SDL INC
10-C, 1996-06-24
SEMICONDUCTORS & RELATED DEVICES
Previous: AFTERMARKET TECHNOLOGY CORP, S-1, 1996-06-24
Next: FIRST OF AMERICA BANK-MICHIGAN NA, 8-K, 1996-06-24



<PAGE>
 
                      SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, DC  20549

                                   FORM 10-C

                REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
                INTER-DEALER QUOTATION SYSTEM FILED PURSUANT TO
               SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
                 OF 1934 AND RULES 13a-17 AND 15d-17 THEREUNDER


                                   SDL, INC.
- --------------------------------------------------------------------------------
                 (Exact Name of Issuer as Specified in Charter)


                              80 ROSE ORCHARD WAY

                        SAN JOSE, CALIFORNIA 95134-1365
- --------------------------------------------------------------------------------
                    (Address of Principal Executive Offices)


                                 (408) 943-9411
- --------------------------------------------------------------------------------
                (Issuer's Telephone Number, Including Area Code

                   I.  CHANGE IN NUMBER OF SHARES OUTSTANDING

     Indicate any change (increase or decrease) of five percent or more in the
number of shares outstanding:


     1.   Title of security                                    Common Stock
                           ------------------------------------------------ 
     2.   Number of shares outstanding before the change          7,387,706
                                                        -------------------
     3.   Number of shares outstanding after the change          11,381,528
                                                       --------------------
     4.   Effective date of change                            June 12, 1996
                                  -----------------------------------------
     5.   Method of change:


     Specify method (such as merger, acquisition, exchange, distribution, stock
split, reverse split, acquisition of stock for treasury, etc.) Three-for-two
                                                               -------------
stock split in the form of a 50% stock dividend
- -----------------------------------------------

     Give brief description of transaction  On May 6, 1996 the Company announced
                                           -------------------------------------
a three-for-two stock split of its Common Stock, which was effected in the form
- -------------------------------------------------------------------------------
of a 50% stock dividend, paid on June 12, 1996 to stockholders of record on May
- -------------------------------------------------------------------------------
15, 1996.  Certificates representing the additional shares were distributed on
- ------------------------------------------------------------------------------
June 12, 1996 and beginning on June 13, 1996 price quotations for the Common
- ----------------------------------------------------------------------------
Stock on the Nasdaq National Market reflected such Stock Split.
- ---------------------------------------------------------------

                         II.  CHANGE IN NAME OF ISSUER

     1.  Name prior to change                     N/A
                             -------------------------------------------------  

     2.  Name after change                        N/A
                          -----------------------------------------------------

     3.  Effective date of charter amendment changing name         N/A
                                                          --------------------- 

     4.  Date of shareholder approval of change, if required           N/A
                                                             ------------------


Date:      June 21, 1996                       /s/ John P. Melton
     -----------------------                   -----------------------


                              John P. Melton, Vice President-Business Operations
                                     (Officer's Signature and Title)


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission