frank Trust f/b/o Roxanne H. Frank; trustees:
Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky.
8. The Virginia H. Polsky Trust f/b/o Virginia H. Polsky;
trustees: Jerome Kahn, Jr., Virginia H. Polsky and Jack
Polsky.
Page 88 of 112
9. June Harris Barrows Revocable Trust f/b/o June H. Barrows;
trustee: June H. Barrows
10. Daniel H. Meyer Investment Trust f/b/o Daniel Meyer, President,
Union Square Cafe Corporation, 21 E. 16th St., New York,
New York 10003; trustees: Jerome Kahn, Jr. and Daniel Meyer.
11. Thomas Meyer Trust f/b/o Thomas Meyer; trustee: Thomas Meyer,
teacher, San Mateo Country School District,
San Mateo, California.
12. James Polsky Investment Trust f/b/o James Polsky;
trustee: James Polsky
13. Jack Polsky Investment Trust f/b/o Jack Polsky;
trustee: Jack Polsky, William Harris Investors, Inc.
14. Charles Polsky Investment Trust f/b/o Charles Polsky;
trustee: Charles Polsky
15. George Polsky Investment Trust f/b/o George Polsky;
trustee: George Polsky
16. Jean Polsky Investment Trust f/b/o Jean Polsky;
Trustee: Jean Polsky
Virginia H Polsky Trusts dated 11/19/76,
trustees: Jerome Kahn, Jr. and Jack Polsky; f/b/o:
17. James Polsky
18. Jack Polsky
19. Charles Polsky
20. George Polsky
21. Jean Polsky
22. Virginia H Polsky Trust f/b/o Jean Polsky, dated 12/29/75;
trustees: Jerome Kahn, Jr. and Jack Polsky;
23. Irving B. Harris Trust f/b/o Jean Polsky, dated 2/27/74;
Trustee: Virginia H. Polsky
24. Bette D. Harris Trust f/b/o Bette D. Harris; trustee:
Bette D. Harris (Note 1)
25. Toni H. Paul (Note 1)
26. Katherine Harris Trust, f/b/o Katherine Harris;
trustees: Katherine Harris and King W. Harris (Note 1)
Trusts dated 1/2/98; trustees: William W. Harris, Jack Polsky
and Neison Harris:
27. Rosetta W. Harris CL Trust A
28. Rosetta W. Harris CL Trust B
29. Rosetta W. Harris CL Trust C
Page 89 of 112
30. Nancy Meyer Trust f/b/o Nancy Meyer; trustees: Nancy Meyer
and Jerome Kahn, Jr.
Bette D. Harris Trusts dated 1/13/59, trustees:
Katherine Harris and King W. Harris f/b/o (Note 1):
31. John B. Harris
32. Charles H. Paul
33. Kelly L. Paul
34. Alan H. Paul
35. Laurie B. Paul
36. King W. Harris Children's Trust; trustees: Katherine
Harris, Robert L. Barrows and Denise Saul (Note 1)
Toni H. Paul Children's Trusts; trustees: King Harris and
Katherine Harris f/b/o (Note 1):
37. Charles H. Paul
38. Kelly L. Paul
39. Alan H. Paul
40. Laurie B. Paul
41. Pam F. Szokol Trust, f/b/o Pam F. Szokol; trustees:
Pam F. Szokol and King W. Harris (Note 1)
42. William J. Friend Trust, f/b/o William J. Friend, Assistant to
President, Pittway Corporation; trustees: William J. Friend and
King W. Harris (Note 1)
43. Scott C. Friend Trust, f/b/o Scott C. Friend; trustees:
Scott C. Friend and King W. Harris (Note 1)
44. John B. Harris Trust, f/b/o John B. Harris; trustees:
John B. Harris and King W. Harris (Note 1)
King W. Harris, custodian for (Note 1) -
45. Charles H. Paul
46. Kelly L. Paul
Neison Harris Trust dated 1/12/54; trustees: Katherine
Harris, King W. Harris and American National Bank
and Trust Company of Chicago, f/b/o (Note 1):
47. William J. Friend
48. Pam F. Szokol
49. Scott C. Friend
50. John B. Harris
51. Charles H. Paul
52. Kelly L. Paul
53. Alan H. Paul
54. Laurie B. Paul
55. Mary Ann Barrows Wark Revocable Trust f/b/o Mary A.Barrows Wark;
Trustee: Mary Ann Barrows Wark
Page 90 of 112
56. Patricia Barrows Rosbrow, psychologist
57. Donna E. Barrows
58. Robert L. Barrows, lawyer, partner in Leonard, Street &
Deinard, 150 South Fifth Street, Suite 2300,
Minneapolis, Minnesota 55402; Director of Pittway Corporation
59. Wilikenia, L.P., a Delaware limited partnership; its general
partner is Wilikenia Management Company, Inc. ("Wilikenia");
the owner and president of Wilikenia is Virginia H. Polsky and
the director is Michael S. Resnick.
Trust u/w/ of Mildred Harris; trustees: Irving B. Harris
and Neison Harris; f/b/o:
60. Patricia Barrows Rosbrow
61. William H. Barrows
62. Jerome Kahn, Jr. Revocable Trust, trustee: Jerome Kahn, Jr.
63. Irving Harris Foundation, an Illinois not-for-profit
corporation; its directors and officers are Irving B.
Harris (vice president and director);
William W. Harris (president, treasurer and director);
Jerome Kahn, Jr. (vice president); Nancy
Meyer (secretary and director); Boardman Lloyd (director);
Roberta H. Harris (director)
64. Joan W. Harris Revocable Trust; trustee Joan W. Harris
65. Harris Foundation, a Minnesota not-for-profit
corporation; its directors and officers are Irving B.
Harris (chairman, treasurer and trustee); Joan W. Harris
(president and trustee); William W. Harris (vice president and
trustee); Michael S. Resnick (secretary and executive assistant);
Daniel Meyer (trustee); Jack R. Polsky (executive assistant);
Jerome Kahn, Jr. (executive assistant).
66. Benjamin Harris Trust f/b/o Benjamin Harris;
Trustees: Benjamin Harris and William W. Harris
Irving B. Harris Trusts dated 2/27/74;
Trustee: William W. Harris, f/b/o:
67. Benjamin Harris
68. David Harris
William W. Harris Trusts dated 11/19/76;
trustees: Jerome Kahn Jr. and Michael S. Resnick, f/b/o:
69. Benjamin Harris
70. David Harris
Page 91 of 112
William W. Harris Trusts dated 12/29/75;
trustees: Jerome Kahn, Jr. and Michael S. Resnick, f/b/o:
71. Benjamin Harris
72. David Harris
73. Sidney Barrows Grandchildren's Trust dated 7/12/98;
trustee: June H. Barrows
74. The Sidney and June H. Barrows Foundation, a Minnesota
not-for-profit corporation; its directors and officers
are June H. Barrows (president and director); William L.
Barrows (vice president and director); Robert L. Barrows
(vice president and director); Patricia J. Rosbrow (vice
president and director); Mary Ann Barrows Wark (vice
president and director).
75. 2029, L.P., a Delaware limited partnership; its general
partner is 2029 Management Company, Inc. ("2029");
the owner and president of 2029 is June H. Barrows and
the director is Michael S. Resnick.
76. Benjamin Family Trust dated 12/23/92-GST;
trustees: Jerome Kahn, Jr., Benjamin Harris, Roberta H. Harris,
David Harris and Boardman Lloyd.
77. David Family Trust dated 12/23/92-GST;
trustees: Jerome Kahn, Jr., Benjamin Harris, Roberta H. Harris,
David Harris and Boardman Lloyd.
Note 1: Address is 333 Skokie Boulevard, Suite 114, Northbrook,
Illinois 60062-1624.
Except as otherwise indicated above, (a) the persons named have no
principal occupations, and (b) their address is 2 North La Salle Street,
Suite 400, Chicago, Illinois 60602-3703.
Pittway's principal business is the manufacturing and distribution of
security and commercial fire alarm equipment and other low voltage
products.
Irving B. Harris and Neison Harris are brothers and June Barrows is their
sister. William W. Harris is the son of Irving B. Harris. King W. Harris
is the son of Neison Harris. All of the other persons named herein are
either (1) the children, grandchildren, great grandchildren or spouses of
one of the five individuals named in this paragraph, or spouses of such
children or grandchildren, (2) trusts or custodial accounts for the benefit
of such children, grandchildren or great grandchildren, or (3) persons who
have granted voting and/or dispositive power to, or are affiliates of, one
of the five individuals named in this paragraph. The custodians and at
least one trustee of each trust named herein have either a family or
business relationship with one or more of the individuals named in this
Page 92 of 112
paragraph. Because of the above described relationships, the persons named
in this Item 2 may be deemed to be a group within the meaning of Section
13(d) of the Securities Exchange Act of 1934 and the Rules and Regulations
thereunder.
(d) During the last five years, none of the persons named above has
been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(e) During the last five years, none of the persons named above has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction resulting in any judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f) Each of the persons named above is a citizen of, or entity
organized in, the United States.
Item 3. Source and Amount of Funds or Other Consideration
Available cash working capital.
Item 4. Purpose of Transaction
The purposes for which the securities of Pittway were held was the
acquisition and maintenance of an investment and of effective control of
Pittway. See Item 6 for a description of recent developments.
Item 5. Interest in Securities of the Issuer
(a) and (b) The aggregate number of outstanding shares of Common Stock
of Pittway which may be deemed to be beneficially owned within the meaning
of Section 13(d) by the persons named in Item 2 is 4,166,518 shares,
constituting 52.9% of such outstanding shares. In the event of a Change of
Control Date, as defined in the issuer's Amended and Restated Certificate
of Incorporation, all of the issuer's Class A Stock will be converted to
Common Stock. Such an event can occur only as a result of the disposition
of Common and/or Class A shares by some or all of the reporting persons
identified in Item 2. Accordingly, the number or percentage of Common
shares which would be owned upon such conversion can not be determined.
The following table lists the number of Class A shares directly
owned by each of the persons named in Item 2 (designated by the
number corresponding to such name in Item 2) and the related
percentage of outstanding shares.
Page 93 of 112
Number Per Cent of
Person of Shares Outstanding Shares
1. 0 0.0%
2. 415,980 5.3
3. 303,992 5.1
4. 216,444 2.8
5. 0 0
6. 356,324 4.5
7. 0 0
8. 0 0
9. 0 0
10. 36,396 .5
11. 41,192 .5
12. 6,276 .1
13. 6,608 .1
14. 6,008 .1
15. 4,538 .1
16. 926 *
17. 24,000 .3
18. 24,000 .3
19. 24,000 .3
20. 24,000 .3
21. 24,000 .3
22. 300 *
23. 3,000 *
24. 19,500 .2
25. 217,626 2.8
26. 207,458 2.6
27. 30,500 .4
28. 30,500 .4
29. 30,500 .4
30. 39,696 .5
31. 14,618 .2
32. 3,055 *
33. 3,055 *
34. 3,054 *
35. 3,055 *
36. 50,100 .6
37. 8,672 .1
38. 8,672 .1
39. 8,672 .1
40. 8,671 .1
41. 30,236 .4
42. 30,164 .4
43. 29,860 .2
44. 11,672 *
45. 4,298 *
46. 4,148 *
47. 34,788 .4
48. 34,788 .4
49. 34,788 .4
50. 105,836 1.3
51. 25,877 .2
Page 94 of 112
Number Per Cent of
Person of Shares Outstanding Shares
52. 25,877 .3%
53. 25,877 .3
54. 25,877 .3
55. 82,902 1.0
56. 80,452 1.0
57. 79,256 1.0
58. 80,528 1.0
59. 303,992 3.9
60. 3,648 *
61. 3,648 *
62. 540 *
63. 0 .0
64. 0 .0
65. 394,440 5.0
66. 1,854 *
67. 1,200 *
68. 1,200 *
69. 62,100 .8
70. 62,100 .8
71. 600 *
72. 600 *
73. 2,615 *
74. 0 0
75. 267,967 3.4
76. 48,704 .6
77. 48,704 .6
Total 4,166,518 52.9%
*Less than one-tenth of one percent
In addition to shares shown in the foregoing table as being directly
owned, certain persons named in Item 2 also have or may be deemed to have
sole power to vote or direct the vote and to dispose or direct the
disposition of shares owned by other persons named herein by virtue of
being a sole stockholder, custodian or trustee, or having a business
relationship with custodians or trustees. In addition, such persons have
or may be deemed to have shared voting and dispositive power over shares
owned by other persons named herein by virtue of being co-trustee or
holding power of attorney. The following table lists the individuals
having such voting and dispositive powers and the other persons (designated
by the number corresponding to such name in Item 2) with respect to which
such powers are held:
Investment power Sole voting and Shared voting and
held by dispositive power dispositive power
Neison Harris Person 25, 27-29,
60-61
Irving B. Harris * *
Page 95 of 112
Investment power Sole voting and Shared voting and
held by dispositive power dispositive power
William W. Harris 3, 27-29, 63, 65, 67-68
Jack Polsky * *
June H. Barrows 5, 73, 74, 75
Bette D. Harris 24
King W. Harris 45, 46 26, 31-35, 37-44, 47-54
Robert L. Barrows 58,74
Virginia H. Polsky 23 59
Katherine Harris 26, 31-40, 47-54
Toni Paul 25
Pam F. Szokol 41
William J. Friend 42
Scott C. Friend 43
John B. Harris 44
WHI * *
Jerome Kahn, Jr * *
* William Harris Investors, Inc. (WHI) reports that in its discretion
as an investment advisor it has sole dispositive power and shared voting
power with respect to shares held by persons #1, 3, 5-23, 27-30, and 55-77.
Irving B. Harris is the Chairman and controlling stockholder of WHI.
Jerome Kahn, Jr. is the President of WHI. Jack Polsky is a Vice President
of WHI.
(c) The following table lists the transactions of Common shares
effected during the preceding 60 days by the persons names in Item 2
(designated by the number corresponding to such name in Item 2).
Date Person No. of Shares Price Transaction
11/19/99 8 (303,992) $31.25 Transfer in exchange for
partnership interest
in Person #59
11/19/99 59 303,992 $31.25 Transfer in exchange for
partnership interest
from Person #8
Page 96 of 112
Date Person No. of Shares Price Transaction
11/19/99 7 (356,324) $31.25 Transfer in exchange for
partnership interest
in Person #6
11/19/99 6 356,324 $31.25 Transfer in exchange for
partnership interest
from Person #7
12/14/99 9 (243,600) $29.34 Transfer in exchange for
partnership interest
in Person #75
12/14/99 75 243,600 $29.34 Transfer in exchange for
partnership interest
from Person #9
12/14/99 5 (24,367) $29.34 Transfer in exchange for
partnership interest
in Person #75
12/14/99 75 24,367 $29.34 Transfer in exchange for
partnership interest
from Person #5
12/15/99 1 (350,940) Gift Gift to Person #65
12/15/99 65 350,940 Gift Gift from beneficiary of
Person #1
(d) To the knowledge of the persons named in Item 2, no other persons,
except beneficiaries of certain of such entities, have the right to receive
or the power to direct the receipt of dividends from, or the proceeds from
the sale of, the shares owned by such persons.
(e) Not applicable. See Item 6 for a description of recent
developments.
Item 6. Contracts, Arrangements, Understanding or Relationships
with Respect to Securities of the Issuer
On December 20, 1999, Pittway Corporation, a Delaware corporation
("Parent"), and HII-2 Acquisition Corp., a Delaware corporation and a
wholly owned subsidiary of Honeywell International Inc. ("Purchaser"),
entered into an Agreement and Plan of Merger (the "Merger Agreement")
pursuant to which Purchaser would merge with the Company on the terms and
subject to the conditions set forth therein. As a result of such merger,
the Company will become a wholly-owned subsidiary of Parent. As a
condition and inducement to Parent's and Purchaser's willingness to enter
into the Merger Agreement, concurrently therewith Parent, Purchaser, and
certain stockholders of Pittway, including, without limitation, each of the
reporting persons hereunder, other than the Jerome Kahn, Jr. Revocable
Trust, (the "Stockholders"), entered into a Stockholders Agreement (the
"Stockholders Agreement").
Pursuant to the Stockholders Agreement, each of the Stockholders
has agreed, among other things, upon the terms and subject to the
conditions, limitations and exceptions set forth therein (i) to tender all
of the shares of Common Stock, par value $1 per share, of Pittway held by
such Stockholder (the "Subject Shares") to Purchaser pursuant to
Purchaser's cash tender offer (the "Offer") and not to withdraw from the
Page 97 of 112
Offer the Subject Shares tendered pursuant thereto unless and until the
Merger Agreement is terminated; (ii) to grant to Parent an option (the
"Option") to purchase the Subject Shares, (iii) not to (a) offer for sale,
sell, transfer, tender, pledge, encumber, assign or otherwise dispose of,
or enter into any contract, option or other arrangement or understanding
with respect to or consent to the offer for sale, sale, transfer, tender,
pledge, encumbrance, assignment or other disposition of the Subject Shares,
or (b) grant any proxies or powers of attorney, deposit the Subject Shares
into a voting trust or enter into a voting agreement with respect to the
Subject Shares, and (iv) that, in its capacity as a Stockholder, it will
not, directly or indirectly, encourage, solicit or initiate discussions or
negotiations with any person or entity concerning any business combination
merger, tender offer, exchange offer, sale of assets, sale of shares of
capital stock or debt securities or similar transactions involving Pittway
or its subsidiaries.
The summary contained in this Amendment of certain provisions of
the Stockholders Agreement is not intended to be complete and is qualified
in its entirety by reference to the Stockholders Agreement attached as
Exhibit 99(a) to this Amendment.
Except as described above, the persons named above have no
contracts, arrangements, understandings or relationships (legal or
otherwise) with any person not named herein with respect to any securities
of the issuer, including but not limited to transfer or voting of any of
the securities, finders fees, joint ventures, loan or option arrangements,
puts or calls, guarantees of profits, division of profit or loss, or the
giving or withholding of proxies, except for the Undertaking presented in
Exhibit 24.3 and incorporated herein by reference.
Item 7. Material to be Filed as Exhibits
Exhibits: Number Description
24.1 Joint Filing Agreement and Power of Attorney dated
January 15, 1990 (incorporated by reference to
Exhibit B of Amendment No. 7 to Schedule 13D dated
January 15, 1990).
24.2 Undertaking dated December 28,1989 pursuant to
Amended and Restated Merger Agreement and Plan
of Reorganization dated as of October 11, 1989
(incorporated by reference to Exhibit A of
Amendment No. 7 to Schedule 13D dated
January 15, 1990).
24.3 Joint Filing Agreement and Power of Attorney dated
December 20, 1999.
99 Stockholders Agreement dated
December 20, 1999 among Honeywell International
Inc., a Delaware corporation, HII-2 Acquisition
Corp., a Delaware corporation, and certain
stockholder of Pittway.
Page 98 of 112
* * * * *
The inclusion of information in this statement shall not be
construed as an admission that the persons named in Item 2 are beneficial
owners of any shares other than those shares as to which each is described
in Item 5 as the direct owner.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 22, 1999
(Signatures on following pages.)
Page 99 of 112
________________________________________
Irving B. Harris
Neison Harris Trust f/b/o Neison Harris
By: _____________________________________
Neison Harris, as Trustee and individually
King Harris Trust of 1990 f/b/o King W. Harris
By: _____________________________________
King W. Harris, as Trustee and individually
Sid Barrows Grandchildren's Trust
By: _____________________________________
June H. Barrows, as Trustee
William Harris & Co., Inc.
By: ______________________________________
Irving B. Harris, as sole owner, President and director
The Roxanne H. Frank Trust f/b/o Roxanne H. Frank
By: ______________________________________
Roxanne H. Frank, as Trustee and individually
and ______________________________________
Jack Polsky, as co-Trustee
and ______________________________________
Jerome Kahn, Jr., as co-Trustee
The Virginia H. Polsky Trust f/b/o Virginia H. Polsky
By: ______________________________________
Virginia H. Polsky, as co-Trustee and individually
and ______________________________________
Jack Polsky, as co-Trustee
and ______________________________________
Jerome Kahn, Jr., as co-Trustee
Page 100 of 112
Daniel Meyer Trust f/b/o Daniel Meyer
By: ______________________________________
Jerome Kahn, Jr., as co-Trustee
and ______________________________________
Daniel Meyer, as co-Trustee and individually
VHP-James 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee
VHP-Jack 76 Trust
By: ____________________________________
Michael S. Resnick, as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee and individually
VHP-Charles 76 Trust
By: ____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-George 76 Trust
By: ____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-Jean 76 Trust
By: ____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Page 101 of 112
Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky
By: _____________________________________
Jerome Kahn, Jr., as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky
By: _____________________________________
Virginia H. Polsky, as Trustee and individually
Bette D. Harris Trust f/b/o Bette D. Harris
By: _____________________________________
Bette D. Harris, as Trustee and individually
________________________________________
Toni H. Paul
Katherine Harris Trust f/b/o Katherine Harris
By: _____________________________________
Katherine Harris, as co-Trustee and individually
and _____________________________________
King W. Harris, as co-Trustee
Nancy Meyer Trust f/b/o Nancy Meyer
By: _____________________________________
Nancy Meyer, as co-Trustee and individually
and _____________________________________
Jerome Kahn, Jr., as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Page 102 of 112
Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
King W. Harris Children's Trust
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
Robert L. Barrows, as co-Trustee
Toni H. Paul Children's Trust f/b/o Charles H. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Kelly L. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Alan H. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Page 103 of 112
Toni H. Paul Children's Trust f/b/o Laurie B. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Pam F. Szokol Trust f/b/o Pam F. Szokol
By: ____________________________________
Pam F. Szokol, as co-Trustee and individually
and ____________________________________
King W. Harris, as co-Trustee
William J. Friend Trust f/b/o William J. Friend
By: ____________________________________
William J. Friend, as Trustee
and ____________________________________
King W. Harris, as Trustee
Scott C. Friend Trust f/b/o Scott C. Friend
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Scott C. Friend, as co-Trustee and individually
John B. Harris Trust f/b/o John B. Harris
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
John B. Harris, as co-Trustee and individually
________________________________________
King W. Harris, as Custodian for Charles H. Paul
________________________________________
King W. Harris, as Custodian for Kelly L. Paul
Page 104 of 112
Resurgent Investors L.P.
By: ____________________________________
Neison Harris, as co-general partner
and ____________________________________
Bette D. Harris, as co-general partner
Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol
By: _____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by___________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Page 105 of 112
Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Alan H. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Mary Ann Barrows Wark Revocable Trust
By: ____________________________________
Mary Ann Barrows Wark, as co-Trustee and individually
and ____________________________________
David Wark, as co-Trustee
____________________________________
Patricia Barrows Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Thomas Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Donna E. Barrows
____________________________________
Robert L. Barrows
Page 106 of 112
The William Harris Settler Trust f/b/o William H. Barrows
By: _____________________________________
Irving B. Harris, as co-Trustee
and ______________________________________
Neison Harris, as co-Trustee
Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow
By: _____________________________________
Irving B. Harris, as co-Trustee
and _____________________________________
Neison Harris, as co-Trustee
Trust u/w/of Mildred Harris f/b/o William H. Barrows
By: _____________________________________
Irving B. Harris, as co-Trustee
and _____________________________________
Neison Harris, as co-Trustee
Jerome Kahn, Jr. Revocable Trust
By: ____________________________________
Jerome Kahn, Jr., as Trustee and individually
Irving Harris Foundation
By: ____________________________________
William W. Harris, as President, Treasurer and a director
Harris Foundation
By: ____________________________________
Irving B. Harris, as Chairman, Treasurer and a Trustee
Benjamin Harris Investment Trust
By: ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
Page 107 of 112
IBH - Benjamin 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
and ___________________________________
Benjamin Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
IBH - David 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
and ___________________________________
David Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
WWH - Benjamin 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
WWH - David 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
David Harris, as co-Trustee
Benjamin 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
David 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
David Harris, as co-Trustee
Page 108 of 112
________________________________________
William Harris
________________________________________
Katherine Harris
________________________________________
Neison Harris
________________________________________
King W. Harris
________________________________________
Bette D. Harris
________________________________________
Pam F. Szokol
William Harris Investors, Inc.
By: ____________________________________
Michael S. Resnick, Vice-President
________________________________________
William J. Friend
Thomas Meyer Trust f/b/o Thomas Meyer
By: ___________________________________
Thomas Meyer, as Trustee and individually
Julie Stevenson, individually, including, without
limitation, any community property interest
______________________________________
Julie Stevenson, individually, including, without
limitation, any community property interest
Page 109 of 112
James Polsky Investment Trust f/b/o James Polsky
By: ___________________________________
James Polsky, as Trustee and individually
Jack Polsky Investment Trust f/b/o Jack Polsky
By: ___________________________________
Jack Polsky, as Trustee and individually
Charles Polsky Investment Trust f/b/o Charles Polsky
By: ___________________________________
Charles Polsky, as Trustee and individually
George Polsky Investment Trust f/b/o George Polsky
By: ____________________________________
George Polsky, as Trustee and individually
Jean Polsky Investment Trust f/b/o Jean Polsky
By: ___________________________________
Jean Polsky, as Trustee and individually
Rosetta W. Harris CL Trust A
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Rosetta W. Harris CL Trust B
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Page 110 of 112
Rosetta W. Harris CL Trust C
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Joan W. Harris Revocable Trust
By: ____________________________________
Joan W. Harris, as Trustee and individually
Benjamin Family Trust
By: ____________________________________
Robie Harris, as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
and ____________________________________
David Harris, as co-Trustee
and ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Boardman Lloyd, as co-Trustee
David Family Trust
By: _____________________________________
Robie Harris, as co-Trustee
and _____________________________________
Benjamin Harris, as co-Trustee
and _____________________________________
David Harris, as co-Trustee
and _____________________________________
Jerome Kahn, Jr., as co-Trustee
and _____________________________________
Boardman Lloyd, as co-Trustee
Bern L.P.
By: _____________________________________
William W. Harris, as President of Portbrid Management Co., Inc.,
which is the corporate general partner of Bern L.P.
Page 111 of 112
Wilikenia L.P.
By: ______________________________________
Michael S. Resnick, as Vice-President of Wilikenia Management Co.,
which is the corporate general partner of Wilikenia L.P.
St. Louis L.P.
By: ____________________________________
Michael S. Resnick, as Vice-President of St. Louis Management Co.,
which is the corporate general partner of St. Louis L.P.
2029 L.P.
By: _____________________________________
Michael S. Resnick, as Vice-President of 2029 Management Co.,
which is the corporate general partner of 2029 L.P.
The Summer Fund
By: ____________________________________
Jack Polsky, as Vice-President
Irving Harris Foundation A
By: ____________________________________
Roxanne H. Frank, as Trustee
The Sidney Barrows and June H. Barrows Foundation
By: ____________________________________
June Barrows, as President
Page 112 of 112
JOINT FILING AGREEMENT FOR CLASS A STOCK
The undersigned hereby agree that the statement on Schedule
13D with respect to the shares of Class A Stock, of the par value of $1.00
per share, of Pittway Corporation, a Delaware corporation ("Pittway"), and
any amendments thereto, executed by or on behalf of the undersigned, in
accordance with and pursuant to the power of attorney set forth below or
otherwise, is and shall be filed jointly on behalf of the undersigned,
pursuant to and in accordance with the provisions of Rule 13d-1(f) under
the Securities Exchange Act of 1934.
JOINT FILING AGREEMENT FOR COMMON STOCK
The undersigned hereby agree that the statement on Schedule
13D with respect to the shares of Common Stock, of the par value of $1.00
per share, of Pittway Corporation, a Delaware corporation ("Pittway"), and
any amendments thereto, executed by or on behalf of the undersigned, in
accordance with and pursuant to the power of attorney set forth below or
otherwise, is and shall be filed jointly on behalf of the undersigned,
pursuant to and in accordance with the provisions of Rule 13d-1(f) under
the Securities Exchange Act of 1934.
POWER OF ATTORNEY
The undersigned hereby constitute and appoint King W. Harris,
Jerome Kahn, Jr., Jack Polsky, Michael Resnick and Edward J. Schwartz, and
each of them individually, the undersigned's true and lawful
attorneys-in-fact and agents for the undersigned in name, place and stead,
to sign, execute and deliver on behalf of the undersigned:
(i) the information statements on Schedules 13D (the
"Schedule 13D") under the Securities Act of 1934, as amended (the
"Exchange Act"), with respect to ownership of the shares of stock
of the Company held by the undersigned;
(ii) a Stockholders Agreement (the "Stockholders
Agreement") to be entered into among Honeywell International Inc., a
Delaware corporation ("Parent"), HII-2 Acquisition Corp, a Delaware
company and a wholly owned subsidiary of the Parent, and certain
stockholders of the Company, including the undersigned, relating to,
among other things, the agreement by the undersigned to tender all
of the undersigned's shares of stock of the Company made subject to
such Stockholder's Agreement (the "Subject Shares") to the Company
pursuant to Parent's cash tender offer (the "Offer") therefor;
(iii) a tender offer transmittal letter (the
"Transmittal Letter") with respect to the tender of the Subject
Shares to the Company pursuant to the Offer; and
(iv) any and all amendments to the Schedule 13D, the
Stockholders Agreement, or the Transmittal Letter.
The undersigned further grants unto said attorneys-in-fact and
agents, and each of them, full power and authority to do and perform each
and every act and thing requisite and necessary to be done, as fully to
all intents and purposes as the undersigned might or could do in person,
hereby ratifying and confirming all that said attorneys-in-fact and agents
or any one of them, or such person's substitute or their substitutes,
lawfully do or cause to be done by virtue hereof.
This Joint Filing Agreement and Power of Attorney may be
executed in separate counterparts by each of the undersigned, each of
which shall be an original but all of which, taken together, shall
constitute one and the same instrument. It shall not be necessary that
each of the undersigned sign any one counterpart.
IN WITNESS WHEREOF, I have hereunto set my hand this 20 day of
December, 1999.
(Signatures on following pages)
Power of Attorney signature pages.
________________________________________
Irving B. Harris
Neison Harris Trust f/b/o Neison Harris
By: _____________________________________
Neison Harris, as Trustee and individually
King Harris Trust of 1990 f/b/o King W. Harris
By: _____________________________________
King W. Harris, as Trustee and individually
Sid Barrows Grandchildren's Trust
By: _____________________________________
June H. Barrows, as Trustee
William Harris & Co., Inc.
By: ______________________________________
Irving B. Harris, as sole owner, President and director
The Roxanne H. Frank Trust f/b/o Roxanne H. Frank
By: ______________________________________
Roxanne H. Frank, as Trustee and individually
and ______________________________________
Jack Polsky, as co-Trustee
and ______________________________________
Jerome Kahn, Jr., as co-Trustee
The Virginia H. Polsky Trust f/b/o Virginia H. Polsky
By: ______________________________________
Virginia H. Polsky, as co-Trustee and individually
and ______________________________________
Jack Polsky, as co-Trustee
and ______________________________________
Jerome Kahn, Jr., as co-Trustee
Daniel Meyer Trust f/b/o Daniel Meyer
By: ______________________________________
Jerome Kahn, Jr., as co-Trustee
and ______________________________________
Daniel Meyer, as co-Trustee and individually
VHP-James 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee
VHP-Jack 76 Trust
By: ____________________________________
Michael S. Resnick, as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee and individually
VHP-Charles 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-George 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-Jean 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky
By: _____________________________________
Jerome Kahn, Jr., as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky
By: _____________________________________
Virginia H. Polsky, as Trustee and individually
Bette D. Harris Trust f/b/o Bette D. Harris
By: _____________________________________
Bette D. Harris, as Trustee and individually
________________________________________
Toni H. Paul
Katherine Harris Trust f/b/o Katherine Harris
By: _____________________________________
Katherine Harris, as co-Trustee and individually
and _____________________________________
King W. Harris, as co-Trustee
Nancy Meyer Trust f/b/o Nancy Meyer
By: _____________________________________
Nancy Meyer, as co-Trustee and individually
and _____________________________________
Jerome Kahn, Jr., as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
King W. Harris Children's Trust
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
Robert L. Barrows, as co-Trustee
Toni H. Paul Children's Trust f/b/o Charles H. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Kelly L. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Alan H. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Laurie B. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Pam F. Szokol Trust f/b/o Pam F. Szokol
By: ____________________________________
Pam F. Szokol, as co-Trustee and individually
and ____________________________________
King W. Harris, as co-Trustee
William J. Friend Trust f/b/o William J. Friend
By: ____________________________________
William J. Friend, as Trustee
and ____________________________________
King W. Harris, as Trustee
Scott C. Friend Trust f/b/o Scott C. Friend
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Scott C. Friend, as co-Trustee and individually
John B. Harris Trust f/b/o John B. Harris
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
John B. Harris, as co-Trustee and individually
________________________________________
King W. Harris, as Custodian for Charles H. Paul
________________________________________
King W. Harris, as Custodian for Kelly L. Paul
Resurgent Investors L.P.
By: ____________________________________
Neison Harris, as co-general partner
and ____________________________________
Bette D. Harris, as co-general partner
Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol
By: _____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by___________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Alan H. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Mary Ann Barrows Wark Revocable Trust
By: ____________________________________
Mary Ann Barrows Wark, as co-Trustee and individually
and ____________________________________
David Wark, as co-Trustee
____________________________________
Patricia Barrows Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Thomas Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Donna E. Barrows
____________________________________
Robert L. Barrows
The William Harris Settler Trust f/b/o William H. Barrows
By: _____________________________________
Irving B. Harris, as co-Trustee
and ______________________________________
Neison Harris, as co-Trustee
Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow
By: _____________________________________
Irving B. Harris, as co-Trustee
and _____________________________________
Neison Harris, as co-Trustee
Trust u/w/of Mildred Harris f/b/o William H. Barrows
By: _____________________________________
Irving B. Harris, as co-Trustee
and _____________________________________
Neison Harris, as co-Trustee
Jerome Kahn, Jr. Revocable Trust
By: ____________________________________
Jerome Kahn, Jr., as Trustee and individually
Irving Harris Foundation
By: ____________________________________
William W. Harris, as President, Treasurer and a director
Harris Foundation
By: ____________________________________
Irving B. Harris, as Chairman, Treasurer and a Trustee
Benjamin Harris Investment Trust
By: ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
IBH - Benjamin 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
and ___________________________________
Benjamin Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
IBH - David 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
and ___________________________________
David Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
WWH - Benjamin 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
WWH - David 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
David Harris, as co-Trustee
Benjamin 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
David 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
David Harris, as co-Trustee
________________________________________
William Harris
________________________________________
Katherine Harris
________________________________________
Neison Harris
________________________________________
King W. Harris
________________________________________
Bette D. Harris
________________________________________
Pam F. Szokol
William Harris Investors, Inc.
By: ____________________________________
Michael S. Resnick, Vice-President
________________________________________
William J. Friend
Thomas Meyer Trust f/b/o Thomas Meyer
By: ___________________________________
Thomas Meyer, as Trustee and individually
Julie Stevenson, individually, including, without
limitation, any community property interest
______________________________________
Julie Stevenson, individually, including, without
limitation, any community property interest
James Polsky Investment Trust f/b/o James Polsky
By: ___________________________________
James Polsky, as Trustee and individually
Jack Polsky Investment Trust f/b/o Jack Polsky
By: ___________________________________
Jack Polsky, as Trustee and individually
Charles Polsky Investment Trust f/b/o Charles Polsky
By: ___________________________________
Charles Polsky, as Trustee and individually
George Polsky Investment Trust f/b/o George Polsky
By: ____________________________________
George Polsky, as Trustee and individually
Jean Polsky Investment Trust f/b/o Jean Polsky
By: ___________________________________
Jean Polsky, as Trustee and individually
Rosetta W. Harris CL Trust A
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Rosetta W. Harris CL Trust B
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Rosetta W. Harris CL Trust C
By: ____________________________________
Jack Polsky, as co-Trustee
and ____________________________________
William W. Harris, as co-Trustee
and ____________________________________
Neison Harris, as co-Trustee
Joan W. Harris Revocable Trust
By: ____________________________________
Joan W. Harris, as Trustee and individually
Benjamin Family Trust
By: ____________________________________
Robie Harris, as co-Trustee
and ____________________________________
Benjamin Harris, as co-Trustee
and ____________________________________
David Harris, as co-Trustee
and ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Boardman Lloyd, as co-Trustee
David Family Trust
By: _____________________________________
Robie Harris, as co-Trustee
and _____________________________________
Benjamin Harris, as co-Trustee
and _____________________________________
David Harris, as co-Trustee
and _____________________________________
Jerome Kahn, Jr., as co-Trustee
and _____________________________________
Boardman Lloyd, as co-Trustee
Bern L.P.
By: _____________________________________
William W. Harris, as President of Portbrid Management Co., Inc.,
which is the corporate general partner of Bern L.P.
Wilikenia L.P.
By: ______________________________________
Michael S. Resnick, as Vice-President of Wilikenia Management Co.,
which is the corporate general partner of Wilikenia L.P.
St. Louis L.P.
By: ____________________________________
Michael S. Resnick, as Vice-President of St. Louis Management Co.,
which is the corporate general partner of St. Louis L.P.
2029 L.P.
By: _____________________________________
Michael S. Resnick, as Vice-President of 2029 Management Co.,
which is the corporate general partner of 2029 L.P.
The Summer Fund
By: ____________________________________
Jack Polsky, as Vice-President
Irving Harris Foundation A
By: ____________________________________
Roxanne H. Frank, as Trustee
The Sidney Barrows and June H. Barrows Foundation
By: ____________________________________
June Barrows, as President
- -4-
STOCKHOLDERS AGREEMENT
This STOCKHOLDERS AGREEMENT, dated as of December 20, 1999
(this "Agreement"), is made and entered into among Honeywell International
Inc., a Delaware corporation ("Parent"), HII-2 Acquisition Corp., a Dela-
ware corporation and wholly owned subsidiary of Parent ("Purchaser"), and
the stockholders identified on the signature page hereof ("Stockhold-
ers").
RECITALS:
A. Parent, Purchaser and Pittway Corporation, a Delaware
corporation ("Company"), propose to enter into an Agreement and Plan of
Merger, dated as of the date hereof (the "Merger Agreement"), pursuant to
which the Purchaser will merge with and into Company (the "Merger") on the
terms and subject to the conditions set forth in the Merger Agreement.
Except as otherwise defined herein, terms used herein with initial capital
letters have the respective meanings ascribed thereto in the Merger Agree-
ment.
B. As of the date hereof, Stockholders, in the aggregate,
beneficially own and are entitled to dispose of (or to direct the disposi-
tion of) and to vote (or to direct the voting of) the shares of Class A
Stock, of the par value of $1.00 per share (the "Class A Shares"), of Com-
pany and the shares of Common Stock, of the par value of $1.00 per share
("Common Stock"), of Company identified on Appendix A hereto (the shares
of Common Stock and the shares of Class A Stock are sometimes referred to
together as the "Shares" and such Shares, together with any other shares
of capital stock of Company the beneficial ownership of which is acquired
by Stockholders during the period from and including the date hereof
through and including the earlier of (i) the expiration of the Option Pe-
riod (as defined herein) and (ii) the expiration of this Agreement, but
less approximately 250,000 shares in the aggregate which are identified on
Appendix A as being reserved for charitable contributions and are thus
outside the coverage of this Agreement, are collectively referred to
herein as "Subject Shares").
C. Pursuant to the Merger Agreement, Purchaser shall com-
mence a cash tender offer (the "Offer") to purchase at a price of $45.50
per Share all outstanding Shares, including all of the Subject Shares.
D. As a condition and inducement to Parent's and Purchaser's
willingness to enter into the Merger Agreement, Parent and Purchaser have
requested that Stockholders agree, and Stockholders have agreed, to enter
into this Agreement.
NOW, THEREFORE, in consideration of the foregoing and the rep-
resentations, warranties, covenants and agreements contained in this
Agreement and the Merger Agreement and for other good and valuable consid-
eration, the receipt and sufficiency of which are hereby acknowledged, the
parties hereto, intending to be legally bound hereby, agree as follows:
ARTICLE I
AGREEMENT TO TENDER
Section 1.1 Agreement to Tender. Promptly following the com-
mencement of the Offer, Stockholders shall tender, in accordance with the
terms of the Offer, all Subject Shares then owned by them. Stockholders
shall not withdraw from the Offer any Subject Shares tendered pursuant to
the Offer unless and until the Merger Agreement is terminated.
ARTICLE II
OPTION
Section 2.1 (a) Grant of Option. Stockholders hereby grant
to Parent an irrevocable option (the "Option") to purchase the Subject
Shares on the terms and subject to the conditions set forth herein, at a
price per Subject Share equal to $45.50 in cash or any higher price paid
or to be paid by Parent and Purchaser pursuant to the Offer (such price
being referred to as the "Option Consideration").
(b) When Option Exercisable. The Option shall become exercis-
able (unless earlier terminated) from and after the time and date of the
Option Triggering Event. The "Option Triggering Event" is the first to
occur of the following: (x) the termination by the Company of the Merger
Agreement pursuant to Section 7.1(c)(ii) other than a termination, prior
to 5:00 p.m. (New York time) on February 20, 2000, in connection with a
Superior Proposal (as hereinafter defined) from any party (or an affiliate
of such party) which made an Acquisition Proposal or gave an Indication of
Interest prior to 12:00 p.m. (New York time) on February 3, 2000 (such
time and date, the "Initial Offer Expiration Date"), (y) the termination
by Parent of the Merger Agreement pursuant to Section 7.1(d)(iii) other
than a termination, prior to 5:00 p.m. (New York time) on February 20,
2000, in connection with a Superior Proposal from any party (or an affili-
ate of such party) which made an Acquisition Proposal or gave an Indica-
tion of Interest prior to the Initial Offer Expiration Date, (z) the ter-
mination by the Company or Parent of the Merger Agreement pursuant to Sec-
tion 7.1(b)(i) if prior to such termination there shall have been publicly
announced an Acquisition Proposal that is financially superior to the Of-
fer and Merger (either at the time it is made or at any time prior to the
termination of the Merger Agreement) or Indication of Interest (a "Supe-
rior Proposal") and (zz) the termination by Parent of the Merger Agreement
pursuant to Section 7.1(d)(ii) as a result of the Company's willful mate-
rial breach of a covenant in the Merger Agreement if prior to such breach
the Company shall have received a Superior Proposal.
(c) When Option Terminates. The Option shall terminate
(whether or not it shall have become exercisable) on the time and date of
the first to occur of the following: (x) the purchase of Shares in the
Offer, (y) any termination of the Merger Agreement on or prior to the Ini-
tial Offer Expiration Date, (z) the termination of the Merger Agreement
after the Initial Offer Expiration Date other than in connection with an
Option Triggering Event, (zz) 100 days after the beginning of the Option
Period and (zzz) the Initial Offer Expiration Date if, as of such date,
there shall have been no publicly announced Acquisition Proposal or Indi-
cation of Interest and all conditions, other than the Minimum Condition,
shall have been satisfied. The period beginning at the time and date the
Option shall become exercisable and ending on the time and date the Option
shall terminate is referred to herein as the "Option Period."
Section 2.2 Exercise of Option. (a) Parent may exercise the
Option, in whole but not in part, at any time during the Option Period.
Notwithstanding anything in this Agreement to the contrary, Parent shall
be entitled to purchase all Subject Shares in accordance with the terms
hereof during the Option Period, and the expiration of the Option Period
shall not affect any rights hereunder which by their terms do not termi-
nate or expire prior to or as of such expiration.
(b) If Parent wishes to exercise the Option, it shall de-
liver to Stockholders a written notice (an "Exercise Notice") to that ef-
fect which specifies a date (an "Option Closing Date") (not earlier than
three business days after the date such Exercise Notice is delivered and
not later than the last day of the Option Period) for the consummation of
the purchase and sale of such Subject Shares (an "Option Closing"). If
the Option Closing cannot be effected on the Option Closing Date specified
in the Exercise Notice by reason of a preliminary or final injunction or
any other applicable judgment, decree, order, law or regulation, or be-
cause any applicable waiting period under the Hart-Scott-Rodino Antitrust
Improvements Act of 1976, as amended (the "HSR Act"), shall not have ex-
pired or been terminated, the Option Closing Date specified in the Exer-
cise Notice shall be extended to the fifth business day following the
elimination of all such impediments but in no event shall the Option Clos-
ing Date be later than the last day of the Option Period. The place of
the Option Closing shall be at the offices of Skadden, Arps, Slate,
Meagher & Flom LLP, 919 Third Avenue, New York, New York 10022 and the
time of the Option Closing shall be 10:00 a.m. (New York Time) on the Op-
tion Closing Date.
Section 2.3 Payment and Delivery of Certificates. At the
Option Closing, Parent shall pay to Stockholders the Option Consideration
payable in respect of the Subject Shares to be purchased from Stockholders
at the Option Closing, and Stockholders shall deliver to Parent such Sub-
ject Shares, free and clear of all Liens, with the certificate or certifi-
cates evidencing such Subject Shares being duly endorsed for transfer by
Stockholders and accompanied by all powers of attorney and/or other in-
struments necessary to convey valid and unencumbered title thereto to Par-
ent, and shall, to the extent permissible, assign to Parent (pursuant to a
written instrument in form and substance satisfactory to Parent) all
rights that Stockholders may have to require Company to register such Sub-
ject Shares under the Securities Act of 1933, as amended (the "Securities
Act"). Transfer taxes, if any, imposed solely as a result of the exercise
of the Option shall be borne by Purchaser.
Section 2.4 Rescission of Exercise. If the Option is exer-
cised and, for any reason, neither Purchaser nor any third-party shall
have acquired 100% of the Shares by a date which is nine months after such
exercise at a price per Share equal to or greater than the Option Consid-
eration, then at the election of all of the Stockholders (upon five-days
notice given within ten months after such exercise) the Option exercise
shall be rescinded. Upon any such rescission, the Stockholders shall re-
turn to Parent the aggregate Option Consideration (plus investment income,
if any, realized thereon) and Parent shall return to the Stockholders the
Subject Shares free and clear of any encumbrances, etc. (plus any divi-
dends (and investment income, if any, realized thereon)). Throughout the
period during which the Option is subject to rescission, Parent and Pur-
chaser shall take no action which would (i) adversely affect the voting
rights in respect of the Subject Shares, but Parent shall be entitled to
exercise full voting rights related to the Subject Shares or (ii) cause
the Company to make or pay any special dividends or distributions. The
foregoing notwithstanding, the provisions of this Section 2.4 shall not
apply if Purchaser or one of its affiliates makes, following the exercise
of the Option and during such nine month period, an offer to all holders
of Shares to purchase any or all of their Shares at a price per Share
equal to or greater than the Option Consideration, which offer shall be
subject to no conditions other than the absence of an injunction.
Section 2.5 Adjustment upon Changes in Capitalization, Etc.
In the event of any change in the capital stock of Company by reason of a
stock dividend, split-up, merger, recapitalization, combination, exchange
of shares, extraordinary distribution or similar transaction, the type and
number or amount of shares, securities or other property subject to the
Option, and the Option Consideration payable therefor, shall be adjusted
appropriately, and proper provision shall be made in the agreements gov-
erning such transaction, so that Parent shall receive upon exercise of the
Option the type and number or amount of shares, securities or property
that Parent would have retained and/or been entitled to receive in respect
of the Subject Shares if the Option had been exercised immediately prior
to such event relating to Company or the record date therefor, as applica-
ble. The provisions of this Section 2.4 shall apply in a like manner to
successive stock dividends, split-ups, mergers, recapitalizations, combi-
nations, exchanges of shares or extraordinary distributions or similar
transactions.
ARTICLE III
REPRESENTATIONS AND WARRANTIES
Section 3.1 Certain Representations and Warranties of Stock-
holders. Stockholders represent and warrant to Parent and Purchaser as
follows:
(a) Ownership. Stockholders are the sole record and benefi-
cial owner of the Class A Shares and the shares of Common Stock identi-
fied on Appendix A hereto and have, in the aggregate, full and unre-
stricted power to dispose of and to vote such Shares, subject to applica-
ble securities laws. Stockholders do not beneficially own any securities
of Company on the date hereof other than such Shares (excluding for these
purposes any Shares subject to unexercised stock options and other awards
under Company plans). Stockholders, in the aggregate, together with Wil-
liam Harris Investors, Inc. in its capacity as investment advisor, have
sole voting power and sole power to issue instructions with respect to the
matters set forth in Articles I and II hereof, sole power of disposition,
sole power of conversion, sole power to demand appraisal rights and sole
power to agree to all of the matters set forth in this Agreement, in each
case with respect to all of the Subject Shares with no limitations, quali-
fications or restrictions on such rights, subject to applicable securities
laws and the terms of this Agreement. As of the date hereof, the Subject
Shares entitle the holders thereof to cast not less than 4,488,330 votes
and a majority of the votes entitled to be cast by all holders of Common
Stock.
(b) Power and Authority; Execution and Delivery. Each Stock-
holder has all requisite legal capacity, power and authority to enter into
this Agreement and to consummate the transactions contemplated hereby. The
execution and delivery of this Agreement by Stockholders and the consumma-
tion by Stockholders of the transactions contemplated hereby have been
duly authorized by all necessary action on the part of Stockholders. This
Agreement has been duly executed and delivered by Stockholders and, assum-
ing that this Agreement constitutes the valid and binding obligation of
the other parties hereto, constitutes a valid and binding obligation of
Stockholders, enforceable against Stockholders in accordance with its
terms, subject to applicable bankruptcy, insolvency, fraudulent convey-
ance, reorganization, moratorium and similar laws affecting creditors'
rights and remedies generally and to general principles of equity.
(c) No Conflicts. The execution and delivery of this Agree-
ment do not, and, subject to compliance with the HSR Act, to the extent
applicable, the consummation of the transactions contemplated hereby and
compliance with the provisions hereof will not (i) conflict with or result
in any breach of any organizational documents applicable to Stockholders
or (ii) conflict with, result in a breach or violation of or default (with
or without notice or lapse of time or both) under, or give rise to a mate-
rial obligation, a right of termination, cancellation, or acceleration of
any obligation or a loss of a material benefit under, or require notice to
or the consent of any person under any agreement, instrument, undertaking,
law, rule, regulation, judgment, order, injunction, decree, determination
or award binding on Stockholders, other than any such conflicts, breaches,
violations, defaults, obligations, rights or losses that individually or
in the aggregate would not (i) impair the ability of Stockholders to per-
form Stockholders' obligations under this Agreement or (ii) prevent or de-
lay the consummation of any of the transactions contemplated hereby.
(d) No Encumbrances. Except as applicable in connection with
the transactions contemplated by the Recitals hereto or Article II hereof,
the Subject Shares and the certificates representing the Subject Shares
are now, and at all times during the term hereof will be, held by Stock-
holders, or by a nominee or custodian for the benefit of Stockholders,
free and clear of all liens, claims, security interests, proxies, voting
trusts or agreements, understandings or arrangements or any other encum-
brances whatsoever ("Liens"), except for any such encumbrances arising
hereunder. Upon exercise of the Option, Parent shall acquire the Subject
Shares, free and clear of all Liens.
(e) No Finder's Fees. No broker, investment banker, finan-
cial advisor or other person is entitled to any broker's, finder's, finan-
cial adviser's or other similar fee or commission in connection with the
transactions contemplated hereby based upon arrangements made by or on be-
half of Stockholders.
Section 3.2 Representations and Warranties of Parent and
Purchaser. Parent and Purchaser hereby represent and warrant to Stock-
holders that:
(a) Power and Authority; Execution and Delivery. Parent and
Purchaser each has all requisite legal capacity, corporate power and
authority to enter into this Agreement and to consummate the transactions
contemplated hereby. The execution and delivery of this Agreement by Par-
ent and Purchaser and the consummation by Parent and Purchaser of the
transactions contemplated hereby have been duly authorized by all neces-
sary corporate action on the part of Parent and Purchaser. This Agreement
has been duly executed and delivered by Parent and Purchaser and, assuming
that this Agreement constitutes the valid and binding obligation of Stock-
holders, constitutes a valid and binding obligation of Parent and Pur-
chaser, enforceable against Parent and Purchaser in accordance with its
terms, subject to applicable bankruptcy, insolvency, fraudulent convey-
ance, reorganization, moratorium and similar laws affecting creditors'
rights and remedies generally and to general principles of equity.
(b) No Conflicts. The execution and delivery of this Agree-
ment do not, and, subject to compliance with the HSR Act, to the extent
applicable, the consummation of the transactions contemplated hereby and
compliance with the provisions hereof will not (i) conflict with or result
in any breach of any organizational documents applicable to Parent or Pur-
chaser or (ii) conflict with, result in a breach or violation of or de-
fault (with or without notice or lapse of time or both) under, or give
rise to a material obligation, right of termination, cancellation, or ac-
celeration of any obligation or a loss of a material benefit under, or re-
quire notice to or the consent of any person under any agreement, instru-
ment, undertaking, law, rule, regulation, judgment, order, injunction, de-
cree, determination or award binding on Parent or Purchaser, other than
any such conflicts, breaches, violations, defaults, obligations, rights or
losses that individually or in the aggregate would not (i) impair the
ability of Parent and Purchaser to perform their obligations under this
Agreement or (ii) prevent or delay the consummation of any of the transac-
tions contemplated hereby.
(c) Purchase Not for Distribution. The Option and the Sub-
ject Shares to be acquired upon exercise of the Option are being and shall
be acquired by Parent without a view to public distribution thereof other-
wise than in compliance with the Securities Act and applicable state secu-
rities laws and shall not be transferred or otherwise disposed of except
in a transaction registered or exempt from registration under the Securi-
ties Act and in compliance with applicable state securities laws and ex-
cept in compliance with Sections 2.4 and 5.7 hereof.
ARTICLE IV
CERTAIN COVENANTS
Section 4.1 Certain Covenants of Stockholders.
(a) Restriction on Transfer of Subject Shares, Proxies and
Noninterference. From and after the date hereof and prior to expiration
of the Option Period, Stockholders shall not, directly or indirectly: (A)
except pursuant to the terms of this Agreement and for the tender of Sub-
ject Shares in the Offer and for sales, transfers and gifts to other
Stockholders which do not affect the status of the Subject Shares
hereunder, offer for sale, sell, transfer, tender, pledge, encumber, as-
sign or otherwise dispose of, or enter into any contract, option or other
arrangement or understanding with respect to or consent to the offer for
sale, sale, transfer, tender, pledge, encumbrance, assignment or other
disposition of, any or all of the Subject Shares; (B) except pursuant to
the terms of this Agreement, grant any proxies or powers of attorney
(other than in connection with the Company's year 2000 annual meeting or
to facilitate performance hereunder), deposit any of the Subject Shares
into a voting trust or enter into a voting agreement with respect to any
of the Subject Shares; or (C) willfully take any action that would make
any representation or warranty contained herein untrue or incorrect or
have the effect of impairing the ability of Stockholders to perform Stock-
holders' obligations under this Agreement or preventing or delaying the
consummation of any of the transactions contemplated hereby or by the
Merger Agreement, except as permitted by this Agreement.
(b) Releases. Each Stockholder hereby fully, unconditionally
and irrevocably releases, effective as of the Effective Time, any and all
claims (other than claims for dividends) and causes of action that Stock-
holder has or may have, in its capacity as a stockholder of Company,
against Company or any of its Subsidiaries or any present or former direc-
tor, officer, employee or agent of Company or any of its Subsidiaries
(collectively, the "Released Parties") arising or resulting from or relat-
ing to any act, omission, event or occurrence prior to the Effective Time.
(c) No Solicitation. Each Stockholder shall not, in its ca-
pacity as a Stockholder, directly or indirectly, encourage, solicit or
initiate discussions or negotiations with any person or entity (other
than Parent or any affiliate of Parent) concerning any business combina-
tion merger, tender offer, exchange offer, sale of assets, sale of shares
of capital stock or debt securities or similar transactions involving Com-
pany or any Subsidiary, division or operating or principal business unit
of Company. If any Stockholder receives any inquiry or proposal with re-
spect thereto, then such Stockholder shall promptly inform Parent of the
existence thereof. Prior to the beginning of the Option Period, the
Stockholders, in their capacity as Stockholders, may respond to any such
inquiry or proposal; after the beginning of the Option Period, the Stock-
holders shall not respond to any such inquiry or proposal. Each Stock-
holder will immediately cease and cause to be terminated existing activi-
ties, discussions or negotiations (if any)with any parties conducted here-
tofore with respect to any of the foregoing. Nothing contained herein
shall prohibit any Stockholder from acting in its capacity as an officer
and/or director. Actions taken in conformity with this subsection (c)
shall not be a violation of subsection (a).
(d) Reliance by Parent. Each Stockholder understands and
acknowledges that Parent and Purchaser are entering into the Merger Agree-
ment in reliance upon the Stockholders' execution and delivery of this
Agreement.
ARTICLE V
MISCELLANEOUS
Section 5.1 Fees and Expenses. Each party hereto shall pay
its own expenses incident to preparing for, entering into and carrying out
this Agreement and the consummation of the transactions contemplated
hereby.
Section 5.2 Amendment; Termination. This Agreement may not
be amended except by an instrument in writing signed on behalf of each of
the parties hereto. This Agreement shall terminate at the end of the Op-
tion Period (other than the provisions of Section 1.1 which shall termi-
nate in accordance with its terms) or, if the Merger Agreement is termi-
nated prior to Initial Offer Expiration Date, upon the termination of the
Merger Agreement. Notwithstanding the foregoing, the obligations of Par-
ent under Section 5.12 shall survive any termination of this Agreement.
Section 5.3 Extension; Waiver. Any agreement on the part of
a party to waive any provision of this Agreement, or to extend the time
for any performance hereunder, shall be valid only if set forth in an in-
strument in writing signed on behalf of such party. The failure of any
party to this Agreement to assert any of its rights under this Agreement
or otherwise shall not constitute a waiver of such rights.
Section 5.4 Entire Agreement; No Third-Party Beneficiaries.
This Agreement constitutes the entire agreement, and supersedes all prior
agreements and understandings, both written and oral, among the parties
with respect to the subject matter of this Agreement, and is not intended
to confer upon any person other than the parties any rights or remedies;
provided, however, that the provisions of Section 4.1(b) are intended to
inure to the benefit of, and to be enforceable by, the Released Parties.
Section 5.5 Governing Law. This Agreement shall be governed
by, and construed in accordance with, the laws of the State of Delaware,
regardless of the laws that might otherwise govern under applicable prin-
ciples of conflict of laws thereof.
Section 5.6 Notices. All notices, requests, claims, demands
and other communications under this Agreement shall be in writing and
shall be deemed given if delivered personally, or sent by overnight cou-
rier or telecopy (providing proof of delivery) to the address set forth
below (or, in each case, at such other address as shall be specified by
like notice).
If to Parent or Purchaser:
Honeywell International Inc.
101 Columbia Road
Morristown, New Jersey 07962
Attention: Office of the General Counsel
Telecopy: (973) 455-4217
with a copy (which shall not constitute notice) to:
Skadden, Arps, Slate, Meagher & Flom LLP
919 Third Avenue
New York, New York 10022
Attention: David J. Friedman
Telecopy: (212) 735-2000
If to Stockholders: The persons identified on Appendix B hereto.
Section 5.7 Assignment. Neither this Agreement nor any of
the rights, interests, or obligations under this Agreement may be assigned
or delegated, in whole or in part, by operation of law or otherwise, by
Stockholders (other than transfers permitted by clause (A) of Section
4.1(a) hereof) without the prior written consent of Parent, or by Parent
(other than to a direct or indirect wholly-owned subsidiary) without the
prior written consent of the Stockholders, and any such assignment or
delegation that is not consented to shall be null and void. Subject to
the preceding sentence, this Agreement shall be binding upon, inure to the
benefit of, and be enforceable by, the parties and their respective suc-
cessors and assigns (including without limitation any person to whom any
Subject Shares are sold, transferred, assigned or passed, whether by op-
eration of law or otherwise and no such sale, transfer, assignment or
passing shall relieve a Stockholder of its obligations hereunder).
Section 5.8 Confidentiality. Stockholders recognize that
successful consummation of the transactions contemplated by this Agreement
may be dependent upon confidentiality with respect to the matters referred
to herein. In this connection, pending public disclosure thereof, Stock-
holders hereby agree not to disclose or discuss such matters with anyone
not a party to this Agreement (other than its counsel and advisors, if
any) without the prior written consent of Parent, except for filings re-
quired pursuant to the Securities Exchange Act of 1934, as amended, and
the rules and regulations thereunder, or disclosures its counsel advises
are necessary in order to fulfill its obligations imposed by law. In such
event, Stockholders will, to the extent reasonably practicable, notify and
consult with Parent concerning any such disclosure. Nothing contained
herein shall prohibit any Stockholder from acting in its capacity as an
officer and/or director.
Section 5.9 Further Assurances. Stockholders shall execute
and deliver such other documents and instruments and take such further ac-
tions as may be necessary or appropriate or as may be reasonably requested
by Parent or Purchaser in order to ensure that Parent and Purchaser re-
ceive the full benefit of this Agreement.
Section 5.10 Enforcement. Irreparable damage would occur in
the event that any of the provisions of this Agreement were not performed
in accordance with their specific terms or were otherwise breached. Ac-
cordingly, the parties shall be entitled to an injunction or injunctions
to prevent breaches of this Agreement and to enforce specifically the
terms and provisions of this Agreement in the Court of Chancery in and for
New Castle County in the State of Delaware (or, if such court lacks sub-
ject matter jurisdiction, any appropriate state or federal court in New
Castle County in the State of Delaware), this being in addition to any
other remedy to which they are entitled at law or in equity. Each of the
parties hereto (i) shall submit itself to the personal jurisdiction of the
Court of Chancery in and for New Castle County in the State of Delaware
(or, if such court lacks subject matter jurisdiction, any appropriate
state or federal court in New Castle County in the State of Delaware) in
the event any dispute arises out of this Agreement or any of the transac-
tions contemplated hereby, (ii) shall not attempt to deny or defeat such
personal jurisdiction by motion or other request for leave from any such
court, and (iii) shall not bring any action relating to this Agreement or
any of the transactions contemplated hereby in any court other than the
Court of Chancery in and for New Castle County in the State of Delaware
(or, if such court lacks subject matter jurisdiction, any appropriate
state or federal court in New Castle County in the State of Delaware).
Section 5.11 Severability. Whenever possible, each provi-
sion or portion of any provision of this Agreement shall be interpreted in
such manner as to be effective and valid under applicable law but if any
provision or portion of any provision of this Agreement is held to be in-
valid, illegal or unenforceable in any respect under any applicable law or
rule in any jurisdiction, such invalidity, illegality or unenforceability
shall not affect any other provision or portion of any provision in such
jurisdiction, and this Agreement shall be reformed, construed and enforced
in such jurisdiction as if such invalid, illegal or unenforceable provi-
sion or portion of any provision had never been contained herein.
Section 5.12 Limited Indemnity. Parent shall indemnify the
Stockholders against any reasonable legal expenses (but not against li-
ability) incurred by all such Stockholders, in their capacity as such, as
a result of any litigation (or threat of litigation) directly or indi-
rectly related to this Agreement up to $100,000 in the aggregate and
one-half of any such expenses in excess of $100,000.
Section 5.13 Several and Not Joint. The obligations of, and
representations and warranties made by, each Stockholder shall be several
and not joint and shall relate only to the Shares beneficially owned by
such Stockholder.
Section 5.14 Preservation of Special Voting Rights. To the
extent that the terms of this Agreement would cause the shares of Common
Stock to lose their special voting rights, the terms of this Agreement
shall be deemed modified ab initio, in whole or in part, to the extent,
but only to the extent, necessary so that the shares of Common Stock do
not lose their special voting rights.
Section 5.15 Descriptive Headings. The descriptive headings
used herein are inserted for convenience of reference only and are not in-
tended to be part of or to affect the meaning or interpretation of this
Agreement.
Section 5.16 Counterparts. This Agreement may be executed
in one or more counterparts, all of which shall be considered one and the
same instrument and shall become effective when one or more counterparts
have been signed by each party and delivered to the other parties.
[signature page follows]
IN WITNESS WHEREOF, each of the parties hereto has caused this
Agreement to be signed as of the day and year first written above.
HONEYWELL INTERNATIONAL INC.
By:____________________________________
Name:
Title: General Counsel
HII-2 ACQUISITION CORP.
By:_____________________________________
Name:
Title:
Stockholder Agreement signature pages.
Neison Harris Trust f/b/o Neison Harris
By: _____________________________________
Neison Harris, as Trustee and individually
King Harris Trust of 1990 f/b/o King W. Harris
By: _____________________________________
King W. Harris, as Trustee and individually
Sid Barrows Grandchildren's Trust
By: _____________________________________
June H. Barrows, as Trustee
Daniel Meyer Trust f/b/o Daniel Meyer
By: ______________________________________
Jerome Kahn, Jr., as co-Trustee
and ______________________________________
Daniel Meyer, as co-Trustee and individually
VHP-James 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee
VHP-Jack 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and ____________________________________
Jack Polsky, as co-Trustee and individually
VHP-Charles 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-George 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
VHP-Jean 76 Trust
By: _____________________________________
Michael S. Resnick, as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Virginia H. Polsky Trust dtd 12/29/75 f/b/o Jean Polsky
By: _____________________________________
Jerome Kahn, Jr., as co-Trustee
and _____________________________________
Jack Polsky, as co-Trustee
Irving B. Harris Trust dtd 2/27/74 f/b/o Jean Polsky
By: _____________________________________
Virginia H. Polsky, as Trustee and individually
Bette D. Harris Trust f/b/o Bette D. Harris
By: _____________________________________
Bette D. Harris, as Trustee and individually
________________________________________
Toni H. Paul
Katherine Harris Trust f/b/o Katherine Harris
By: _____________________________________
Katherine Harris, as co-Trustee and individually
and _____________________________________
King W. Harris, as co-Trustee
Nancy Meyer Trust f/b/o Nancy Meyer
By: _____________________________________
Nancy Meyer, as co-Trustee and individually
and _____________________________________
Jerome Kahn, Jr., as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Alan H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
Bette D. Harris Trust dtd 1/13/59 f/b/o Laurie B. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
and King W. Harris, as co-Trustee
King W. Harris Children's Trust
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
Robert L. Barrows, as co-Trustee
Toni H. Paul Children's Trust f/b/o Charles H. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Kelly L. Paul
By: _____________________________________
King W. Harris, as co-Trustee
and _____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Alan H. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Toni H. Paul Children's Trust f/b/o Laurie B. Paul
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Katherine Harris, as co-Trustee
Pam F. Szokol Trust f/b/o Pam F. Szokol
By: ____________________________________
Pam F. Szokol, as co-Trustee and individually
and ____________________________________
King W. Harris, as co-Trustee
William J. Friend Trust f/b/o William J. Friend
By: ____________________________________
William J. Friend, as Trustee
and ____________________________________
King W. Harris, as Trustee
Scott C. Friend Trust f/b/o Scott C. Friend
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
Scott C. Friend, as co-Trustee and individually
John B. Harris Trust f/b/o John B. Harris
By: ____________________________________
King W. Harris, as co-Trustee
and ____________________________________
John B. Harris, as co-Trustee and individually
________________________________________
King W. Harris, as Custodian for Charles H. Paul
________________________________________
King W. Harris, as Custodian for Kelly L. Paul
Resurgent Investors L.P.
By: ____________________________________
Neison Harris, as co-general partner
and ____________________________________
Bette D. Harris, as co-general partner
Neison Harris Trust dtd 1/12/54 f/b/o Pam F. Szokol
By: _____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Scott C. Friend
By: _____________________________________
Katherine Harris, as co-Trustee
And _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris
By: _____________________________________
Katherine Harris, as co-Trustee
And _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by___________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
and _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul
By: _____________________________________
Katherine Harris, as co-Trustee
And _____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Alan H. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
and ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Neison Trust dtd 1/12/54 f/b/o Laurie B. Paul
By: ____________________________________
Katherine Harris, as co-Trustee
And ____________________________________
King W. Harris, as co-Trustee
and American National Bank
by:__________________________________
Title:
Mary Ann Barrows Wark Revocable Trust
By: ____________________________________
Mary Ann Barrows Wark, as co-Trustee and individually
And ____________________________________
David Wark, as co-Trustee
____________________________________
Patricia Barrows Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Thomas Rosbrow, individually, including,
without limitation, any community property interest
____________________________________
Donna E. Barrows
____________________________________
Robert L. Barrows
Trust u/w/of Mildred Harris f/b/o Patricia Barrows Rosbrow
By: _____________________________________
Irving B. Harris, as co-Trustee
And _____________________________________
Neison Harris, as co-Trustee
Trust u/w/of Mildred Harris f/b/o William H. Barrows
By: _____________________________________
Irving B. Harris, as co-Trustee
And _____________________________________
Neison Harris, as co-Trustee
Jerome Kahn, Jr. Revocable Trust
By: ____________________________________
Jerome Kahn, Jr., as Trustee and individually
Irving Harris Foundation
By: ____________________________________
William W. Harris, as President, Treasurer and a director
Harris Foundation
By: ____________________________________
Irving B. Harris, as Chairman, Treasurer and a Trustee
Benjamin Harris Investment Trust
By: ____________________________________
William W. Harris, as co-Trustee
And ____________________________________
Benjamin Harris, as co-Trustee
IBH - Benjamin 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
and ___________________________________
Benjamin Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
IBH - David 74 Trust
By: ___________________________________
William W. Harris, as co-Trustee
And ___________________________________
David Harris, as co-Trustee
and ___________________________________
Jerome Kahn, Jr., as co-Trustee
WWH - Benjamin 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
And ____________________________________
Benjamin Harris, as co-Trustee
WWH - David 76 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
And ____________________________________
David Harris, as co-Trustee
Benjamin 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
And ____________________________________
Benjamin Harris, as co-Trustee
David 75 Trust
By: ____________________________________
Jerome Kahn, Jr., as co-Trustee
And ____________________________________
David Harris, as co-Trustee
________________________________________
Katherine Harris
________________________________________
Neison Harris
________________________________________
King W. Harris
________________________________________
Bette D. Harris
________________________________________
Pam F. Szokol
________________________________________
William J. Friend
Thomas Meyer Trust f/b/o Thomas Meyer
By: ___________________________________
Thomas Meyer, as Trustee and individually
Julie Stevenson, individually, including, without
limitation, any community property interest
______________________________________
Julie Stevenson, individually, including, without
limitation, any community property interest
James Polsky Investment Trust f/b/o James Polsky
By: ___________________________________
James Polsky, as Trustee and individually
Jack Polsky Investment Trust f/b/o Jack Polsky
By: ___________________________________
Jack Polsky, as Trustee and individually
Charles Polsky Investment Trust f/b/o Charles Polsky
By: ___________________________________
Charles Polsky, as Trustee and individually
George Polsky Investment Trust f/b/o George Polsky
By: ____________________________________
George Polsky, as Trustee and individually
Jean Polsky Investment Trust f/b/o Jean Polsky
By: ___________________________________
Jean Polsky, as Trustee and individually
Rosetta W. Harris CL Trust A
By: ____________________________________
Jack Polsky, as co-Trustee
And ____________________________________
William W. Harris, as co-Trustee
And ____________________________________
Neison Harris, as co-Trustee
Rosetta W. Harris CL Trust B
By: ____________________________________
Jack Polsky, as co-Trustee
And ____________________________________
William W. Harris, as co-Trustee
And ____________________________________
Neison Harris, as co-Trustee
Rosetta W. Harris CL Trust C
By: ____________________________________
Jack Polsky, as co-Trustee
And ____________________________________
William W. Harris, as co-Trustee
And ____________________________________
Neison Harris, as co-Trustee
Joan W. Harris Revocable Trust
By: ____________________________________
Joan W. Harris, as Trustee and individually
Benjamin Family Trust
By: ____________________________________
Robie Harris, as co-Trustee
And ____________________________________
Benjamin Harris, as co-Trustee
And ____________________________________
David Harris, as co-Trustee
And ____________________________________
Jerome Kahn, Jr., as co-Trustee
And ____________________________________
Boardman Lloyd, as co-Trustee
David Family Trust
By: _____________________________________
Robie Harris, as co-Trustee
And _____________________________________
Benjamin Harris, as co-Trustee
And _____________________________________
David Harris, as co-Trustee
And _____________________________________
Jerome Kahn, Jr., as co-Trustee
And _____________________________________
Boardman Lloyd, as co-Trustee
Bern L.P.
By: _____________________________________
William W. Harris, as President of Portbrid Management Co., Inc.,
which is the corporate general partner of Bern L.P.
Wilikenia L.P.
By: ______________________________________
Michael S. Resnick, as Vice-President of Wilikenia Management Co.,
which is the corporate general partner of Wilikenia L.P.
St. Louis L.P.
By: ____________________________________
Michael S. Resnick, as Vice-President of St. Louis Management Co.,
which is the corporate general partner of St. Louis L.P.
2029 L.P.
By: _____________________________________
Michael S. Resnick, as Vice-President of 2029 Management Co.,
which is the corporate general partner of 2029 L.P.
The Summer Fund
By: ____________________________________
Jack Polsky, as Vice-President
Irving Harris Foundation A
By: ____________________________________
Roxanne H. Frank, as Trustee
The Sidney Barrows and June H. Barrows Foundation
By: ____________________________________
June Barrows, as President
<TABLE>
Appendix A
Page 1 of 10
Pittway Corporation
Class A Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Bern, LP 417,180 417,180 417,180 22,822
St. Louis, LP 530,808 530,808 530,808 29,039
Daniel Meyer Trust 59,324 59,324 59,324 3,245
Thomas Meyer 58,190 58,190 58,190 3,183
James Polsky 10,360 10,360 10,360 567
Jack Polsky 10,768 10,768 10,768 589
Charles Polsky 9,790 9,790 9,790 536
George Polsky 7,390 7,390 7,390 404
Jean Polsky 1,508 1,508 1,508 83
V.Polsky Tr fbo James 39,120 39,120 39,120 2,140
V.Polsky Tr fbo Jack 39,120 39,120 39,120 2,140
V.Polsky Tr fbo Charles 39,120 39,120 39,120 2,140
V.Polsky Tr fbo George 39,120 39,120 39,120 2,140
V.Polsky Tr fbo Jean 39,120 39,120 39,120 2,140
V.Polsky Tr fbo Jean 488 488 488 27
I.Harris Tr fbo Jean P. 4,890 4,890 4,890 268
R.Harris CL Trust A 17,300 17,300 17,300 946
R.Harris CL Trust B 17,300 17,300 17,300 946
R.Harris CL Trust C 17,300 17,300 17,300 946
Nancy Meyer Trust 34,702 34,702 34,702 1,898
Mary A. Wark Rev Tr 109,682 109,682 109,682 6,000
Patricia B. Rosbrow 39,740 39,740 39,740 2,174
Donna E. Barrows 102,186 102,186 102,186 5,590
Robert L. Barrows 131,258 131,258 131,258 7,180
</TABLE>
<TABLE>
Appendix A
Page 2 of 10
Pittway Corporation
Class A Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Wilikenia, LP 495,506 495,506 495,506 27,107
Tr u/w Mildred fbo
P.B. Rosbrow 5,946 5,946 5,946 325
Tr u/w Mildred fbo
W.H. Barrows 5,940 5,940 5,940 325
Jerome Kahn Jr. 8,880 8,880 8,880 486
Irving Harris Foundation 36,000 36,000 36,000 1,970
Joan Harris Rev. Trust 6,000 6,000 6,000 328
Harris Foundation 660,934 660,934 660,934 36,157
Ben Harris Inv. Trust 3,020 3,020 3,020 165
I.Harris Tr fbo B.Harris 1,956 1,956 1,956 107
I.Harris Tr fbo D.Harris 1,956 1,956 1,956 107
W.W.Harris 1976 Trust
fbo B. Harris 47,222 47,222 47,222 2,583
W.W.Harris 1976 Trust
fbo D. Harris 46,622 46,622 46,622 2,551
W.W.Harris 1975 Trust
fbo B. Harris 978 978 978 54
W.W.Harris 1975 Trust
fbo D. Harris Daniel 978 978 978 54
Sid Barrows Grand-
Children Trust 4,262 4,262 4,262 233
Sid Barrows & June H.
Barrows Foundation 35,000 35,000 35,000 1,915
</TABLE>
<TABLE>
Appendix A
Page 3 of 10
Pittway Corporation
Class A Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
2029, LP 436,786 436,786 436,786 23,895
I.Harris Foundation A 16,667 16,667 16,667 912
The Summer Fund 33,333 33,333 33,333 1,824
Neison Harris Trust 452,030 452,030 452,030 24,729
King Harris Trust 427,340 427,340 427,340 23,378
King Harris 401K 39,633 39,633 39,633
Bette D. Harris Trust 257,798 257,798 257,798 14,103
Toni Paul Agency Trust 280,619 280,619 280,619 15,352
Katherine P Harris Trust 341,970 341,970 341,970 18,708
Bette D. Harris Trust
For John Harris 26,634 26,634 26,634 1,457
Bette D. Harris Trust
For Charles Paul 8,681 8,681 8,681 475
Bette D. Harris Trust
For Kelly Paul 8,681 8,681 8,681 475
Bette D. Harris Trust
For Alan Paul 8,680 8,680 8,680 475
Bette D. Harris Trust
For Laurie Paul 8,680 8,680 8,680 475
K.Harris Childrens Trust 81,662 81,662 81,662 4,467
Toni Paul Children's
Trust for C. Paul 15,860 15,860 15,860 868
Toni Paul Children's
Trust for K. Paul 15,860 15,860 15,860 868
</TABLE>
<TABLE>
Appendix A
Page 4 of 10
Pittway Corporation
Class A Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Toni Paul Children'
Trust for A. Paul 15,860 15,860 15,860 868
Toni Paul Children's
Trust for L. Paul 15,860 15,860 15,860 868
Pam Szokol Trust 48,843 48,843 48,843 2,672
Wm. J. Friend Trust 111,488 111,488 111,488 6,099
Wm. J. Friend 401K 2,538 2,538 2,538
Scott Friend Trust 49,608 49,608 49,608 2,714
John B. Harris Trust 19,026 19,026 19,206 1,041
K. Harris Custodian
For Charles Paul 7,004 7,004 7,004 383
K. Harris Custodian
For Kelly Paul 6,762 6,762 6,762 370
Resurgent Investors LP 29,160 29,160 29,160 1,595
K.P. Harris Family Fd
For P.F. Szokol 61,383 61,383 61,383 3,358
K.P. Harris Family Fd
For S.C. Friend 61,383 61,383 61,383 3,358
King Harris Family Fd
For John Harris 186,552 186,552 186,552 10,205
Toni Paul Family Fd
For C.H. Paul 52,214 52,214 52,214 2,856
</TABLE>
<TABLE>
Appendix A
Page 5 of 10
Pittway Corporation
Class A Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Toni Paul Family Fd
For K.L. Paul 52,214 52,214 52,214 2,856
Toni Paul Family Fd
For A.H. Paul 52,214 52,214 52,214 2,856
Toni Paul Family Fd
For L.B. Paul 52,214 52,214 52,214 2,856
Total Class A Stock 6,422,201 1,613,078 4,809,123 1,613,078 4,809,123 349,026
<FN>
*Note: To the extent that any Stockholder shall utilize less than this full number of reserved shares,
the number of reserved shares for another Stockholder may be increased. In no event, shall the
aggregate number of shares reserved by all Stockholders shares be increased.
</FN>
</TABLE>
<TABLE>
Appendix A
Page 6 of 10
Pittway Corporation
Common Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Bern, LP 303,992 303,992 303,992 5,748
St. Louis, LP 356,324 356,324 356,324 6,737
Daniel Meyer Trust 36,396 36,396 36,396 688
Thomas Meyer 41,192 41,192 41,192 779
James Polsky 6,276 6,276 6,276 119
Jack Polsky 6,608 6,608 6,608 125
Charles Polsky 6,008 6,008 6,008 113
George Polsky 4,536 4,536 4,536 86
Jean Polsky 926 926 926 17
V.Polsky Tr fbo James 24,000 24,000 24,000 454
V.Polsky Tr fbo Jack 24,000 24,000 24,000 454
V.Polsky Tr fbo Charles 24,000 24,000 24,000 454
V.Polsky Tr fbo George 24,000 24,000 24,000 454
V.Polsky Tr fbo Jean 24,000 24,000 24,000 454
V.Polsky Tr fbo Jean 300 300 300 6
I.Harris Tr fbo Jean P. 3,000 3,000 3,000 57
R.Harris CL Trust A 30,500 30,500 30,500 577
R.Harris CL Trust B 30,500 30,500 30,500 577
R.Harris CL Trust C 30,500 30,500 30,500 557
Nancy Meyer Trust 39,696 39,696 39,696 750
Mary A. Wark Rev Tr 82,902 82,902 82,902 1,567
Patricia B. Rosbrow 80,452 80,452 80,452 1,521
Donna E. Barrows 79,256 79,256 79,256 1,498
Robert L. Barrows 80,528 80,528 80,528 1,522
</TABLE>
<TABLE>
Appendix A
Page 7 of 10
Pittway Corporation
Common Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Wilikenia, LP 303,992 303,992 303,992 5,748
Tr u/w Mildred fbo
P.B. Rosbrow 3,648 3,648 3,648 69
Tr u/w Mildred fbo
W.H. Barrows 3,644 3,644 3,644 69
Jerome Kahn Jr. 540 540 540 10
Harris Foundation 394,440 394,440 394,440 7,457
Ben Harris Inv. Trust 1,854 1,854 1,854 35
I.Harris Tr fbo B.Harris 1,200 1,200 1,200 23
I.Harris Tr fbo D.Harris 1,200 1,200 1,200 23
W.W.Harris 1976 Trust
fbo B. Harris 62,100 62,100 62,100 1,174
W.W.Harris 1976 Trust
fbo D. Harris 62,100 62,100 62,100 1,174
W.W.Harris 1975 Trust
fbo B. Harris 600 600 600 11
W.W.Harris 1975 Trust
fbo D. Harris Daniel 600 600 600 11
Sid Barrows Grand-
Children Trust 2,615 2,615 2,615 49
2029, LP 267,967 267,967 267,967 5,066
Benjamin Family Trust 48,704 48,704 48 704 921
David Family Trust 48,704 48,704 48 704 921
</TABLE>
<TABLE>
Appendix A
Page 8 of 10
Pittway Corporation
Common Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Neison Harris Trust 415,980 415,980 415,980 7,856
King Harris Trust 216,444 216,444 216,444 4,092
Bette D. Harris Trust 19,500 19,500 19,500 369
Toni Paul Agency Trust 217,626 217,626 217,626 4,115
Katherine P Harris Trust 207,458 207,458 207,458 3,923
Bette D. Harris Trust
For John Harris 14,618 14,618 14,618 276
Bette D. Harris Trust
For Charles Paul 3,055 3,055 3,055 58
Bette D. Harris Trust
For Kelly Paul 3,055 3,055 3,055 58
Bette D. Harris Trust
For Alan Paul 3,054 3,054 3,054 58
Bette D. Harris Trust
For Laurie Paul 3,054 3,054 3,054 58
K.Harris Childrens Trust 50,100 50,100 50,100 947
Toni Paul Children's
Trust for C. Paul 8,672 8,672 8,672 164
Toni Paul Children's
Trust for K. Paul 8,672 8,672 8,672 164
</TABLE>
<TABLE>
Appendix A
Page 9 of 10
Pittway Corporation
Common Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Toni Paul Children'
Trust for A. Paul 8,672 8,672 8,672 164
Toni Paul Children's
Trust for L. Paul 8,672 8,672 8,672 164
Pam Szokol Trust 30,236 30,236 30,236 572
Wm. J. Friend Trust 40,164 40,164 40,164 759
Scott Friend Trust 29,860 29,860 29,860 564
John B. Harris Trust 11,672 11,672 11,672 221
K. Harris Custodian
For Charles Paul 4,298 4,298 4,298 81
K. Harris Custodian
For Kelly Paul 4,148 4,148 4,148 78
K.P. Harris Family Fd
For Wm. J. Friend 34,788 34,788 34,788 658
K.P. Harris Family Fd
For P.F. Szokol 34,788 34,788 34,788 658
K.P. Harris Family Fd
For S.C. Friend 34,788 34,788 34,788 658
King Harris Family Fd
For John Harris 105,836 105,836 105,836 2,001
Toni Paul Family Fd
For C.H. Paul 25,877 25,877 25,877 489
</TABLE>
<TABLE>
Appendix A
Page 10 of 10
Pittway Corporation
Common Stock
Share Ownership Information
<CAPTION>
Shares Shares
Benefi- Reserved for
*Name of cially Sole Power Shared Power Sole Power Shared Power Charitable
Stockholder Owned to Dispose to Dispose to Vote to Vote Contribution
<S> <C> <C> <C> <C> <C> <C>
Toni Paul Family Fd
For K.L. Paul 25,877 25,877 25,877 489
Toni Paul Family Fd
For A.H. Paul 25,877 25,877 25,877 489
Toni Paul Family Fd
For L.B. Paul 25,877 25,877 25,877 489
Total Common Stock 4,166,518 898,064 3,268,454 894,064 3,268,454 78,776
<FN>
*Note: To the extent that any Stockholder shall utilize less than this full number of reserved shares,
the number of reserved shares for another Stockholder may be increased. In no event, shall the
aggregate number of shares reserved by all Stockholders shares be increased.
</FN>
</TABLE>
Appendix B
Address for Notice to Stockholders
Mr. King W. Harris
Chief Executive Officer
Pittway Corporation
200 South Wacker
Suite 700
Chicago, Illinois 60606-5802
Telecopy: (312) 831-0828
with a copy to:
Sidley & Austin
Bank One Plaza
10 S. Dearborn Street
Chicago, Illinois 60603
Attention: Thomas A. Cole
Telecopy: (312) 853-7036
