SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1 and Restatement)*
ViaSoft, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
92552U10
- --------------------------------------------------------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 20 Pages
Exhibit Index Contained on Page 19
<PAGE>
- ------------------------------ -----------------------------
CUSIP NO. 92552U10 13 G Page 2 of 20 Pages
- ------------------------------ -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Ventures Investors - 3, L.P. ("TVI-3")
Tax ID Number: 94-2944879
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 0 shares.
OWNED BY EACH ---------------------------------------------
REPORTING 6 SHARED VOTING POWER
PERSON
WITH 0 shares.
---------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
---------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 3 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 3, L.P. ("TVIM-3")
Tax ID Number: 94-2944878
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California limited partnership
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares.
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 4 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Ventures Investors - 4, L.P. ("TVI-4")
Tax ID Number: 94-3088804
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 0 shares.
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 5 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Partners - 4, L.P. ("TVIP-4")
Tax ID Number: 94-3084677
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 0 shares.
OWNED BY EACH
REPORTING
PERSON
WITH --------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 6 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4, L.P. ("TVIA-4")
Tax ID Number: 94-3154357
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 0 shares.
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 7 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Affiliates - 4 1988, L.P. ("TVIA-4 1988")
Tax ID Number: 94-3084676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF SHARES
BENEFICIALLY 0 shares.
OWNED BY EACH
REPORTING
PERSON
WITH
----------------------------------------------
6 SHARED VOTING POWER
0 shares.
----------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
----------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares.
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ----------------------------
CUSIP NO.92552U10 13 G Page 8 of 20 Pages
- ----------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PESONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 4, L.P. ("TVIM-4")
Tax ID Number: 94-3088676
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware limited partnership
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY
OWNED BY EACH 0 shares
REPORTING
PERSON WITH
------------------------------------------------
6 SHARED VOTING POWER
0 shares.
------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ----------------------------
CUSIP NO. 92552U10 13 G Page 9 of 20 Pages
- ----------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robert C. Kagle ("Kagle")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 76,946 shares, of which 26,668 are issuable
OWNED BY EACH upon the exercise of a stock option.
REPORTING PERSON
WITH
------------------------------------------------
6 SHARED VOTING POWER
0 shares.
------------------------------------------------
7 SOLE DISPOSITIVE POWER
76,946 shares, of which 26,668 are issuable
upon the exercise of a stock option.
------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 76,946 shares
- --------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
10 EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.45%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ----------------------------
CUSIP NO. 92552U10 13 G Page 10 of 20 Pages
- ----------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David F. Marquardt ("Marquardt")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 19,000 shares
OWNED BY EACH
REPORTING
PERSON WITH
--------------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------------
7 SOLE DISPOSITIVE POWER
19,000 shares
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 19,000 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.11%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 11 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Burton J. McMurtry ("McMurtry")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 25,890 shares
OWNED BY EACH
REPORTING
PERSON WITH
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
25,890 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 25,890 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.15%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ----------------------------- ------------------------------
CUSIP NO. 92552U10 13 G Page 12 of 20 Pages
- ----------------------------- ------------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mark G. Wilson ("Wilson")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH 0 Shares
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 Shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- ------------------------------ -----------------------------
CUSIP NO. 92552U10 13 G Page 13 of 20 Pages
- ------------------------------ -----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John R. Johnston ("Johnston")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_| (b) |X|
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH 0 Shares
--------------------------------------------
6 SHARED VOTING POWER
0 shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 Shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0 shares
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |_|
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 14 of 20 Pages
This statement amends and restates the Statement on Schedule
13(G) (the "Original Statement") filed by Technology Venture
Investors-3, L.P., a California limited partnership ("TVI-3"),
TVI Management-3, L.P., a California limited partnership
("TIM-3"), Technology Venture Investors-4, L.P., a Delaware
limited partnership ("TVI-4"), TVI Partners-4, L.P., a
Delaware limited partnership ("TVIP-4"), TVI Affiliates-4,
L.P., a Delaware limited partnership ("TVIA-4"), TVI
Affiliates-4 1988, L.P., a Delaware limited partnership
("TVIA-4 1988"), TVI Management-4, L.P., a Delaware limited
partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F.
Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark
G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The
foregoing entities and individuals are collectively referred
to as the "Reporting Persons."
ITEM 1(a). NAME OF ISSUER:
---------------
ViaSoft Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
------------------------------------------------
3033 N. 44th Street
Phoenix, AZ 85018
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Technology Venture Investors-3,
L.P., a California limited partnership ("TVI-3"), TVI
Management-3, L.P., a California limited partnership
("TIM-3"), Technology Venture Investors-4, L.P., a Delaware
limited partnership ("TVI-4"), TVI Partners-4, L.P., a
Delaware limited partnership ("TVIP-4"), TVI Affiliates-4,
L.P., a Delaware limited partnership ("TVIA-4"), TVI
Affiliates-4 1988, L.P., a Delaware limited partnership
("TVIA-4 1988"), TVI Management-4, L.P., a Delaware limited
partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F.
Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark
G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The
foregoing entities and individuals are collectively referred
to as the "Reporting Persons."
TVIM-3 is the general partner of TVI-3, and may be deemed to
have shared power to vote and shared power to dispose of
shares of the issuer directly owned by TVI-3. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-3, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by TVI-3 and TVIM-3.
<PAGE>
Page 15 of 20 Pages
TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and
TVIA-4 1988, and may be deemed to have shared power to vote
and shared power to dispose of shares of the issuer directly
owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. Kagle,
Marquardt, McMurtry, Wilson and Johnston are the general
partners of TVIM-4, and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer
directly owned by. by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
-------------------------------------------------------------
The address of the principal office for each of the Reporting
Persons is:
Technology Venture Investors
2480 Sand Hill Road
Suite 101
Menlo Park, CA 94025
ITEM 2(c) CITIZENSHIP:
------------
TVI-3 and TVIM-3 are California limited partnerships, TVI-4,
TVIM-4, TVIP-4, TVIA-4 and TVIA-4 1988 are Delaware limited
partnerships, and Kagle, Marquardt, McMurtry, Wilson and
Johnston are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
-----------------------------
Common Stock
ITEM 2(e). CUSIP NUMBER:
-------------
CUSIP # 92552U10
ITEM 3. Not Applicable
--------------
<PAGE>
Page 16 of 20 Pages
ITEM 4. OWNERSHIP:
----------
The following information with respect to the ownership of
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the
vote:
See Row 5 of cover page for each
Reporting Person.
(ii) Shared power to vote or to direct
the vote:
See Row 6 of cover page for each
Reporting Person.
(iii) Sole power to dispose or to direct
the disposition of:
See Row 7 of cover page for each
Reporting Person.
(iv) Shared power to dispose or to direct
the disposition of:
See Row 8 of cover page for each
Reporting Person.
<PAGE>
Page 17 of 20 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof, the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [X]
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
--------------------------------------------------------------
PERSON:
-------
Not applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
--------------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
--------------------------------------------------------------
COMPANY:
--------
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
----------------------------------------------------------
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
-------------------------------
Not applicable.
ITEM 10. CERTIFICATION:
--------------
Not applicable.
<PAGE>
Page 18 of 20 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Mark G. Wilson
--------------------------------------
Mark G. Wilson, on behalf of TVIM-3
and TVIM-4 in his capacity as a
general partner thereof, on behalf of
TVI-3, in his capacity as a general
partner of TVIM 3, which is the
general partner of TVI-3, on behalf of
TVI-4, in his capacity as a general
partner of TVIM-4, which is the
general partner of TVI-4, on behalf of
TVIP-4, in his capacity as a general
partner of TVIM-4, which is the
general partner of TVIP-4, on behalf
of TVIA-4, in his capacity as a
general partner of TVIM-4, which is
the general partner of TVIA-4, and on
behalf of TVIA-4 1988, in his capacity
as a general partner of TVIM-4, which
is the general partner of TVIA-4 1988.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ------------------------- ------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ------------------------- ------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -------------------------
BURTON J. MCMURTRY
<PAGE>
Page 19 of 20 Pages
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 20
<PAGE>
Page 20 of 20 Pages
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Viasoft, Inc. shall be
filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Date: February 13, 1996
/s/ Mark G. Wilson
Mark G. Wilson, on behalf of TVIM-3
and TVIM-4 in his capacity as a
general partner thereof, on behalf of
TVI-3, in his capacity as a general
partner of TVIM 3, which is the
general partner of TVI-3, on behalf of
TVI-4, in his capacity as a general
partner of TVIM-4, which is the
general partner of TVI-4, on behalf of
TVIP-4, in his capacity as a general
partner of TVIM-4, which is the
general partner of TVIP-4, on behalf
of TVIA-4, in his capacity as a
general partner of TVIM-4, which is
the general partner of TVIA-4, and on
behalf of TVIA-4 1988, in his capacity
as a general partner of TVIM-4, which
is the general partner of TVIA-4 1988.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ------------------------- ------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ------------------------- ------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -------------------------
BURTON J. MCMURTRY
