<PAGE>
New USTC Holdings Corporation meets the conditions set forth in the
General Instruction H(1)(a) and (b) of Form 10-Q and is therefore
filing this form with the reduced disclosure format.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1
Quarterly Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
For Quarterly Period Ended MARCH 31, 1995
--------------------------------------------
Commission file number 0-20469
-------------------------------------------------
NEW USTC HOLDINGS CORPORATION
- -----------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
New York 13-3818952
- -----------------------------------------------------------------------
(State or other jurisdiction of (I. R. S. Employer
incorporation or organization) Identification No.)
114 West 47th Street, New York, New York 10036
- -----------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)
(212) 852-1000
- -----------------------------------------------------------------------
(Registrant's telephone number, including area code)
NOT APPLICABLE
- -----------------------------------------------------------------------
(Former name, former address and former fiscal year, if
changed since last report.)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has
been subject to such filing requirements for the past 90 days.
Yes X No
--- ---
Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date.
100 shares, Common Stock $1 par value, as of May 25, 1995
-1-
<PAGE>
Item 6. Exhibits and Reports on Form 8-K
--------------------------------
(a) EXHIBITS:
2.1 - Agreement and Plan of Merger dated as of November 18, 1994
(as amended, supplemented or otherwise modified from time to
time) between The Chase Manhattan Corporation ("Chase") and
the Corporation, filed as Exhibit 2.1 to the Corporation's
Annual Report on Form 10-K for the fiscal year ended
December 31, 1994 ("Form 10-K") and included in the Form
10-K as Appendix A to the Proxy Statement/Prospectus dated
February 9, 1995, filed as Exhibit 99.1 to the Form 10-K
("Exhibit 99.1"). (1) (2)
2.2 - Form of Agreement and Plan of Distribution among the
Corporation, United States Trust Company of New York (the
"Trust Company"), the Company and New U.S. Trust Company of
New York ("New U.S. Trust"), filed as Exhibit 2.2 to the
Form 10-K and included in the Form 10-K as Appendix B to
Exhibit 99.1 (1) (2)
2.3 - Form of Contribution and Assumption Agreement between the
Trust Company and New U.S. Trust, filed as Exhibit 2.3 to
the Form 10-K and included in the Form 10-K as Appendix C to
Exhibit 99.1. (1) (2)
2.4 - Form of Post Closing Covenants Agreement among Chase, the
Corporation, the Trust Company, the Company and New U.S.
Trust, filed as Exhibit 2.4 to the Form 10-K and included in
the Form 10-K as Appendix D to Exhibit 99.1. (1)
2.5 - Form of Tax Allocation Agreement among the Corporation, the
Company and Chase, filed as Exhibit 2.5 to the Form 10-K and
included in the Form 10-K as Appendix E to Exhibit 99.1. (1)
2.6 - Services Agreement Term Sheet, filed as Exhibit 7 to the
Corporation's Current Report on Form 8-K bearing cover date
of November 18, 1994. (1)
- ----------------
(1) Incorporated herein by reference.
(2) The copy of this document being incorporated by reference herein
does not include the exhibits and schedules thereto which are
identified as being omitted in the table of contents of this
document. The Corporation undertakes to furnish any such omitted
exhibits and schedules to the Commission upon its request.
-2-
<PAGE>
Item 6. Exhibits and Reports on Form 8-K (Continued)
--------------------------------
(a) EXHIBITS:
3.1 - Certificate of Incorporation of the Company, filed as
Appendix I to the Company's Registration Statement on
Form 10 dated February 9, 1995 ("Form 10"). (1)
3.2 - By-Laws of the Company, filed as Appendix II to the
Form 10. (1)
27 - Financial Data Schedule
(b) REPORTS ON FORM 8-K:
None
- ----------------
(1) Incorporated herein by reference.
-3-
<PAGE>
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
NEW USTC HOLDINGS CORPORATION
------------------------------
(Registrant)
Date: June 26, 1995 Richard E. Brinkmann
------------------ ------------------------------
Richard E. Brinkmann
Senior Vice President
and Comptroller
(Principal Accounting Officer)
-4-
<PAGE>
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<CIK> 0000936301
<NAME> DIANNE TIONGSON
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<PERIOD-END> MAR-31-1995
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