INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Quarter Ended: September 30, 1999
Check here if Amendment [ ]
Name of Institutional Investment Manager:
First Commerce Investors, Inc.
Business Address:
1248 O Street, Lincoln, NE 68508
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
Anne E. Hansen (402) 434-4415 Vice-President
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
in its behalf of the City of Lincoln and State of Nebraska on the 29th day of
September, 1999.
First Commerce Investors, Inc.
----------------------------------
(Name of Institutional Investment Manager)
/S/ Anne E. Hansen
-----------------------------------
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one files this report):
13F File numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No. Name: 13F File No.
1._______________ _______________ 7. __________________ __________
2._______________ _______________ 8. __________________ __________
3._______________ _______________ 9. __________________ __________
4._______________ _______________ 10.__________________ __________
5._______________ _______________ 11.__________________ __________
6._______________ _______________ 12.__________________ __________
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SECURITIES AND EXCHANGE COMMISSION FORM 13-F
ASSET AS OF 9/30/99
- - - - - ITEM 1 AND 2 - - - - - ITEM 3 ITEM 4 ITEM 5 - - - - ITEM 6 - - -ITEM 7 - - - - ITEM 8 - - - -
MARKET INVESTMENT DISC VOTING AUTHORITY
VALUE SHS OR SOLE SHR OTHER SOLE SHARED NONE
ISSUER AND TITLE OF CLASS CUSIP (X$1000) PRN AMT (A) (B) (C) MANAGER(A) (B) (C)
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC 001055102 348 8,300 X X 8,300
A T & T CORP 001957109 863 19,820 X X 19,820
ABBOTT LABORATORIES 002824100 594 16,200 X X 16,200
AETNA INC 008117103 3232 65,619 X X 52,919 12700
AIR EXPRESS INTL CORP COM 009104100 880 38,775 X X 38,775
ALBERTSON'S INC 013104104 243 6,149 X 6,149
ALLSTATE CORP 020002101 3240 129,898 X X 121,476 8422
ALLTEL CORP 020039103 22,809 324,103 X X 275,412 48691
AMERICAN GENERAL CORP 026351106 316 5,000 X X 5,000
AMERICAN HOME PRODUCTS CORP 026609107 481 11,600 X 11,600
AMERICAN INTL GROUP INC 026874107 436 5,021 X X 5,021
AMERITECH CORP 030954101 396 5,929 X X 5,929
AMGEN INC 031162100 258 3,168 X X 3,168
ANHEUSER BUSCH CO INC 035229103 1,667 23,794 X 20,994 2800
AUTOLIV INC 052800109 8,536 226,856 X X 174,856 52000
BP AMOCO PLC SPONSORED ADR 055622104 364 3,285 X X 2,407 878
BANK OF NEW YORK INC 064057102 298 8,900 X 8,900
BANK ONE CORP NEW 06423A103 682 19,600 X 200 19400
BARRETT RESOURCES CORP 068480201 242 6,553 X X 6,553
BAXTER INTERNATIONAL 071813109 387 6,428 X 6,428
BELL ATLANTIC CORP 077853109 620 9,219 X X 7,219 2000
BELLSOUTH CORP 079860102 561 12,464 X X 12,464
BERKSHIRE HATHAWAY INC DEL CL A 084670108 17,897 327 X X 259 2 66
BERKSHIRE HATHAWAY INC DEL CL B 084670207 288 155 X 155
H & R BLOCK INC 093671105 11,547 265,831 X X 246,301 19530
BOEING CO 097023105 642 15,050 X X 13,450 1600
BRISTOL MYERS SQUIBB CO 110122108 1350 19,990 X X 16,390 3600
BUCKLE INC 118440106 1,570 90,950 X X 36,950 54,000
CARNIVAL CORP 143658102 13,332 306,491 X X 233,951 72,540
CENTRAL & SOUTH WEST CORP 152357109 201 9,512 X X 7,162 2350
CHEVRON CORP 166751107 311 3,496 X X 3,496
CISCO SYSTEMS 17275R102 306 4,456 X X 4,456
CITIGROUP INC 172967101 896 20,368 X X 19,351 1017
COCA COLA CO 191216100 1576 32,680 X X 31,480 1200
COLGATE PALMOLIVE CO 194162103 910 19,888 X X 19,888
COMMERCIAL FEDERAL CORP 201647104 3619 184,385 X X 154,045 30340
COMPX INTL INC CL A 20563P101 790 41,550 X X 41,550
CONAGRA INC 205887102 2,683 118,899 X X 113,799 5100
CORVEL CORP 221006109 1638 74,410 X X 40,410 34000
DEBEERS CONS MINES LTD ADR 240253302 3613 133,800 X X 130,800 3,000
DISNEY (WALT) CO 254687106 2907 112,108 X X 85,408 26700
DU PONT (E.I.) DE NEMOURS & CO 263534109 558 9,220 X X 9,220
DUFF & PHELPS CREDIT RATING CO 26432F109 2852 35,675 X X 35,675
EASTMAN KODAK 277461109 207 2,738 X 2,738
ECOLAB INC 278865100 823 24,130 X X 21,130 3000
EMERSON ELECTRIC CO 291011104 259 4,100 X X 4,100
ENRON CORP 293561106 1,547 37,686 X X 37,686
EXXON CORP 302290101 2,693 35,444 X X 33,744 1700
FAIR ISAAC & CO INC 303250104 4087 145,650 X X 99,180 46470
FEDERAL HOME LOAN MTG CORP VOTING 313400301 11,898 224,950 X X 183,050 41900
FEDERAL NATIONAL MORTGAGE ASSN 313586109 9,569 152,641 X X 119,341 33300
FIRST COMMERCE BANCSHARES INC CL A 319777108 828 39,661 X X 30,553 9108
FIRST COMMERCE BANCSHARES INC CL B 319777207 8,272 398,648 X X 361,034 37,614
FORD MOTOR CO 345370100 509 10,136 X 10,136
FRANKLIN RESOURCES 354613101 565 18,490 X X 15,490 3000
GTE CORP 362320103 428 5,561 X X 3,961 1600
GENERAL ELECTRIC CO 369604103 4,103 34,609 X X 28,609 6,000
HASBRO INC 418056107 11,601 540,825 X X 526,350 14,475
HEWLETT PACKARD CO 428236103 1162 12,800 X X 11,600 1200
HON INDS INC 438092108 3700 192,225 X X 190,985 1240
HUB GROUP INC CL A 443320106 480 23,500 X X 23,500
INTEL CORP 458140100 3,107 16,600 X X 39,800 2000
INTERNATIONAL BUSINESS MACHINES 459200101 1117 9,225 X X 9,225
JOHNSON & JOHNSON 478160104 1066 11,600 X X 11,600
K N ENERGY INC 482620101 565 25,202 X X 25,202
KEYSTONE AUTOMOTIVE INDS INC 49338N109 5540 506,340 X X 431,940 74,400
KONINKLIJKE PHILIPS ELECTRONICS NE 500472204 5004 49,543 X X 27,799 21744
(NY REG SHS)
LEE ENTERPRISES INC 523768109 6,882 251,401 X X 251,401
LILLY (ELI) & CO 532457108 713 11,100 X X 11,100
LILLY INDS INC. CL A 532491107 3954 290,225 X X 237,625 52600
LUCENT TECHNOLOGIES INC 549463107 1038 16,010 X X 16,010
MBIA INC COM 55262C100 280 6,000 X 6,000
MBNA CORP 55262L100 1078 47,245 X X 47,245
MCI WORLDCOM INC 55268B106 542 7,528 X X 7,528
MANPOWER INC WIS 56418H100 6,305 216,462 X X 166,712 49750
MCDONALDS CORP 580135101 271 6,256 X 6,256
MEDIAONE GROUP INC 58440J104 298 4,363 X X 4,363
MELLON BANK CORP 585509102 309 9,184 X 9,184
MERCK & CO INC 589331107 1271 19,600 X X 19,600
MERCURY GENERAL CORP NEW 589400100 4471 162,225 X X 131,375 30850
MICROSOFT CORPORATION 594918104 2086 23,043 X X 23,043
MIDAMERICAN ENGY HOLDINGS CO NEW 59562V107 1987 67,375 X X 31,775 35600
MOBIL CORP 607059102 584 5800 X X 5800
MORGAN JP & CO INC 616880100 280 2450 X 1000 1450
MORGAN STANLEY DEAN WITTER & CO 617446448 971 10889 X X 1624 9265
MOTORCAR PARTS & ACCESSORIES INC 620071100 736 204,950 X X 142,055 62895
MOTOROLA INC 620076109 1830 20,800 X 1,300 19500
NASH-FINCH CO 631158102 194 27,732 X X 27,732
NEW HORIZONS WORLDWIDE INC 645526104 3332 209,899 X X 80,190 129709
NEWELL RUBBERMAID INC COM 651229106 266 9,315 X 9,315
NOKIA CORP ADR 654902204 7214 80,295 X X 40,615 39680
OMNICOM GROUP 681919106 312 3,936 X 3,936
OSHKOSH B'GOSH INC CL A 688222207 98 6,105 X 6105
PEPSICO INC 713448108 218 7,133 X X 7,133
PERSONNEL GROUP AMERICA INC 715338109 2156 344,735 X X 207,250 137485
PHARMACIA & UPJOHN INC 716941109 2701 54,445 X X 53,545 900
PFIZER INC 717081103 960 26,750 X X 26,750
PHILIP MORRIS COMPANIES INC 718154107 6,208 181,587 X X 181,587
ROYAL DUTCH PETROLEUM COMPANY 780257804 5,173 87,578 X X 83,778 3800
SBC COMMUNICATIONS INC 78387G103 695 13,598 X X 13,598
SCHWEITZER-MAUDUIT INTL INC COM 808541106 681 52,600 X X 52,600
SCOR SPONSORED ADR 80917Q106 364 7,550 X X 7,550
SITEL CORP 82980K107 108 25,345 X X 25,345
SMITHKLINE BEECHAM PLC ADR RPSTG ORD A 832378301 1297 22,506 X X 20,006 2500
SPRINT CORP (FON GROUP) 852061100 1,592 29,337 X X 26,937 2400
SPRINT CORP (PCS GROUP) 852061506 526 7,055 X X 6,455 600
SYSCO CORP 871829107 435 12,400 X X 1,400 11000
TEXACO INC 881694103 700 11,090 X X 9,308 1782
20TH CENTURY IND COM 901272203 3174 163,819 X 163,819
US BANCORP DEL 902973106 5,444 180,354 X X 97,754 82,600
UNION PACIFIC CORP 907818108 370 7,683 X X 7,683
U.S. WEST INC NEW 91273H101 314 5,499 X X 5,499
VISHAY INTERTECH INC 928298108 13,840 582,771 X X 481,545 101226
VODAFONE AIRTOUCH PLC SPONS ADR 92857T107 231 972 X X 972
VULCAN MATERIALS 929160109 440 12,000 X X 12,000
WALLACE COMPUTER SVCS INC 932270101 9,346 461,535 X X 385,085 76,450
WARNER-LAMBERT COMPANY 934488107 398 6,000 X X 6,000
WASTE CONNECTIONS INC 941053100 5,058 245,958 X 245,958
WAUSAU-MOSINEE PAPER CORP 943315101 1432 118,150 X X 117,150 1000
WELLS FARGO & CO NEW 949746101 5844 147,504 X X 46,184 101320
WERNER ENTERPRISES INC 950755108 10,801 612,828 X X 481,616 131212
WEST TELESERVICES CORP 956188106 4360 420,210 X X 125,120 295090
TOTALS 328,237 10,547,406 8,485,150 2,040,668 46,788
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