|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: SPENCERS RESTAURANTS INC, NT 10-K, 1999-09-30 |
Next: NUMBER NINE VISUAL TECHNOLOGY CORP, 8-K, 1999-09-30 |
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Quarter Ended: June 30, 1999
Check here if Amendment [ ]
Name of Institutional Investment Manager:
First Commerce Investors, Inc.
Business Address:
1248 O Street, Lincoln, NE 68508
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
Anne E. Hansen (402) 434-4415 Vice-President
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
in its behalf of the City of Lincoln and State of Nebraska on the 29th day of
September, 1999.
First Commerce Investors, Inc.
----------------------------------
(Name of Institutional Investment Manager)
/S/ Anne E. Hansen
-----------------------------------
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one files this report):
13F File numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No. Name: 13F File No.
1._______________ _______________ 7. __________________ __________
2._______________ _______________ 8. __________________ __________
3._______________ _______________ 9. __________________ __________
4._______________ _______________ 10.__________________ __________
5._______________ _______________ 11.__________________ __________
6._______________ _______________ 12.__________________ __________
<PAGE>
<TABLE>
<CAPTION>
SECURITIES AND EXCHANGE COMMISSION FORM 13-F
ASSET AS OF 6/30/99
ITEM 1 AND 2 ITEM 3 ITEM 4 ITEM 5 - - - - ITEM 6 - - - ITEM 7 -- - - ITEM 8 - - -
MKT VAL INVESTMENT DISCRETION VOTING AUTHORITY
ISSUER AND TITLE OF CLASS CUSIP (1000S) SHARES SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A T & T CORP 001957109 847 15169 X 15169
A T & T CORP 001957109 288 5161 X X 5161
ABBOTT LABORATORIES 002824100 218 4800 X 4800
ABBOTT LABORATORIES 002824100 545 12000 X X 12000
AETNA INC 008117103 736 8233 X 8233
AETNA INC 008117103 5070 56686 X X 43986 12700
AIR EXPRESS INTL CORP 009104100 202 7950 X 7950
AIR EXPRESS INTL CORP 009104100 782 30825 X X 30825
ALBERTSON'S INC 013104104 305 5910 X 5910
ALIANT COMMUNICATIONS INC 016090102 3799 82240 X 82240
ALIANT COMMUNICATIONS INC 016090102 777 16824 X X 5380 10000 1444
ALLSTATE CORP 020002101 705 19642 X 19642
ALLSTATE CORP 020002101 3929 109526 X X 101104 6440 1982
ALLTEL CORP 020039103 1618 22631 X 21869 762
ALLTEL CORP 020039103 12823 179338 X X 138876 39378 1084
AMERICAN GENERAL CORP 026351106 452 6000 X 6000
AMERICAN HOME PRODUCTS CORP 026609107 643 11200 X 11200
AMERICAN INTL GROUP INC 026874107 216 1844 X 1844
AMERICAN INTL GROUP INC 026874107 433 3693 X X 3693
AMERITECH CORP 030954101 348 4736 X 4736
AMERITECH CORP 030954101 125 1705 X X 1705
AMGEN INC 031162100 71 1168 X 1168
AMGEN INC 031162100 268 4400 X X 4400
ANHEUSER BUSCH CO INC 035229103 1574 22194 X 22194
ANHEUSER BUSCH CO INC 035229103 199 2800 X 2800
ASSOCIATES FIRST CAPITAL CO 046008108 234 5308 X 5308
AUTOLIV INC 052800109 875 28923 X 28923
AUTOLIV INC 052800109 6336 209424 X X 157924 51500
BP AMOCO PLC SPONSORED ADR 055622104 421 3879 X 3001 878
BP AMOCO PLC SPONSORED ADR 055622104 22 200 X X 200
BANK OF AMERICA CORP 060505104 176 2398 X 2398
BANK OF AMERICA CORP 060505104 162 2212 X X 2212
BANK OF NEW YORK INC 064057102 374 10200 X 10200
BARRETT RESOURCES CORP 068480201 84 2199 X 2199
BARRETT RESOURCES CORP 068480201 167 4354 X X 4354
BAXTER INTERNATIONAL 071813109 381 6278 X 6278
BELL ATLANTIC CORP 077853109 319 4878 X 4878
BELL ATLANTIC CORP 077853109 340 5202 X X 3202 2000
BELLSOUTH CORP 079860102 501 10864 X 10864
BELLSOUTH CORP 079860102 72 1560 X X 1560
BERKSHIRE HATHAWAY INC DEL 084670108 11300 164 X 98 66
BERKSHIRE HATHAWAY INC DEL 084670108 11919 173 X X 171 2
BERKSHIRE HATHAWAY INC DEL 084670207 347 155 X 155
H & R BLOCK INC 093671105 1860 37192 X 36392 800
H & R BLOCK INC 093671105 9271 185414 X X 184884 530
BOEING CO 097023105 486 11050 X 11050
BOEING CO 097023105 176 4000 X X 2400 1600
BRISTOL MYERS SQUIBB CO 110122108 1120 15900 X 15900
BRISTOL MYERS SQUIBB CO 110122108 403 5720 X X 2120 3600
BURLINGTON NORTHERN SANTE F 12189T104 208 6705 X 285 6420
BURLINGTON NORTHERN SANTE F 12189T104 19 600 X X 600
CVS CORP 126650100 203 4000 X X 4000
CARNIVAL CORP 143658102 2453 50571 X 48371 2200
CARNIVAL CORP 143658102 12413 255920 X X 185580 69040 1300
CENTRAL & SOUTH WEST CORP 152357109 122 5212 X 5212
CENTRAL & SOUTH WEST CORP 152357109 104 4450 X X 2100 2350
CHEVRON CORP 166751107 389 4096 X 4096
CHEVRON CORP 166751107 19 200 X X 200
CISCO SYSTEMS 17275R102 87 1350 X 1350
CISCO SYSTEMS 17275R102 200 3106 X X 3106
CITIGROUP INC 172967101 175 3693 X 3693
CITIGROUP INC 172967101 832 17517 X X 16500 1017
COCA COLA CO 191216100 321 5180 X 5180
COCA COLA CO 191216100 1835 29600 X X 28400 1200
COLGATE PALMOLIVE CO 194162103 468 4750 X 4750
COLGATE PALMOLIVE CO 194162103 529 5374 X X 5374
COMMERICAL FED CORP COM 201647104 26 1125 X 1125
COMMERICAL FED CORP COM 201647104 49 2100 X X 2100
COMPX INTL INC 20563P101 30 1700 X 1700
COMPX INTL INC 20563P101 435 24350 X X 24350
CONAGRA INC 205887102 668 25084 X 25084
CONAGRA INC 205887102 890 33451 X X 28351 2600 2500
CONSTELLATION ENERGY GROUP 210371100 101 3400 X 3400
CONSTELLATION ENERGY GROUP 210371100 111 3750 X X 3750
CORVEL CORP 221006109 248 11530 X 11530
CORVEL CORP 221006109 1352 62880 X X 28880 34000
DEBEERS CONS MINES LTD ADR 240253302 598 25050 X 23750 1300
DEBEERS CONS MINES LTD ADR 240253302 3095 129650 X X 127950 1700
DISNEY (WALT) CO 254687106 184 5980 X 5980
DISNEY (WALT) CO 254687106 3400 110319 X X 83619 26700
DU PONT (E.I.) DE NEMOURS & 263534109 287 4200 X 4200
DU PONT (E.I.) DE NEMOURS & 263534109 473 6920 X X 6920
DUFF & PHELPS CREDIT RATING 26432F109 166 2475 X 2475
DUFF & PHELPS CREDIT RATING 26432F109 2889 43200 X X 43200
ECOLAB INC 278865100 625 14330 X 14330
ECOLAB INC 278865100 428 9800 X X 6800 3000
EMERSON ELECTRIC CO 291011104 201 3200 X 3200
EMERSON ELECTRIC CO 291011104 82 1300 X X 1300
ENRON CORP 293561106 1175 14372 X 14372
ENRON CORP 293561106 447 5471 X X 5471
EXXON CORP 302290101 1957 25376 X 25376
EXXON CORP 302290101 848 11000 X X 9300 1700
FAIR ISAAC & CO INC 303250104 266 7600 X 7600
FAIR ISAAC & CO INC 303250104 5156 147050 X X 100580 46470
FEDERAL HOME LOAN MTG CORP 313400301 1322 22799 X 22799
VOTING
FEDERAL HOME LOAN MTG CORP 313400301 11724 202151 X X 160251 41200 700
VOTING
FEDERAL NATIONAL MORTGAGE A 313586109 1328 19458 X 19458
FEDERAL NATIONAL MORTGAGE A 313586109 9154 133983 X X 100683 32500 800
FIRST COMMERCE BANCSHARES I 319777108 492 19894 X 19186 708
FIRST COMMERCE BANCSHARES I 319777108 489 19767 X X 11367 8400
FIRST COMMERCE BANCSHARES I 319777207 7658 321601 X 315769 5832
FIRST COMMERCE BANCSHARES I 319777207 1926 80875 X X 49093 31782
FOOD LION INC CL B 344775101 177 15300 X 15300
FOOD LION INC CL B 344775101 52 4500 X X 4500
FORD MOTOR CO 345370100 572 10136 X 10136
FRANKLIN RESOURCES 354613101 432 10630 X 10630
FRANKLIN RESOURCES 354613101 319 7860 X X 4860 3000
GTE CORP 362320103 254 3360 X 3360
GTE CORP 362320103 296 3924 X X 2324 1600
GENERAL ELECTRIC CO 369604103 3223 28525 X 27125 1400
GENERAL ELECTRIC CO 369604103 1109 9810 X X 5210 3300 1300
GILLETTE COMPANY 375766102 38 920 X 920
GILLETTE COMPANY 375766102 426 10400 X X 8400 2000
HASBRO INC 418056107 2003 71679 X 70179 1500
HASBRO INC 418056107 12893 461496 X X 450021 8100 3375
HEWLETT PACKARD CO 428236103 648 6450 X 6450
HEWLETT PACKARD CO 428236103 749 7450 X X 6250 1200
HOME DEPOT INC. 437076102 39 600 X 600
HOME DEPOT INC. 437076102 245 3796 X X 3796
HON INDS INC 438092108 399 13680 X 13680
HON INDS INC 438092108 2438 83545 X X 83545
INTEL CORP 458140100 821 13800 X 13800
INTEL CORP 458140100 2166 36400 X X 34400 2000
INTERNATIONAL BUSINESS MACH 459200101 1030 7972 X 7972
INTERNATIONAL BUSINESS MACH 459200101 58 448 X X 448
JOHNSON & JOHNSON 478160104 431 4400 X 4400
JOHNSON & JOHNSON 478160104 862 8800 X X 8800
K N ENERGY INC 482620101 201 14993 X 14993
K N ENERGY INC 482620101 137 10209 X X 10209
KEYSTONE AUTOMOTIVE INDS IN 49338N109 1021 58758 X 57358 1400
KEYSTONE AUTOMOTIVE INDS IN 49338N109 7342 422582 X X 349582 71700 1300
KONINKLIJKE PHILIPS ELECTRO W 500472204 348 3449 X 3449
(NY REG SHS)
KONINKLIJKE PHILIPS ELECTRO W 500472204 4657 46170 X X 24426 21744
(NY REG SHS)
LEE ENTERPRISES INC 523768109 7575 248371 X 248371
LEE ENTERPRISES INC 523768109 101 3307 X X 3307
LILLY (ELI) & CO 532457108 752 10500 X 10500
LILLY (ELI) & CO 532457108 14 200 X X 200
LILLY INDS INC 532491107 361 19469 X 19469
CL A
LILLY INDS INC 532491107 5026 270756 X X 63806 52300 300
CL A
LUCENT TECHNOLOGIES INC 549463107 797 11820 X 11820
LUCENT TECHNOLOGIES INC 549463107 310 4602 X X 4602
MBIA INC 55262C100 389 6000 X X 6000
MBNA CORP 55262L100 928 30288 X 30288
MBNA CORP 55262L100 519 16957 X X 16957
MCI WORLDCOM INC 55268B106 613 7117 X 7117
MCI WORLDCOM INC 55268B106 35 411 X X 411
MANPOWER INC WIS 56418H100 950 41978 X 41378 600
MANPOWER INC WIS 56418H100 6526 288464 X X 239314 48000 1150
MCDONALDS CORP 580135101 257 6256 X 6256
MEDIAONE GROUP INC 58440J104 158 2127 X 2127
MEDIAONE GROUP INC 58440J104 177 2380 X X 2380
MELLON BANK CORP 585509102 334 9184 X 9184
MERCK & CO INC 589331107 545 7400 X 7400
MERCK & CO INC 589331107 913 12400 X X 12400
MERCURY GENERAL CORP NEW 589400100 729 21450 X 20950 500
MERCURY GENERAL CORP NEW 589400100 4287 126100 X X 96300 29300 500
MICROSOFT CORPORATION 594918104 439 4864 X 4864
MICROSOFT CORPORATION 594918104 1793 19879 X X 19879
MIDAMERICAN ENGY HOLDINGS C 59562V107 894 25832 X 25832
MIDAMERICAN ENGY HOLDINGS C 59562V107 5572 160943 X X 125343 34800 800
MOBIL CORP 607059102 40 400 X 400
MOBIL CORP 607059102 533 5400 X X 5400
MORGAN JP & CO INC 616880100 140 1000 X 1000
MORGAN JP & CO INC 616880100 228 1625 X X 1450 175
MORGAN STANLEY DEAN WITTER 617446448 25 246 X 246
COMMON NEW
MORGAN STANLEY DEAN WITTER 617446448 1128 10993 X X 78 9265 1650
COMMON NEW
MOTORCAR PARTS & ACCESSORIE 620071100 192 35720 X 35720
MOTORCAR PARTS & ACCESSORIE 620071100 910 169230 X X 106335 62895
MOTOROLA INC 620076109 180 1900 X 1900
MOTOROLA INC 620076109 1876 19800 X X 19500 300
NASH-FINCH CO 631158102 280 27732 X X 27732
NESTLE SA ADR 641069406 90 1000 X 1000
NESTLE SA ADR 641069406 1206 13360 X X 13160 200
NEW HORIZONS WORLDWIDE INC 645526104 91 4625 X 4625
NEW HORIZONS WORLDWIDE INC 645526104 4054 205274 X X 74690 130584
NEWELL RUBBERMAID INC 651229106 15 315 X 315
NEWELL RUBBERMAID INC 651229106 440 9480 X X 9390 90
NOKIA CORP ADR 654902204 850 9278 X 9278
NOKIA CORP ADR 654902204 6951 75912 X X 1632 38680 1000
OMNICOM GROUP 681919106 315 3936 X 3936
PEPSICO INC 713448108 245 6333 X 6333
PEPSICO INC 713448108 116 3000 X X 3000
PERSONNEL GROUP AMERICA INC 715338109 481 48100 X 48100
PERSONNEL GROUP AMERICA INC 715338109 2824 282350 X X 150850 131500
PHARMACIA & UPJOHN INC 716941109 423 7445 X 7445
PHARMACIA & UPJOHN INC 716941109 3315 58350 X X 47700 9750 900
PFIZER INC 717081103 448 4110 X 4110
PFIZER INC 717081103 545 5000 X X 5000
PHILIP MORRIS COMPANIES INC 718154107 1415 35202 X 35202
PHILIP MORRIS COMPANIES INC 718154107 5882 146385 X X 146385
ROYAL DUTCH PETROLEUM COMPA 780257804 1805 29954 X 29954
ROYAL DUTCH PETROLEUM COMPA 780257804 3472 57624 X X 53824 3200 600
SBC COMMUNICATIONS INC 78387G103 806 13890 X 13890
SBC COMMUNICATIONS INC 78387G103 72 1248 X X 1248
SCHWEITZER-MAUDUIT INTL INC 808541106 13 850 X 850
SCHWEITZER-MAUDUIT INTL INC 808541106 776 51750 X X 51750
SCOR SPONSORED ADR 80917Q106 33 650 X 650
SCOR SPONSORED ADR 80917Q106 348 6900 X X 6900
SITEL CORP 82980K107 57 19310 X 19310
SITEL CORP 82980K107 889 302670 X X 295635 7035
SMITHKLINE BEECHAM PLC ADR 832378301 779 11792 X 11792
RPSTG ORD A
SMITHKLINE BEECHAM PLC ADR 832378301 708 10714 X X 8214 2500
RPSTG ORD A
SPRINT CORP (FON GROUP) 852061100 1404 26486 X 26486
SPRINT CORP (FON GROUP) 852061100 246 4648 X X 2248 2400
SPRINT CORP (PCS GROUP) 852061506 336 5893 X 5893
SPRINT CORP (PCS GROUP) 852061506 66 1162 X X 562 600
SYSCO 871829107 370 12400 X X 1400 11000
TEXACO INC 881694103 337 5408 X 5408
TEXACO INC 881694103 392 6282 X X 4500 1782
20TH CENTURY INDUSTRIES, IN 901272203 181 9794 X 9794
20TH CENTURY INDUSTRIES, IN 901272203 2866 151871 X X 151871
US BANCORP DEL 902973106 5617 168287 X 85687 82600
US BANCORP DEL 902973106 417 12492 X X 12492
UNION PACIFIC CORP 907818108 190 3263 X 3263
UNION PACIFIC CORP 907818108 252 4320 X X 4320
U.S. WEST INC NEW 91273H101 201 3419 X 3419
U.S. WEST INC NEW 91273H101 143 2439 X X 2439
VISHAY INTERTECH INC 928298108 1518 72263 X 72263
VISHAY INTERTECH INC 928298108 12646 604124.75 X X 502897 97928.75 3298
VULCAN MATERIALS 929160109 579 12000 X X 12000
WALLACE COMPUTER SVCS INC 932270101 1193 47735 X 46435 1300
WALLACE COMPUTER SVCS INC 932270101 8906 356200 X X 50650 28500 1050
WARNER-LAMBERT COMPANY 934488107 415 6000 X X 6000
WASTE CONNECTIONS INC 941053100 7502 245958 X 245958
WAUSAU-MOSINEE PAPER CORP 943315101 393 21820 X 21520 300
WAUSAU-MOSINEE PAPER CORP 943315101 1764 98000 X X 97300 700
WELLS FARGO & CO NEW 949746101 814 19044 X 19044
WELLS FARGO & CO NEW 949746101 5492 128460 X X 27140 96520 4800
WERNER ENTERPRISES INC 950755108 1235 59542 X 59542
WERNER ENTERPRISES INC 950755108 11477 553086 X X 344099 127469 3743
WEST TELESERVICES COM 956188106 74 7850 X 7850
WEST TELESERVICES COM 956188106 3875 413360 X X 114770 295090 3500
FINAL TOTALS 367253 10659393.8 8197609 1696689 175582
</TABLE>
|
|