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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
OLD GUARD GROUP, INC.
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(Name of Issuer)
Common Stock, No Par Value
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(Title of Class of Securities)
679783-10-0
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(c) [ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 679783-10-0 SCHEDULE 13G PAGE 2 OF 9 PAGES
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1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION
NO. OF ABOVE PERSON
JOEL M. GREENBLATT
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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5. SOLE VOTING POWER
3,482
NUMBER OF --------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 388,960
EACH --------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 3,482
--------------------------------------------------
8. SHARED DISPOSITIVE POWER
388,960
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
392,442
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.59%
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12. TYPE OF REPORTING PERSON*
IN
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CUSIP NO. 679783-10-0 SCHEDULE 13G PAGE 3 OF 9 PAGES
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1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION
NO. OF ABOVE PERSON
GOTHAM CAPITAL V, LLC
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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5. SOLE VOTING POWER
239,733
NUMBER OF --------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 1,367
EACH --------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 239,733
--------------------------------------------------
8. SHARED DISPOSITIVE POWER
1,367
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
241,100
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.51%
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12. TYPE OF REPORTING PERSON*
00 - LIMITED LIABILITY COMPANY
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CUSIP NO. 679783-10-0 SCHEDULE 13G PAGE 4 OF 9 PAGES
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1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION
NO. OF ABOVE PERSON
GOTHAM CAPITAL VII, LLC
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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5. SOLE VOTING POWER
147,860
NUMBER OF --------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH --------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 147,860
--------------------------------------------------
8. SHARED DISPOSITIVE POWER
0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,860
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.99%
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12. TYPE OF REPORTING PERSON
00 - LIMITED LIABILITY COMPANY
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CUSIP NO. 679783-10-0 SCHEDULE 13G PAGE 5 OF 9 PAGES
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1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION
NO. OF ABOVE PERSON
ROBERT GOLDSTEIN
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ]
(B) [X]
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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5. SOLE VOTING POWER
2,484
NUMBER OF --------------------------------------------------
SHARES 6. SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH --------------------------------------------------
REPORTING 7. SOLE DISPOSITIVE POWER
PERSON
WITH: 2,484
--------------------------------------------------
8. SHARED DISPOSITIVE POWER
0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,484
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES* [ ]
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.067%
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12. TYPE OF REPORTING PERSON*
IN
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CUSIP No. 679783-10-0 Page 6 of 9 Pages
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THIS STATEMENT IS BEING FILE PURSUANT TOss.240.13d-2(b) OF THE EXCHANGE ACT
REGULATIONS.
ITEM 1.
(a) Name of Issuer: Old Guard Group, Inc.
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(b) Address of Issuer's Principal Executive Offices:
2929 Lititz Pike Lancaster, PA 17604
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ITEM 2.
(a) Name of Persons Filing:
(b) Address of Principal Business Office or, if none, Residence:
(c) Citizenship:
Joel M. Greenblatt
153 East 53rd Street, 51st Floor
New York, NY 10022
(United States Citizen)
Gotham Capital V, LLC
153 East 53rd Street, 51st Floor
New York, NY 10022
(Delaware limited liability company)
Gotham Capital VII, LLC
153 East 53rd Street, 51st Floor
New York, NY 10022
(Delaware limited liability company)
Robert Goldstein
153 East 53rd Street, 51st Floor
New York, NY 10022
(United States Citizen)
(d) Title of Class of Securities: common stock, no par value
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(e) CUSIP Number: 679783-10-0
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK
WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act
(d) [ ] Investment Company registered under section 8 of the Investment
Company Act of 1940
(e) [ ] Investment Adviser registered under section 203 of the Investment
Advisers Act
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CUSIP No. 679783-10-0 Page 7 of 9 Pages
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(f) [ ] Employee Benefit Plan, Pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of
1974 or Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G)
(Note: See Item 7)
(h) [ ] A Savings Association as defined in Section 3(b) of the Federal
Deposit Insurance Act
(i) [ ] A Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J)
If this statement is filed pursuant to section 240.13d-1(c), check this box [X].
ITEM 4. OWNERSHIP
Provide the following information as of that date and identify those
shares which there is a right to acquire.
JOEL M. GREENBLATT*
(a) Amount Beneficially Owned: 392,442
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(b) Percent of Class: 10.59%
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(c) Number of shares as to which such person has:
(i)sole power to vote or to direct the vote: 3,482
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(ii)shared power to vote or to direct the vote: 388,960
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(iii)sole power to dispose or to direct the disposition of: 3,482
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(iv) shared power to dispose or to direct the disposition of: 388,960
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GOTHAM CAPITAL V, LLC
(a) Amount Beneficially Owned: 241,100
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(b) Percent of Class: 6.51%
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(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 239,733
-----------------------
(ii) shared power to vote or to direct the vote: 1,367
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(iii)sole power to dispose or to direct the disposition of: 239,733
----------
(iv) shared power to dispose or to direct the disposition of: 1,367
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Gotham Capital VII, LLC
(a) Amount Beneficially Owned: 147,860
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(b) Percent of Class: 3.99%
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(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 147,860
-----------------------
(ii) shared power to vote or to direct the vote: 0
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(iii)sole power to dispose or to direct the disposition of: 147,860
----------
(iv) shared power to dispose or to direct the disposition of: 0
--------
ROBERT GOLDSTEIN**
(a) Amount Beneficially Owned: 2,484
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(b) Percent of Class: .067%
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(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 2,484
-----------------------
(ii) shared power to vote or to direct the vote: 0
---------------------
(iii)sole power to dispose or to direct the disposition of: 2,484
----------
(iv) shared power to dispose or to direct the disposition of: 0
--------
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CUSIP No. 679783-10-0 Page 8 of 9 Pages
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* SHARES REPORTED FOR JOEL M. GREENBLATT INCLUDE SHARES BENEFICIALLY OWNED BY
GOTHAM CAPITAL V, LLC AND GOTHAM CAPITAL VII, LLC, WHICH ENTITIES MAY BE DEEMED
TO BE CONTROLLED BY MR. GREENBLATT, WHO IS THE MANAGER THEREOF.
**See Item 8
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Robert Goldstein has been included as a Reporting Person due to the fact
that he is Gotham Capital's designee on the Board of Directors of the Issuer
pursuant to an agreement among Gotham Capital, Mr. Goldstein and the Issuer. Mr.
Goldstein is a non-managing member of Gotham V and Gotham VII. He disclaims
beneficial ownership of any shares reported herein as being beneficially owned
by Gotham V or Gotham VII, except as to shares representing his pro rata
membership interest in such entities. Gotham V, Gotham VII and Mr. Greenblatt
disclaim beneficial ownership of any shares reported herein as being
beneficially owned by Mr. Goldstein.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
By signing below, I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 679783-10-0 Page 9 of 9 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I hereby
certify that the information set forth in this statement is true, complete and
correct.
Dated this 14th day of February, 2000.
Gotham Capital V, LLC
By: /s/ Joel M. Greenblatt
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Joel M. Greenblatt, Manager
Gotham Capital VII, LLC
By: /s/ Joel M. Greenblatt
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Joel M. Greenblatt, Manager
/s/ Joel M. Greenblatt
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Joel M. Greenblatt, individually
/s/ Robert Goldstein
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Robert Goldstein, individually
